Exhibit 5 ADMINISTRATION AGREEMENT Agreement dated as of May 14, 1997 by and between State Street Bank and Trust Company, a Massachusetts trust company (the "Administrator"), and Orbitex Group of Funds (the "Fund"). WHEREAS, the Fund is registered as...Administration Agreement • April 23rd, 1999 • Orbitex Group of Funds • Massachusetts
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • June 29th, 2001 • Orbitex Group of Funds • New York
WITNESSETH:Investment Advisory Agreement • April 30th, 2002 • Orbitex Group of Funds • New York
DISTRIBUTION AGREEMENT FOR THE ORBITEX GROUP OF FUNDSDistribution Agreement • May 14th, 2001 • Orbitex Group of Funds • New York
A-1Agreement and Plan of Reorganization • July 19th, 2001 • Orbitex Group of Funds • New York
ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • July 1st, 2003 • Advisorone Funds • New York
WITNESSETHSubadvisory Agreement • August 28th, 2002 • Orbitex Group of Funds • New York
Exhibit 5(b) Form of Sub-Advisory Agreement among Orbitex Group of Funds, Orbitex Management, Inc. and J.P. Morgan Investment Management Inc. INVESTMENT SUB-ADVISORY AGREEMENT Orbitex Asian High Yield FundInvestment Sub-Advisory Agreement • September 26th, 1997 • Orbitex Group of Fund • New York
Custodian Contract BetweenCustodian Contract • June 29th, 2001 • Orbitex Group of Funds
Exhibit 5 ADMINISTRATION AGREEMENT Agreement dated as of _______, 1999 by and between American Data Services, Inc., a New York company (the "Administrator"), and Orbitex Group of Funds (the "Fund"). WHEREAS, the Fund is registered as an open-end,...Administration Agreement • May 28th, 1999 • Orbitex Group of Funds • Massachusetts
WITNESSETH:Investment Advisory Agreement • March 22nd, 2000 • Orbitex Group of Funds • New York
INVESTMENT ADVISORY AGREEMENT Between ADVISORONE FUNDS and BRINKER CAPITAL INVESTMENTS, LLC THE ADVISORONE FUNDS INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 26th, 2021 • Advisorone Funds • New York
AGREEMENT, made as of December 4, 2020, between AdvisorOne Funds, a Delaware business trust (the “Trust”), and Brinker Capital Investments, LLC, a Nebraska limited liability company (the “Adviser”).
INVESTMENT ADVISORY AGREEMENT Between ADVISORONE FUNDS on behalf of the Amerigo Fund and the Clermont Fund and CLARKE LANZEN SKALLA INVESTMENT FIRM, LLCInvestment Advisory Agreement • July 10th, 2003 • Advisorone Funds • New York
EXHIBIT (h)(2) TRANSFER AGENCY AND SERVICE AGREEMENT WITH AMERICAN DATA SERVICES, INC. TRANSFER AGENCY AND SERVICE AGREEMENT AGREEMENT made the 30th day of June 1999, and amended on March 16, 2000 by and between the ORBITEX Group of Funds, a Delaware...Transfer Agency and Service Agreement • March 22nd, 2000 • Orbitex Group of Funds • New York
ORBITEX FUND] [ADDRESS]Distribution Agreement • January 29th, 1997 • Orbitex Group of Fund • Massachusetts
Exhibit 6(b)Selected Dealers Agreement • January 29th, 1997 • Orbitex Group of Fund • Massachusetts
CUSTODY AGREEMENTCustody Agreement • January 27th, 2004 • Advisorone Funds • New York
AGREEMENT, dated as of ___________, 2004 between AdvisorOne Funds , a business trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137, on behalf of the CMG High Income Plus Fund (the “Fund”) and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
UNDERWRITING AGREEMENTUnderwriting Agreement • April 16th, 2019 • Advisorone Funds • Nebraska
THIS UNDERWRITING AGREEMENT effective the 1st day of February, 2019, by and between ADVISORONE FUNDS, a Delaware statutory trust, having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).
Exhibit 13Share Subscription Agreement • September 26th, 1997 • Orbitex Group of Fund
FUND SERVICES AGREEMENT between ADVISORONE FUNDSFund Services Agreement • August 28th, 2019 • Advisorone Funds • New York
THIS FUND SERVICES AGREEMENT (the “Agreement”) made as of the 16th day of October, 2017, by and between ADVISORONE FUNDS, a Delaware statutory trust having its principal office and place of business at 17605 Wright Street, Omaha, NE 68130 (the "Trust") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“GFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the Funds made a part of this Agreement.
