Xxxxx Investment Banking Corp. In the event of certain contingencies provided for in the Warrant Agreement, the Purchase Price or the number of shares of Common Stock subject to purchase upon the exercise of each Class B Warrant represented hereby are subject to modification or adjustment. Each Class B Warrant represented hereby is exercisable at the option of the Registered Holder, but no fractional shares of Common Stock will be issued. In the case of the exercise of less than all the Class B Warrants represented hereby, the Company shall cancel this Warrant Certificate upon the surrender hereof and shall execute and deliver a new Warrant Certificate or Warrant Certificates of like tenor, which the Warrant Agent shall countersign, for the balance of such Class B Warrants.
Xxxxx Investment Banking Corp. In the event of certain contingencies provided for in the Warrant Agreement, the Purchase Price or the number of shares of Common Stock subject to purchase upon the exercise of each Warrant represented hereby are subject to modification or adjustment. Each Warrant represented hereby is exercisable at the option of the Registered Holder, but no fractional shares of Common Stock will be issued. In the case of the exercise of less than all the Warrants represented hereby, the Company shall cancel this Warrant Certificate upon the surrender hereof and shall execute and deliver a new Warrant Certificate or Warrant Certificates of like tenor, which the Warrant Agent shall countersign, for the balance of such Warrants.
Xxxxx Investment Banking Corp. (u) For a period of five (5) years from the Effective Date the Company (i) at its expense, shall cause its regularly engaged independent certified public accountants to review (but not audit) the Company's financial statements for each of the first three (3) fiscal quarters prior to the announcement of quarterly financial information, the filing of the Company's 10-Q quarterly report and the mailing of quarterly financial information to stockholders and (ii) shall not change its accounting firm without the prior written consent of the Chairman or the President of the Representative.
Xxxxx Investment Banking Corp and the issuance of 1,150,000 shares issued upon conversion of an aggregate of $1,150,000 principal amount of notes on the date hereof.
Xxxxx Investment Banking Corp. By: ------------------------------------ Xxxxxx X. Xxxx, Vice Chairman and General Counsel
Xxxxx Investment Banking Corp. By: --------------------------------------------- Authorized Officer EXHIBIT A [FORM OF FACE OF CLASS A WARRANT CERTIFICATE] No. AW __________ Class A Warrants VOID AFTER ________, 2001 CLASS A WARRANT CERTIFICATE FOR PURCHASE OF CLASS A COMMON STOCK AND REDEEMABLE CLASS B WARRANTS Advanced Aerodynamics & Structures, Inc. This certifies that FOR VALUE RECEIVED __________________ or registered assigns (the "Registered Holder") is the owner of the number of Class A Warrants ("Class A Warrants") specified above. Each Class A Warrant represented hereby initially entitles the Registered Holder to purchase, subject to the terms and conditions set forth in this Warrant Certificate and the Warrant Agreement (as hereinafter defined), one fully paid and nonassessable share of Class A Common Stock, $.0001 value ("Class A Common Stock"), of Advanced Aerodynamics & Structures, Inc., a Delaware corporation (the "Company"), and one Class B Warrant of the Company at any time between _______, 1996, and the Expiration Date (as hereinafter defined), upon the presentation and surrender of this Warrant Certificate with the Subscription Form on the reverse hereof duly executed, at the corporate office of American Stock Transfer & Trust Company as Warrant Agent, or its successor (the "Warrant Agent"), accompanied by payment of $6.50 (the "Purchase Price") in lawful money of the United States of America in cash or by official bank or certified check made payable to the Company.
Xxxxx Investment Banking Corp s/ Xxxxx Xxxxxxxx Date: February 22, 1999 _____________________________ New York, New York Xxxxx Xxxxxxxx Treasurer Date: February 22, 0000 /x/ Xxxxxxxx Xxxxxxxxxx New York, New York ____________________________ Xxxxxxxx Xxxxxxxxxx
Xxxxx Investment Banking Corp. By: ____________________________________ Xxxxxx X. Xxxx, Vice Chairman and General Counsel We hereby agree to be bound by the provisions of Sections 3(l), (m), and (o) and 13 hereof. ______________________________ ______________________________ ______________________________
Xxxxx Investment Banking Corp. By: ----------------------------------------- J. Xxxxxx Xxxxx RIVKALEX CORPORATION By: ----------------------------------------- Xxxxxxxx Xxxxxxxxxx President
Xxxxx Investment Banking Corp. By: _____________________________________ ________________________________________ Address In the presence of:
