Common use of Transfer/Assignment Clause in Contracts

Transfer/Assignment. (A) Subject to compliance with clause (B) of this Section 7, this Warrant and all rights hereunder are transferable, in whole or in part, upon the books of the Company by the registered holder hereof in person or by duly authorized attorney, and a new warrant shall be made and delivered by the Company, of the same tenor and date as this Warrant but registered in the name of one or more transferees, upon surrender of this Warrant, duly endorsed, to the office or agency of the Company described in Section 3. All expenses (other than stock transfer taxes) and other charges payable in connection with the preparation, execution and delivery of the new warrants pursuant to this Section 7 shall be paid by the Company. (B) The transfer of the Warrant and the Shares issued upon exercise of the Warrant are subject to the restrictions set forth in Section 4.4 of the Purchase Agreement. If and for so long as required by the Purchase Agreement, this Warrant shall contain the legends as set forth in Section 4.2(a) of the Purchase Agreement.

Appears in 29 contracts

Samples: Securities Purchase Agreement, Securities Purchase Agreement, Securities Purchase Agreement

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Transfer/Assignment. (A) Subject to compliance with clause (B) of this Section 78, this Warrant and all rights hereunder are transferable, in whole or in part, upon the books of the Company by the registered holder hereof in person or by duly authorized attorney, and a new warrant shall be made and delivered by the Company, of the same tenor and date as this Warrant but registered in the name of one or more transferees, upon surrender of this Warrant, duly endorsed, to the office or agency of the Company described in Section 3. All expenses (other than stock transfer taxes) and other charges payable in connection with the preparation, execution and delivery of the new warrants pursuant to this Section 7 8 shall be paid by the Company. (B) The transfer Subject to compliance with applicable securities laws, the Warrantholder may transfer, sell, assign or otherwise dispose (“Transfer”) all or a portion of the Warrant and or the Shares issued issuable upon exercise of the Warrant are subject to at any time, and the restrictions set forth in Section 4.4 of the Purchase Agreement. If and for so long Company shall take all steps as required may be reasonably requested by the Purchase Agreement, this Warrant shall contain the legends as set forth in Section 4.2(a) of the Purchase AgreementWarrantholder to facilitate such Transfer.

Appears in 21 contracts

Samples: Placement Agreement, Placement Agreement, Placement Agreement

Transfer/Assignment. (A) Subject to compliance with clause (B) of this Section 78, this Warrant and all rights hereunder are transferable, in whole or in part, upon the books of the Company by the registered holder hereof in person or by duly authorized attorney, and a new warrant shall be made and delivered by the Company, of the same tenor and date as this Warrant but registered in the name of one or more transferees, upon surrender of this Warrant, duly endorsed, to the office or agency of the Company described in Section 3. All expenses (other than stock transfer taxes) and other charges payable in connection with the preparation, execution and delivery of the new warrants pursuant to this Section 7 8 shall be paid by the Company. (B) The transfer of the Warrant and the Shares issued upon exercise of the Warrant are subject to the restrictions set forth in Section 4.4 of the Purchase Agreement. If and for so long as required by the Purchase Agreement, this Warrant shall contain the legends as set forth in Section Sections 4.2(a) and 4.2(b) of the Purchase Agreement.

Appears in 17 contracts

Samples: Securities Purchase Agreement, Securities Purchase Agreement, Securities Purchase Agreement

Transfer/Assignment. (A) Subject to compliance with clause (B) of this Section 7, this Warrant and all rights hereunder are transferable, in whole or in part, upon the books of the Company by the registered holder hereof in person or by duly authorized attorney, and a new warrant Warrant shall be made and delivered by the Company, of the same tenor and date as this Warrant but registered in the name of one or more transferees, upon surrender of this Warrant, duly endorsed, to the office or agency of the Company described in Section 3. All expenses (other than stock transfer taxes) and other charges payable in connection with the preparation, execution and delivery of the new warrants Warrants pursuant to this Section 7 shall be paid by the Company. (B) The transfer of the Warrant and the Shares Senior Subordinated Securities issued upon exercise of the Warrant are subject to the restrictions set forth in Section 4.4 5.9 of the Purchase Agreement. If and for so long as required by the Purchase Agreement, this Warrant shall contain the legends as set forth in Section 4.2(a) 5.7 of the Purchase Agreement.

Appears in 14 contracts

Samples: Securities Purchase Agreement, Securities Purchase Agreement, Securities Purchase Agreement

Transfer/Assignment. (A) Subject to compliance with clause (B) of this Section 78, this Warrant and all rights hereunder are transferable, in whole or in part, upon the books of the Company by the registered holder hereof in person or by duly authorized attorney, and a new warrant shall be made and delivered by the Company, of the same tenor and date as this Warrant but registered in the name of one or more transferees, upon surrender of this Warrant, duly endorsed, to the office or agency of the Company described in Section 3. All expenses (other than stock transfer taxes) and other charges payable in connection with the preparation, execution and delivery of the new warrants pursuant to this Section 7 8 shall be paid by the Company. (B) The transfer of the Warrant and the Shares issued upon exercise of the Warrant are subject to the restrictions set forth in Section 4.4 4.1 of the Purchase Agreement. If and for so long as required by the Purchase Agreement, this Warrant shall contain the legends legend as set forth in Section 4.2(a4.1(b) of the Purchase Agreement.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Ecb Bancorp Inc), Securities Purchase Agreement (Ecb Bancorp Inc), Securities Purchase Agreement (Ecb Bancorp Inc)

Transfer/Assignment. (A) Subject to compliance with clause clauses (B) and (C) of this Section 79, this Warrant and all rights hereunder are transferable, in whole or in part, upon the books of the Company by the registered holder hereof in person or by duly authorized attorney, and a new warrant shall be made and delivered by the Company, of the same tenor and date as this Warrant but registered in the name of one or more transferees, upon surrender of this Warrant, duly endorsed, to the office or agency of the Company described in Section 3. All expenses (other than stock transfer taxes) and other charges payable in connection with the preparation, execution and delivery of the new warrants pursuant to this Section 7 9 shall be paid by the Company. (B) The transfer of Notwithstanding the foregoing, this Warrant and the any rights hereunder, and any Shares issued upon exercise of the Warrant are this Warrant, shall be subject to the applicable restrictions as set forth in Section 4.4 4.2 of the Purchase Investment Agreement. . (C) If and for so long as required by the Purchase Investment Agreement, this Warrant shall contain the legends a legend as set forth in Section 4.2(a) 4.4 of the Purchase Investment Agreement.

Appears in 3 contracts

Samples: Investment Agreement (Hartford Financial Services Group Inc/De), Investment Agreement (Hartford Financial Services Group Inc/De), Investment Agreement (Hartford Financial Services Group Inc/De)

Transfer/Assignment. (Aa) Subject to compliance with clause (Bb) of this Section 78, this Warrant and all rights hereunder are transferable, in whole or in part, upon the books of the Company by the registered holder hereof in person or by duly authorized attorney, and a new warrant shall be made and delivered by the Company, of the same tenor and date as this Warrant but registered in the name of one or more transferees, upon surrender of this Warrant, duly endorsed, to the office or agency of the Company described in Section 3. All expenses (other than stock transfer taxes) and other charges payable in connection with the preparation, execution and delivery of the new warrants pursuant to this Section 7 8 shall be paid by the Company. (Bb) The transfer of the Warrant and the Shares issued upon exercise of the Warrant are subject to the restrictions set forth in Section 4.4 of the Purchase Agreement. If and for so long as required by the Purchase Agreement, this Warrant shall contain the legends as set forth in Section Sections 4.2(a) and 4.2(b) of the Purchase Agreement.

Appears in 2 contracts

Samples: Securities Purchase Agreement, Securities Purchase Agreement

Transfer/Assignment. (Aa) Subject to compliance with clause clauses (Bb) and (c) of this Section 79, this Warrant and all rights hereunder are transferable, in whole or in part, upon the books of the Company Corporation by the registered holder hereof in person or by duly authorized attorney, and a new warrant shall be made and delivered by the CompanyCorporation, of the same tenor and date as this Warrant but registered in the name of one or more transferees, upon surrender of this Warrant, duly endorsed, to the office or agency of the Company Corporation described in Section 3. All expenses (other than stock transfer taxes) and other charges payable in connection with the preparation, execution and delivery of the new warrants pursuant to this Section 7 9 shall be paid by the CompanyCorporation. (Bb) The transfer of Notwithstanding the foregoing, this Warrant and the any rights hereunder, and any Shares issued upon exercise of the Warrant are this Warrant, shall be subject to the applicable restrictions as set forth in Section 4.4 4.3 of the Purchase Agreement. . (c) If and for so long as required by the Purchase Agreement, this Warrant Certificate shall contain the legends a legend as set forth in Section 4.2(a) 4.4 of the Purchase Agreement.

Appears in 2 contracts

Samples: Securities Purchase Agreement (PostRock Energy Corp), Securities Purchase Agreement (PostRock Energy Corp)

Transfer/Assignment. (A) Subject to compliance with clause (B) of this Section 7, this Warrant and all rights hereunder are transferable, in whole or in part, upon the books of the Company by the registered holder hereof in person or by duly authorized attorney, and a new warrant shall be made and delivered by the Company, of the same tenor and date as this Warrant but registered in the name of one or more transferees, upon surrender of this Warrant, duly endorsed, to the office or agency of the Company described in Section 3. All expenses (other than stock transfer taxes) and other charges payable in connection with the preparation, execution and delivery of the new warrants pursuant to this Section 7 shall be paid by the Company. (B) The transfer of the Warrant and the Shares Units issued upon exercise of the Warrant are subject to the restrictions set forth in Section 4.4 of the Purchase Agreement. If and for so long as required by the Purchase Agreement, this Warrant shall contain the legends as set forth in Section 4.2(a) of the Purchase Agreement.

Appears in 2 contracts

Samples: Securities Purchase and Exchange Agreement, Securities Purchase and Exchange Agreement (Gmac Inc.)

Transfer/Assignment. (A) Subject to compliance with clause clauses (B) and (C) of this Section 78, this Warrant and all rights hereunder are transferable, in whole or in part, upon the books of the Company Corporation by the registered holder hereof in person or by duly authorized attorney, and a new warrant shall be made and delivered by the CompanyCorporation, of the same tenor and date as this Warrant but registered in the name of one or more transferees, upon surrender of this Warrant, duly endorsed, to the office or agency of the Company Corporation described in Section 3. All expenses (other than stock transfer taxes) and other charges payable in connection with the preparation, execution and delivery of the new warrants pursuant to this Section 7 8 shall be paid by the CompanyCorporation. (B) The transfer of Notwithstanding the foregoing, this Warrant and the any rights hereunder, and any Shares issued upon exercise of the Warrant are this Warrant, shall be subject to the applicable restrictions as set forth in Section 4.4 13.4 of the Securities Purchase Agreement. . (C) If and for so long as required by the Securities Purchase Agreement, this Warrant Certificate shall contain the legends a legend as set forth in Section 4.2(a) 13.5 of the Securities Purchase Agreement.

Appears in 1 contract

Samples: Securities Purchase Agreement (New York Times Co)

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Transfer/Assignment. (A) Subject to compliance with clause clauses (B) and (C) of this Section 78, this Warrant and all rights hereunder are transferable, in whole or in part, upon the books of the Company Corporation by the registered holder hereof in person or by duly authorized attorney, and a new warrant shall be made and delivered by the CompanyCorporation, of the same tenor and date as this Warrant but registered in the name of one or more transferees, upon surrender of this Warrant, duly endorsed, to the office or agency of the Company Corporation described in Section 3. All expenses (other than stock transfer taxes) and other charges payable in connection with the preparation, execution and delivery of the new warrants pursuant to this Section 7 8 shall be paid by the CompanyCorporation. (B) The transfer of Notwithstanding the foregoing, this Warrant and the any rights hereunder, and any Shares issued upon exercise of the Warrant are this Warrant, shall be subject to the applicable restrictions as set forth in Section 4.4 4.1 of the Purchase Agreement. . (C) If and for so long as required by the Purchase Agreement, this Warrant Certificate shall contain the legends a legend as set forth in Section 4.2(a) 4.3 of the Purchase Agreement.

Appears in 1 contract

Samples: Securities Purchase Agreement (General Electric Co)

Transfer/Assignment. (Ai) Subject to compliance with clause clauses (B) and (C) of this Section 78, this Warrant and all rights hereunder are transferable, in whole or in part, upon the books of the Company Corporation by the registered holder hereof in person or by duly authorized attorney, and a new warrant shall be made and delivered by the CompanyCorporation, of the same tenor and date as this Warrant but registered in the name of one or more transferees, upon surrender of this Warrant, duly endorsed, to the office or agency of the Company Corporation described in Section 3. All expenses (other than stock transfer taxes) and other charges payable in connection with the preparation, execution and delivery of the new warrants pursuant to this Section 7 8 shall be paid by the CompanyCorporation. (Bii) The transfer of Notwithstanding the foregoing, this Warrant and the any rights hereunder, and any Shares issued upon exercise of the Warrant are this Warrant, shall be subject to the applicable restrictions as set forth in Section 4.4 4.3 of the Purchase Agreement. . (iii) If and for so long as required by the Purchase Agreement, this Warrant Certificate shall contain the legends a legend as set forth in Section 4.2(a) 4.5 of the Purchase Agreement.

Appears in 1 contract

Samples: Securities Purchase Agreement (Bank of America Corp /De/)

Transfer/Assignment. (A) Subject to compliance with clause (Bb) of this Section 78, this Warrant and all rights hereunder are transferable, in whole or in part, upon the books of the Company by the registered holder hereof in person or by duly authorized attorney, and a new warrant shall be made and delivered by the Company, of the same tenor and date as this Warrant but registered in the name of one or more transferees, upon surrender of this Warrant, duly endorsed, to the office or agency of the Company described in Section 3. All expenses (other than stock transfer taxes) and other charges payable in connection with the preparation, execution and delivery of the new warrants pursuant to this Section 7 8 shall be paid by the Company. (B) The transfer of the Warrant and the Shares issued upon exercise of the Warrant are subject to the restrictions set forth in Section 4.4 of the Purchase Agreement. If and for so long as required by the Purchase Agreement, this Warrant shall contain the legends as set forth in Section Sections 4.2(a) and 4.2(b) of the Purchase Agreement.

Appears in 1 contract

Samples: Securities Purchase Agreement (Firstmerit Corp /Oh/)

Transfer/Assignment. (A) Subject to compliance with clause clauses (B) and (C) of this Section 78, this Warrant and all rights hereunder are transferable, in whole or in part, upon the books of the Company Corporation by the registered holder hereof in person or by duly authorized attorney, and a new warrant shall be made and delivered by the CompanyCorporation, of the same tenor and date as this Warrant but registered in the name of one or more transferees, upon surrender of this Warrant, duly endorsed, to the office or agency of the Company Corporation described in Section 33(A). All expenses (other than stock transfer taxes) and other charges payable in connection with the preparation, execution and delivery of the new warrants pursuant to this Section 7 8 shall be paid by the CompanyCorporation. (B) The transfer of Notwithstanding the foregoing, this Warrant and the any rights hereunder, and any Shares issued upon exercise of the Warrant are this Warrant, shall be subject to the applicable restrictions as set forth in Section 4.4 4.3 of the Purchase Agreement. . (C) If and for so long as required by the Purchase Agreement, this Warrant shall contain the legends a legend as set forth in Section 4.2(a) 4.5 of the Purchase Agreement.

Appears in 1 contract

Samples: Securities Purchase Agreement (Occidental Petroleum Corp /De/)

Transfer/Assignment. (A) This Warrant and any rights hereunder, and any Shares issued upon exercise of this Warrant, shall be subject to the applicable restrictions as set forth in Section 4.1 of the Purchase Agreement, and this Warrant may only be transferred to a Permitted Transferee in accordance with the terms of the Purchase Agreement. Subject to compliance with the foregoing and clause (B) of this Section 78, this Warrant and all rights hereunder are transferable, in whole or in part, upon the books of the Company Corporation by the registered holder hereof in person or by duly authorized attorney, and a new warrant shall be made and delivered by the CompanyCorporation, of the same tenor and date as this Warrant but registered in the name of one or more transferees, upon surrender of this Warrant, duly endorsed, to the office or agency of the Company Corporation described in Section 33(A). All expenses (other than stock transfer taxes) and other charges payable in connection with the preparation, execution and delivery of the new warrants pursuant to this Section 7 8 shall be paid by the CompanyCorporation. (B) The transfer of the Warrant and the Shares issued upon exercise of the Warrant are subject to the restrictions set forth in Section 4.4 of the Purchase Agreement. If and for so long as required by the Purchase Agreement, this Warrant shall contain the legends a legend as set forth in Section 4.2(a) 4.2 of the Purchase Agreement.

Appears in 1 contract

Samples: Securities Purchase Agreement (Evergy Kansas Central, Inc.)

Transfer/Assignment. (A) Subject to compliance with clause (B) of this Section 78, this Warrant and all rights hereunder are transferable, in whole or in part, upon the books of the Company by the registered holder hereof in person or by duly authorized attorney, and a new warrant shall be made and delivered by the Company, of the same tenor and date as this Warrant but registered in the name of one or more transferees, upon surrender of this Warrant, duly endorsed, to the office or agency of the Company described in Section 3. All expenses (other than stock transfer taxes) and other charges payable in connection with the preparation, execution and delivery of the new warrants pursuant to this Section 7 8 shall be paid by the Company. (B) The transfer of the Warrant and the Shares issued upon exercise of the Warrant are subject to the restrictions set forth in Section 4.4 of the Purchase Agreement. If and for so long as required by the Purchase Agreement, this Warrant shall contain the legends as set forth in Section 4.2(a) of the Purchase Agreement.

Appears in 1 contract

Samples: Securities Purchase Agreement (American International Group Inc)

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