Thomxx Xxxsxx Xxxtners LLC. Total .............................................................. 3,000,000 ========= NUMBER OF FIRM SHARES SELLING STOCKHOLDER TO BE SOLD ------------------- ----------- ------- Total ............................................................................................. 550,000 ======= 35 EXHIBIT A LOCK-UP AGREEMENT BANCBOSTON ROBEXXXXX XXXPXXXX XXX. As Lead Representative of the several Underwriters 555 Xxxxxxxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxxxx, Xxxxxxxxxx 00000 Xxdies and Gentlemen: The undersigned understands that you, as lead representative of the several underwriters (the "Underwriters"), propose to enter into an Underwriting Agreement (the "Underwriting Agreement") with Netegrity, Inc. (the "Company") and certain selling stockholders providing for the public offering (the "Public Offering") by the Underwriters, including yourselves, of the Company's common stock, $.01 par value (the "Common Stock"), pursuant to a registration statement on Form S-3 to be filed with the Securities and Exchange Commission. This letter agreement shall terminate and be of no further force and effect upon a decision by BancBoston Robexxxxx Xxxpxxxx Xxx. or the Company not to proceed with the Public Offering. In consideration of the Underwriters' agreement to purchase and make the Public Offering of the Common Stock, and for other good and valuable consideration, the receipt of which is hereby acknowledged, the undersigned hereby agrees that the undersigned will not, for a period commencing on the date hereof and continuing thereafter until 90 days after the date of the final prospectus for the Public Offering (the "Lock-Up Period"), offer to sell, contract to sell, or otherwise sell, dispose of, loan, pledge or grant any rights with respect to (each a "Disposition") any shares of Common Stock, any options or warrants to purchase any shares of Common Stock, or any securities convertible into or exchangeable for shares of Common Stock (collectively, "Securities") now owned or hereafter acquired directly by the undersigned or with respect to which the undersigned has or hereafter acquires the power of disposition, otherwise than (a) as a distribution to limited partners, members or shareholders of the undersigned, (b) by gift, will or intestacy, (c) in the event the undersigned is an individual, to his or her immediate family or to a trust the beneficiaries of which are exclusively the undersigned, his or her parent or parents and/or a member or members of his or...
Thomxx Xxxsxx Xxxtners LLC. Total................................................................... ---------- ----------
Thomxx Xxxsxx Xxxtners LLC. Total ........................................................................................... 3,250,000 ============= SCHEDULE B NUMBER OF NUMBER OF FIRM SHARES OPTION SHARES SELLING STOCKHOLDER TO BE SOLD TO BE SOLD ---------------------- -------------- --------------- Pequot Private Equity Fund L.P./Pequot Offshore Private Equity Fund Inc........................................................... 610,000 390,000 Barrx X. Xxxxxx................................................................. 70,000 20,000 Stepxxx X. Xxxxxx............................................................... 40,000 30,000 Michxxx X. Xxxk................................................................. 10,000 5,000 Jamex Xxxxx..................................................................... 5,000 5,000 Jamex X. Xxxxxx................................................................. 5,000 5,000 Deepxx Xxxxxx................................................................... 5,000 5,000 Thomxx X. Xxxxx................................................................. 5,000 5,000 Ralpx X. Xxxxxx................................................................. -- 5,000 Eric X. Xxxxx................................................................... -- 5,000 ------------- --------------- Total...................................................................... 750,000 475,000 ============= =============== EXHIBIT A LOCK-UP AGREEMENT BANCBOSTON ROBEXXXXX XXXPXXXX XXX. As Lead Representative of the several Underwriters 555 Xxxxxxxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxxxx, Xxxxxxxxxx 00000 Xxdies and Gentlemen: The undersigned understands that you, as lead representative of the several underwriters (the "Underwriters"), propose to enter into an Underwriting Agreement (the "Underwriting Agreement") with Netegrity, Inc. (the "Company") and certain selling stockholders providing for the public offering (the "Public Offering") by the Underwriters, including yourselves, of the Company's common stock, $.01 par value (the "Common Stock"), pursuant to a registration statement on Form S-3 to be filed with the Securities and Exchange Commission. This letter agreement shall terminate and be of no further force and effect upon a decision by BancBoston Robexxxxx Xxxpxxxx Xxx. or the Company not to proceed with the Public Offering. In consideration of the Underwriters' agreement to purchase and make the Public Offering of the Common Stock, and for other good and valuable consideration, the receip...
Thomxx Xxxsxx Xxxtners LLC. Total.................................. --------------- ------------------ =============== ================== ANNEX I Pursuant to Section 7(d) of the Underwriting Agreement, the accountants shall furnish letters to the Underwriters to the effect that:
Thomxx Xxxsxx Xxxtners LLC. Bank of America Securities LLC................... ---------- Total............................................ 4,000,000 ==========
Thomxx Xxxsxx Xxxtners LLC. U.S. Bancorp Pipex Xxxxxxx Xxx...............
Thomxx Xxxsxx Xxxtners LLC. FAC/Equities, a division of First Albany Corporation.............................. Willxxx Xxxxx & Xompany, L.L.C......
Thomxx Xxxsxx Xxxtners LLC. [NAMES OF OTHER UNDERWRITERS] ......................... Total
Thomxx Xxxsxx Xxxtners LLC. Warburg Dillon Read LLC.................................................... --------- Total...................................................................... 6,000,000 ========= 30 SCHEDULE B PETS.XXX, XXC. 900,000 Shares of Common Stock (Par Value $0.00125 Per Share)
Thomxx Xxxsxx Xxxtners LLC. U.S. Bancorp Pipex Xxxxxxx Xxx........................ --------------- ------------------ Total.................................. =============== ==================
