Trust Assets Basis Points. First $2.5 billion in aggregate net assets 6.5 Next $2.5 billion in aggregate net assets 4.5 Next $2.5 billion in aggregate net assets 2.5 Aggregate net assets in excess of $7.5 billion 2.0 Annual Minimum Fee (calculated and paid on a monthly basis): Large Cap Growth Equity Fund Large Cap Value Equity Fund RCB Small Cap Value Fund Multi-Asset Fund Corporate Bond Fund Government Bond Fund California Tax Exempt Bond Fund High Yield Bond Fund Prime Money Market Fund Government Money Market Fund California Tax Exempt Money Market Fund AHA Diversified Equity Fund AHA Limited Maturity Equity Fund AHA Full Maturity Equity Fund AHA Balanced Fund AHA Socially Responsible Equity Fund Opportunistic Value Fund $ 90,000/Portfolio
Trust Assets Basis Points. Aggregate net assets of the Trust 6 Annual Minimum Fee (calculated and paid on a monthly basis): The Community Reinvestment Act Qualified Investment Fund $250,000 • $15,000 per class, per annum All reasonable out of pocket expenses (i.e., blue sky fees, fulfillment charges, pricing service fees, postage, registration fees, facsimile and telephone charges) incurred by the Administrator on behalf of the Trust will be billed to the Trust quarterly in arrears.
Trust Assets Basis Points. First $250 million in aggregate net assets 8 Next $250 million in aggregate net assets 6 Aggregate net assets in excess of $500 million 4 City National Rochdale Select Strategies Fund $ 125,000 $15,000 per annum per class $2,500 per quarter payable for services provided to support SEC filings relating to quarterly redemption processing
Trust Assets Basis Points. First $10 billion in aggregate net assets of the Trust [ ] Next $30 billion in aggregate net assets of the Trust [ ] Next $35 billion in aggregate net assets of the Trust [ ] Next $25 billion in aggregate net assets of the Trust [ ] Aggregate net assets of the Trust in excess of $100 billion [ ] Asset Based Fees payable from June 1, 2022 through August 31, 2022: (assessed monthly in arrears based on the aggregate average daily net assets of the Trust:
Trust Assets Basis Points. First $10 billion in aggregate net assets of the Trust [ ] Next $30 billion in aggregate net assets of the Trust [ ] Next $35 billion in aggregate net assets of the Trust [ ] Next $25 billion in aggregate net assets of the Trust [ ] Aggregate net assets of the Trust in excess of $100 billion [ ] Asset Based Fees payable from and after September 1, 2022: (assessed monthly in arrears based on the aggregate average daily net assets of the Trust: First $40 billion in aggregate net assets of the Trust [ ] Next $35 billion in aggregate net assets of the Trust [ ] Next $25 billion in aggregate net assets of the Trust [ ] Aggregate net assets of the Trust in excess of $100 billion [ ] Up to the first 20 Funds set forth on Schedule I of this Agreement [ ]* Each Additional Fund set forth on Schedule I of this Agreement [ ]** SEI 347428 7 * Notwithstanding the Annual Minimum Fee set forth herein, in the event that a significant number of Funds liquidate or otherwise cease to be included on Schedule I such that the Trust consists of 12 or less Funds, the Annual Minimum Fee shall be reduced to equal [ ] per Fund. If the [ ] per Fund Annual Minimum Fee is implemented due to such reduction of the number of Funds included on Schedule I, the Trust, GXMC and the Sub-Administrator shall meet and negotiate in good faith as to mutually agreeable adjustments to this Schedule III (Fees). ** The Annual Minimum Fee as applicable to each Fund beyond the first 20 Funds set forth on Schedule I of this Agreement commences upon Live Date of each such Fund.
