Exhibit a. NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND AGREEMENT AND DECLARATION OF TRUST ---------------------------------- January 17, 2003 NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND AGREEMENT AND DECLARATION OF TRUST AGREEMENT AND DECLARATION OF...Agreement and Declaration of Trust • January 21st, 2003 • Nicholas Applegate Convertible & Income Fund • Massachusetts
BROKER-DEALER]Broker-Dealer Agreement • May 16th, 2003 • Nicholas Applegate Convertible & Income Fund • New York
EXHIBIT k.1 TRANSFER AGENCY SERVICES AGREEMENT THIS AGREEMENT is made as of March __, 2003 by and between PFPC INC., a Massachusetts corporation ("PFPC"), and NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND, a Massachusetts business trust (the "Fund"). W...Transfer Agency Services Agreement • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund
EXHIBIT h.5 Nicholas-Applegate Convertible & Income Fund Auction Preferred Shares Par Value $0.00001 Per Share UNDERWRITING AGREEMENT May 21, 2003 UNDERWRITING AGREEMENTUnderwriting Agreement • May 21st, 2003 • Nicholas Applegate Convertible & Income Fund • New York
WITNESSETH:Portfolio Management Agreement • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund
EXHIBIT k.3 NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND FORM OF AUCTION AGENCY AGREEMENT dated as of [ ______________ ]Auction Agency Agreement • May 16th, 2003 • Nicholas Applegate Convertible & Income Fund • New York
EXHIBIT j.1 CUSTODIAN AGREEMENT THIS AGREEMENT, dated as of March [ ], 2003, between NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND, a closed-end management investment company organized under the laws of the Commonwealth of Massachusetts and registered...Custodian Agreement • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund • New York
EXHIBIT h.4 ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund • New York
ARTICLE 1 AGREEMENT AND DECLARATION OF TRUST AND PRINCIPAL OFFICEBylaws • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund
EXHIBIT h.1 Nicholas-Applegate Convertible & Income Fund [ ] Common Shares of Beneficial Interest Par Value $0.00001 per Share UNDERWRITING AGREEMENT March [ ] , 2003 UNDERWRITING AGREEMENTUnderwriting Agreement • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund • New York
EXHIBIT p. NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND Subscription Agreement This Agreement made as of March 20, 2003, by and between Nicholas-Applegate Convertible & Income Fund, a Massachusetts business trust (the "Fund"), and Allianz Dresdner...Subscription Agreement • March 26th, 2003 • Nicholas Applegate Convertible & Income Fund
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • June 2nd, 2020 • AllianzGI Convertible & Income Fund • New York
This DISTRIBUTION AGREEMENT (this “Agreement”) made as of May 28, 2020 by and between AllianzGI Convertible & Income Fund, a diversified, closed-end management investment company (the “Fund”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
EXHIBIT h.2 MASTER SELECTED DEALER AGREEMENTMaster Selected Dealer Agreement • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund • New York
WITNESSETH:Investment Management Agreement • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund
AGIC CONVERTIBLE & INCOME FUND UP TO 10,700,000 COMMON SHARES CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • December 6th, 2012 • AGIC Convertible & Income Fund • New York
AGIC Convertible & Income Fund, a Massachusetts business trust (formerly, Nicholas-Applegate Convertible & Income Fund) (the “Fund”), and Allianz Global Investors Fund Management LLC, a Delaware limited liability company (formerly, PIMCO Advisors Fund Management LLC) (the “Manager”), confirm their agreement (this “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
Exhibit h.6 Master Agreement Among Underwriters UBS Warburg LLC 299 Park Avenue New York, New York 10171-0026 Ladies and Gentlemen: We hereby agree that this Master Agreement Among Underwriters (this "Agreement") will apply to our participation in...Master Agreement Among Underwriters • May 21st, 2003 • Nicholas Applegate Convertible & Income Fund • New York
EXHIBIT k.2 ORGANIZATIONAL AND OFFERING EXPENSES REIMBURSEMENT AGREEMENT AGREEMENT made as of March 12, 2003, by and between NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND, a Massachusetts business trust (the "Fund"), and PIMCO ADVISORS FUND MANAGEMENT...Organizational and Offering Expenses Reimbursement Agreement • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund
AMENDED AND RESTATED PORTFOLIO MANAGEMENT AGREEMENT AllianzGI Convertible & Income FundPortfolio Management Agreement • July 16th, 2013 • AllianzGI Convertible & Income Fund
This Amended and Restated Portfolio Management Agreement, dated July 1, 2013 (the “Agreement”), by and between ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC (formerly known as PIMCO Advisors Fund Management LLC), a Delaware limited liability company (the “Manager”), and ALLIANZ GLOBAL INVESTORS U.S. LLC (formerly known as Allianz Global Investors Capital LLC), a Delaware limited liability company (the “Portfolio Manager”), amends and restates the Portfolio Management Agreement dated March 12, 2003 (the “Prior Agreement”), by and between the Manager and Nicholas-Applegate Capital Management LLC, a Delaware limited liability company (“NACM”).
AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT AllianzGI Convertible & Income FundInvestment Management Agreement • September 14th, 2018 • AllianzGI Convertible & Income Fund
This Amended and Restated Investment Management Agreement, dated October 1,2016 (the “Agreement”), by and between AllianzGI Convertible & Income Fund (formerly known as Nicholas-Applegate Convertible & Income Fund), a Massachusetts business trust (the “Fund”), and Allianz Global Investors U.S. LLC, a Delaware limited liability company (the “Manager”), amends and restates the Investment Management Agreement, dated as of March 12,2003 (the “Prior Agreement”), between the Fund and PIMCO Advisors Fund Management LLC (predecessor in interest to Allianz Global Investors Fund Management LLC (“AGIFM”)).
EXHIBIT j.2 ACCOUNTING AGENCY AGREEMENT --------------------------- THIS ACCOUNTING AGENCY AGREEMENT is made as of March [ ], 2003, by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York...Accounting Agency Agreement • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund • New York
EXHIBIT k.3 SHAREHOLDER SERVICING AGREEMENT SHAREHOLDER SERVICING AGREEMENT (the "Agreement"), dated as of March [_], 2003, between PIMCO Advisors Fund Management LLC ("PIMCO Advisors") and UBS Warburg LLC ("UBS Warburg"). WHEREAS, Nicholas-Applegate...Shareholder Servicing Agreement • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund • New York
EXHIBIT a.2 NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST MARCH 12, 2003 NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST AMENDED AND RESTATED...Agreement and Declaration of Trust • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund • Massachusetts
VIRTUS ALLIANZGI CONVERTIBLE & INCOME FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 14th, 2021 • Virtus AllianzGI Convertible & Income Fund • Massachusetts
THIS AGREEMENT, effective as of the 1st day of February, 2021 by and between Virtus AllianzGI Convertible & Income Fund, a Massachusetts business trust (the “Fund”), and Virtus Investment Advisers, Inc., a Massachusetts corporation (the “Adviser”).
CUSTODIAN AGREEMENTCustodian Agreement • August 15th, 2018 • AllianzGI Convertible & Income Fund • Massachusetts
This Agreement is made as of the 23rd day of January, 2017 and effective as of February 1, 2017, between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, the “Trust”), and State Street Bank and Trust Company, a Massachusetts trust company (“State Street”).
SUPPORT SERVICES AGREEMENTSupport Services Agreement • November 30th, 2012 • AGIC Convertible & Income Fund • New York
AGREEMENT made this 4th day of April, 2012, by and between Allianz Global Investors Distributors LLC, a Delaware limited liability company (“AGID”) and each of the investment companies listed on Appendix A hereto (each a “Fund” and, collectively, the “Funds”), in each case acting and agreeing with AGID severally and neither jointly nor jointly and severally with any other Fund.
ALLIANZGI CONVERTIBLE & INCOME FUND 4,000,000 Shares of 5.625% Series A Cumulative Preferred Shares UNDERWRITING AGREEMENTUnderwriting Agreement • September 14th, 2018 • AllianzGI Convertible & Income Fund • New York
NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND AMENDMENT NO. 1 TO THE AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTAmended and Restated Agreement and Declaration of Trust • November 30th, 2012 • AGIC Convertible & Income Fund
The undersigned, being at least a majority of the Trustees of Nicholas-Applegate Convertible & Income Fund (the “Trust”), hereby amend the Trust’s Amended and Restated Agreement and Declaration of Trust dated March 12, 2003 (the “Declaration of Trust”), a copy of which is on file in the office of the Secretary of State of the Commonwealth of Massachusetts, as follows:
FORM OF ADDENDUM TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • September 14th, 2018 • AllianzGI Convertible & Income Fund
This Addendum (this “Addendum”), is made as of September , 2018, by and between AllianzGI Convertible & Income Fund, a Massachusetts business Trust (the “Company”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
AGIC CONVERTIBLE & INCOME FUND AMENDMENT NO. 2 to THE AMENDED AND RESTATED DECLARATION OF TRUSTAmended and Restated Declaration of Trust • May 20th, 2013 • AllianzGI Convertible & Income Fund
The undersigned, being at least a majority of the duly elected and qualified Trustees of AGIC Convertible & Income Fund (the “Trust”), a Massachusetts business trust organized and existing under the laws of the Commonwealth of Massachusetts, hereby amend the Trust’s Amended and Restated Agreement and Declaration of Trust dated March 12, 2003, as amended, (the “Declaration of Trust”), a copy of which is on file in the office of the Secretary of State of the Commonwealth of Massachusetts, as follows:
TENDER OFFER AGREEMENTTender Offer Agreement • October 3rd, 2022 • Virtus Convertible & Income Fund • New York
This Agreement (“Agreement”) is made and entered into as of the 19th day of September, 2022, by and among Virtus Convertible & Income Fund (“NCV”), Virtus Convertible & Income Fund II (“NCZ” and, together with NCV, each, a “Fund” and, together, the “Funds”), Virtus Investment Advisers, Inc. (“Virtus” and, together with the Funds, the “Fund Parties”) and UBS Securities LLC (“UBS”).
