TSXV Sample Clauses

TSXV. The issued and outstanding common shares of Aleafia Parent are listed and posted for trading on the TSXV and Aleafia Parent is in compliance in all material respects with the rules and regulations of the TSX.
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TSXV. (a) Mira is in material compliance with all policies and requirements of the TSXV, including without limitation Policy 2.4 of the TSXV, and has not carried on any business or activities except as permitted thereby. (b) Mira does not own or have any interest in any asset or property of any kind whatsoever, other than cash or deposits with financial institutions, and Mira does not have an Agreement in Principle (as “Agreement in Principle” is defined in the CPC Policy), other than the letter of intent between the Company and Mira dated January 15, 2014 (as amended). (c) Mira has undertaken no business since the date of its incorporation, except as permitted by the CPC Policy. (d) Mira has not made and will not make any payments which are prohibited by the CPC Policy (except as may be permitted by the TSXV). (e) the common shares of Mira are traded on the TSXV under the trading symbol “MRQ.P” but trading has been halted since January 16, 2014 pending closing of the Merger.
Sample 1
TSXV. The Borrower is in compliance, in all material respects, with all rules and disclosure requirements of the TSXV and with its listing agreement with the TSXV. All representations and warranties contained in this Agreement and the other Loan Documents shall survive the execution and delivery of this Agreement and the other Loan Documents and the obtaining of Loans from time to time, and the delivery of each Borrowing Notice and the obtaining of the Loans thereunder shall constitute a reaffirmation on and as of such delivery date and such Borrowing Date, in each case by reference mutatis mutandis to the then-existing facts and circumstances, of all representations and warranties contained in this Agreement and the other Loan Documents.
Sample 1

Related to TSXV

  • NYSE The outstanding shares of Common Stock and the Securities to be sold by the Company hereunder have been approved for listing, subject only to official notice of issuance, on the NYSE, and are registered pursuant to Section 12(b) of the Exchange Act, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Securities under the Exchange Act or delisting any such securities from the NYSE, nor has the Company received any notification that the Commission or the NYSE is contemplating terminating such registration or listing.

  • Nasdaq Until the consummation of a Business Combination, the Company will use its best efforts to maintain the listing of the Public Securities on Nasdaq or a national securities exchange acceptable to the Representative.

  • NASDAQ Approval The Company and the Purchaser agree that until the Company either obtains shareholder approval of the issuance of the Securities, or an exemption from NASDAQ's corporate governance rules as they may apply to the Securities, and an opinion of counsel reasonably acceptable to the Purchaser that NASDAQ's corporate governance rules do not conflict with nor may result in a delisting of the Company's common stock from the SmallCap Market (the "Approval") upon the conversion of the Notes, the Purchaser may not receive upon conversion of the Notes more than the number of common shares greater than 19.9% of the shares of Company's common stock outstanding on the Closing Date. Provided the closing price of the Common Stock on a Principal Market is less than $.25 per share for three consecutive trading days (such third day being the "Trigger Date"), the Company covenants to obtain the Approval required pursuant to the NASDAQ's corporate governance rules to allow conversion of all the Notes and interest thereon. The Company further covenants to file the preliminary proxy statement relating to the Approval with the Commission on or before thirty days after the Trigger Date ("Proxy Filing Date"). The Company further covenants to obtain the Approval no later than ninety days after the Trigger Date ("Approval Date"). The Company's failure to (i) file the proxy on or before the Proxy Filing Date; or (ii) the Company's failure to obtain the Approval on or before the Approval Date (each being an "Approval Default") shall be deemed an Event of Default under the Note, but only to the extent the Notes and interest thereon that may not be converted due to the Company's failure to obtain such Approval.

  • Nasdaq Stock Market The Public Securities have been authorized for listing, subject to official notice of issuance and evidence of satisfactory distribution, on The Nasdaq Stock Market (the “Nasdaq”), and the Company knows of no reason or set of facts that is likely to adversely affect such authorization.

  • Trading of the Public Securities on the Nasdaq Capital Market As of the Effective Date and the Closing Date, the Public Securities will have been authorized for listing on the Nasdaq Capital Market and no proceedings have been instituted or threatened which would effect, and no event or circumstance has occurred as of the Effective Date which is reasonably likely to effect, the listing of the Public Securities on the Nasdaq Capital Market.

  • Nasdaq Listing The shares of Parent Common Stock to be issued in the Merger shall have been authorized for listing on Nasdaq, subject to notice of issuance.

  • NASD The Company shall advise the NASD if it is aware that any 5% or greater stockholder of the Company becomes an affiliate or associated person of an NASD member participating in the distribution of the Company's Public Securities.

  • Nasdaq National Market Listing The shares of Parent Common Stock issuable to the Company stockholders pursuant to this Agreement shall have been authorized for listing on the Nasdaq National Market upon official notice of issuance.

  • AMEX Listing The Public Securities shall have been approved for listing on AMEX.

  • Stock Exchange Listing The shares of Common Stock have been approved for listing on the NASDAQ Capital Market (the “Exchange”), and the Company has taken no action designed to, or likely to have the effect of, delisting the shares of Common Stock from the Exchange, nor has the Company received any notification that the Exchange is contemplating terminating such listing except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus.

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