ADVISORONE FUNDS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT HORIZON ACTIVE ASSET ALLOCATION FUND HORIZON ACTIVE INCOME FUNDOperating Expenses Limitation and Security Agreement • March 28th, 2014 • Advisorone Funds • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 15th day of December 2011, as amended July 25, 2013 by and between ADVISORONE FUNDS, a Delaware business trust (the “Trust”), on behalf of the HORIZON ACTIVE ASSET ALLOCATION FUND and the HORIZON ACTIVE INCOME FUND (the “Funds”) each a series of the Trust, and the advisor of the Funds, Horizon Investments, LLC (the “Advisor”).
BACKGROUNDFund Accounting Service Agreement • March 22nd, 2000 • Orbitex Group of Funds • New York
CONSULTING AGREEMENTConsulting Agreement • April 16th, 2019 • Advisorone Funds • Nebraska
THIS CONSULTING AGREEMENT (this “Agreement”) dated January 1, 2017 (the “Effective Date”), is entered into by and between ADVISORONE FUNDS, a Delaware statutory trust having its office and principal place of business at 17605 Wright Street, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLCS”).
UNDERWRITING AGREEMENT Between ADVISORONE FUNDS and AQUARIUS FUND DISTRIBUTOR S , LLCUnderwriting Agreement • July 1st, 2004 • Advisorone Funds • Nebraska
AGREEMENT made this ____ day of ________________ 200 4 , by and between ADVISORONE FUNDS , a Delaware business trust, having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (the “Trust”), and A QUARIUS FUND DISTRIBUTORS, LLC , a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“AFD”).
EXHIBIT 1 DISTRIBUTION AGREEMENT ORBITEX GROUP OF FUNDS 410 Park Avenue New York, New York 10021 May __, 1999 Funds Distributor, Inc. 60 State Street Suite 1300 Boston, Massachusetts 02109 Dear Sirs: This is to confirm that, in consideration of the...Distribution Agreement • May 28th, 1999 • Orbitex Group of Funds • Massachusetts
Exhibit 4 TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • April 23rd, 1999 • Orbitex Group of Funds • Massachusetts
CUSTODY AGREEMENTCustody Agreement • August 28th, 2019 • Advisorone Funds • Ohio
THIS AGREEMENT, effective as of September 1, 2010, by and between ADVISORONE FUNDS, a business trust organized under the laws of the State of Delaware (the "Company"), and FIFTH THIRD BANK, an Ohio banking corporation (the "Custodian").
CONSULTING AGREEMENTConsulting Agreement • November 14th, 2014 • Advisorone Funds • New York
This Consulting Agreement (the “Agreement”) is effective December 16, 2008 between NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company located at 80 Arkay Drive, Suite 110, Hauppauge, NY 11788 (“NLCS”), and ADVISORONE FUNDS, a registered investment company organized as a Delaware business trust, located at 17605 Wright Street, Omaha, Nebraska 68130 (the "Trust"), on behalf of each portfolio series listed on the attached Appendix A (each a “Fund” and collectively “Funds”). This Agreement supersedes and replaces the existing consulting agreement between the parties.
ORBITEX Group of Funds, ORBITEX Management, Inc., Clarke Lanzen Skalla Investment Firm, Inc. and ORBITEX Funds Distributor, Inc. ------------------------------------------------------------------------------- Code of Ethics Pursuant to Rule 17j-1 of...Code of Ethics • April 30th, 2002 • Orbitex Group of Funds
ContractCustodian Agreement • November 18th, 2013 • Advisorone Funds • California
This Custodian Agreement (“Agreement”) is made as of December 15, 2011 by and between AdvisorOne Funds ("Principal") and Union Bank, N.A. ("Custodian").
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • January 2nd, 2007 • Advisorone Funds • California
AGREEMENT among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the "Adviser"), THE DUNHAM REAL ESTATE STOCK FUND (the “Fund”) and TEN ASSET MANAGEMENT, INC., a State of California Corporation (the "Sub-Adviser") (each a “Party,” and together, the “Parties”).
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • July 1st, 2003 • Advisorone Funds • New York
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • January 2nd, 2007 • Advisorone Funds • California
AGREEMENT among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the "Adviser"), ADVISORONE FUNDS, a Delaware statutory trust (the “Trust”) on behalf of its series The Dunham Large Cap Growth Fund (the “Fund”), and RIGEL CAPITAL, LLC, a State of Washington Limited Liability Corporation (the "Sub-Adviser") (each a “Party,” and together, the “Parties”).
BY-LAWS OFBy-Laws • January 29th, 1997 • Orbitex Group of Fund
CUSTODIAN CONTRACT Between Orbitex Group of Funds and STATE STREET BANK AND TRUST COMPANYCustodian Contract • January 29th, 1997 • Orbitex Group of Fund