Trust Assets Basis Points. First $2 billion in aggregate net assets 6.0 Next $1.5 billion in aggregate net assets 5.0 Next $1.5 billion in aggregate net assets 4.0 Aggregate net assets in excess of $5 billion 3.5 Annual Minimum Fee (calculated and paid on a monthly basis): RiverPark Large Growth Fund RiverPark/Wedgewood Fund RiverPark Short Term High Yield Fund RiverPark Long/Short Opportunity Fund RiverPark Structural Alpha Fund RiverPark Strategic Income Fund RiverPark Focused Value Fund $630,000* * In the event that one or more new Portfolios are added to or removed from this Agreement after the Amendment Effective Date, the Annual Minimum Fee shall be increased by $90,000 per new Portfolio added or removed after the first seven Portfolios, reduced by $90,000 for each Portfolio removed leaving at least seven Portfolios in the Trust, and reduced by $54,000 for each Portfolio removed leaving less than seven Portfolios in the Trust.
Trust Assets Basis Points. First $5 billion in aggregate net assets of the Trust [ ] Next $5 billion in aggregate net assets of the Trust [ ] Aggregate net assets of the Trust in excess of $10 billion [ ] * Notwithstanding [ ]. For example purposes, [ ]. For further example purposes, [ ]:
Trust Assets Basis Points billion in aggregate net assets [] Next $2 billion in aggregate net assets [] Next $2 billion in aggregate net assets [] Aggregate net assets in excess of $5 billion [] • Notwithstanding the foregoing, solely during the period beginning October 1, 2019, and ending September 30, 2020, the assets of RiverPark CMBS Floating Rate Fund shall not be included as Trust Assets for purposes of calculating the Trust's Asset Based Fees, and RiverPark CMBS Floating Rate Fund shall be charged a separate asset based fee equal to [] basis points. Unless otherwise agreed to in writing, from and after October 1, 2020, the assets of RiverPark CMBS Floating Rate Fund shall be included as part of the standard Asset Based Fees calculation at the same rate as applicable to all Trust Assets. Annual Minimum Fee (calculated and paid on a monthly basis): RiverPark Large Growth Fund RiverPark/WedgewoodFund RiverPark Short Term High Yield Fund RiverPark Long/Short Opportunity Fund []* RiverPark Strategic Income Fund RiverPark CMBS Floating Rate Fund • In the event that one or more new Portfolios are added to or removed from this Agreement after the Amendment Effective Date, the Annual Minimum Fee shall be increased by $[] per new Portfolio added, reduced by $[] for each Portfolio removed leaving at least five Portfolios in the Trust, and reduced by $[] for each Portfolio removed leaving less than five Portfolios in the Trust Vjddilional Classes: • $[] per annum per class for each class in excess of two per Portfolio SEI 354826 RiverPark Funds Trust -Amendment No. 13 to Administration Agreement N-PORT and N-CEN • $[] per Fund per annum for equity strategy Funds • $[] per Fund per annum for fixed income strategy Funds • $[] per Fund per annum for non-exchange traded strategy Funds • $[] per Fund annual fee for active derivatives Funds • $[] per Fund annual fee for limited use Funds • $[] per Fund annual fee for "Bring your own VAR" method Expense Relmbursemgnt: All reasonable expenses incurred by the Administrator on behalf of a Portfolio will be billed to the applicable Portfolio quarterly in arrears as set forth in Section 7.02 of this Agreement.
Trust Assets Basis Points. First $1 billion in aggregate net assets [] Next $1 billion in aggregate net assets [] Next $2 billion in aggregate net assets [] Aggregate net assets in excess of $4 billion [] · The Annual Minimum Fee shall be $[] for the first six Portfolios and increased by $[] per new Portfolio added beyond six Portfolios, reduced by $[] for each Portfolio removed leaving at least five Portfolios in the Trust, and reduced by $[] for each Portfolio removed leaving less than five Portfolios in the Trust.
Trust Assets Basis Points. First $250 million in aggregate net assets 10 BPS Next $750 million in aggregate net assets 9 BPS Aggregate net assets in excess of $1 billion 8 BPS
