J.P. MORGAN ACCEPTANCE CORPORATION I DepositorPooling and Servicing Agreement • July 9th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • New York
EXHIBIT 10.16 February 20, 2004 Mr. Tom Manuel Sunset Financial Resources Inc. 4231 Walnut Bend Suite 1-A Jacksonville, Fl 32257 Re: Purchase of Hybrid ARM Mortgage Loans Dear Tom: This letter agreement is intended to set forth the terms and...Purchase Agreement • February 27th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • New York
EXHIBIT 10.10 SUNSET CAPITAL INVESTMENTS, INC. 2003 SHARE INCENTIVE PLAN NON- QUALIFIED STOCK OPTION AGREEMENT Date of Grant: _______, 2003 Name of Optionee: [NAME] Number of Shares: [#####] Price Per Share: $________, at least 100% of the Fair Market...Non-Qualified Stock Option Agreement • February 6th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts
EXHIBIT 10.9 SUNSET CAPITAL INVESTMENTS, INC. 2003 SHARE INCENTIVE PLAN INCENTIVE STOCK OPTION AGREEMENT Date of Grant: _______, 2003 Name of Optionee: [NAME] Number of Shares: [#####] Price Per Share: $________, at least 100% of the Fair Market Value...Incentive Stock Option Agreement • February 6th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts
RECITALSIndemnification Agreement • March 25th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • Maryland
EXHIBIT 10.3 EMPLOYMENT AGREEMENT This Employment Agreement (the "Agreement"), dated as of February 6, 2004 (the "Commencement Date"), by and between Sunset Financial Resources, Inc., a Maryland real estate investment trust (the "Company"), and...Employment Agreement • February 6th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • Florida
March 10, 2004Participation Agreement • March 11th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts
EXHIBIT 10.4 EMPLOYMENT AGREEMENT This Employment Agreement (the "Agreement"), dated as of February 6, 2004 (the "Commencement Date"), by and between Sunset Financial Resources, Inc., a Maryland real estate investment trust (the "Company"), and Byron...Employment Agreement • February 6th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • Florida
EXHIBIT 10.2 EMPLOYMENT AGREEMENT This Employment Agreement (the "Agreement"), dated as of February 6, 2004 (the "Commencement Date"), by and between Sunset Financial Resources, Inc., a Maryland real estate investment trust (the "Company"), and John...Employment Agreement • February 6th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • Florida
RECITALSAssignment, Assumption and Recognition Agreement • July 9th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • New York
AGREEMENT OF LEASELease Agreement • February 6th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts
FORM OF DIRECTOR AND/OR OFFICER INDEMNIFICATION AGREEMENTIndemnification Agreement • March 12th, 2021 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • Maryland
THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into as of _____, 20__ by and between Cohen & Company Inc., a Maryland corporation (the “Company”), and ______________________ (“Indemnitee”).
JUNIOR SUBORDINATED INDENTURE between ALESCO FINANCIAL INC. and WELLS FARGO BANK, N.A., as TrusteeJunior Subordinated Indenture • June 29th, 2007 • Alesco Financial Inc • Real estate investment trusts • New York
This JUNIOR SUBORDINATED INDENTURE, dated as of June 25, 2007, is between Alesco Financial Inc., a Maryland corporation (the “Company”), and Wells Fargo Bank, N.A., a national banking association, as Trustee (in such capacity, the “Trustee”).
ALESCO FINANCIAL INC. (a Maryland corporation) 26,400,000 Shares of Common Stock PURCHASE AGREEMENTPurchase Agreement • November 24th, 2006 • Alesco Financial Inc • Real estate investment trusts • New York
RECITALSIndemnification Agreement • February 6th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • Maryland
AMENDED AND RESTATED TRUST AGREEMENT among ALESCO FINANCIAL INC., as Depositor WELLS FARGO BANK, N.A., as Property Trustee WELLS FARGO DELAWARE TRUST COMPANY, as Delaware Trustee and THE ADMINISTRATIVE TRUSTEES NAMED HEREIN as Administrative TrusteesTrust Agreement • June 29th, 2007 • Alesco Financial Inc • Real estate investment trusts • Delaware
This AMENDED AND RESTATED TRUST AGREEMENT, dated as of June 25, 2007 (this “Trust Agreement”), among (i) Alesco Financial Inc., a Maryland corporation (including any successors or permitted assigns, the “Depositor”), (ii) Wells Fargo Bank, N.A., a national banking association, as property trustee (in such capacity, the “Property Trustee”), (iii) Wells Fargo Delaware Trust Company, a limited purpose trust company, as Delaware trustee (in such capacity, the “Delaware Trustee”), and (iv) John Longino, an individual, and Christian Carr, an individual, each of whose address is c/o Alesco Financial Inc., 2929 Arch Street, 17th floor, Philadelphia, PA 19104, as administrative trustees (in such capacities, each an “Administrative Trustee” and, collectively, the “Administrative Trustees” and, together with the Property Trustee and the Delaware Trustee, the “Trustees”).
COMMON STOCKUnderwriting Agreement • March 25th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • New York
EXHIBIT 10.25 Morgan Stanley Mortgage Capital Inc.Master Servicing Agreement • March 11th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • New York
EXHIBIT 10.11 RESTRICTED SHARE AWARD AGREEMENT DATED: __________, 2003 XXXX Restricted Common Shares (the "Shares") in SUNSET CAPITAL INVESTMENTS, INC. (the "Company") are hereby awarded for the benefit of [NAME] (the "Participant"), subject to the...Restricted Share Award Agreement • February 6th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts
EXHIBIT 10.22 FLOW MORTGAGE LOAN SALE AND SERVICING AGREEMENT between BANK OF AMERICA, N.A., as Seller and as Servicer, and MORGAN STANLEY MORTGAGE CAPITAL INC., as Purchaser October 1, 2003 Residential Mortgage Loans TABLE OF CONTENTSMortgage Loan Sale and Servicing Agreement • March 11th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • New York
SECOND AMENDED AND RESTATED MASTER MORTGAGE LOAN PURCHASE AGREEMENTMaster Mortgage Loan Purchase Agreement • March 11th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • New York
COHEN & COMPANY INC. and COMPUTERSHARE INC. as Rights Agent Section 382 Rights Agreement Dated as of January 2, 2024Section 382 Rights Agreement • January 2nd, 2024 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • New York
WHEREAS, the Company has generated NOLs and NCLs (each, as defined in Section 1 hereof) for United States federal income tax purposes, and such NOLs and NCLs may potentially provide valuable tax benefits to the Company, the Company desires to avoid an “ownership change” within the meaning of Section 382 of the Internal Revenue Code of 1986, as amended (the “Code”), and the Treasury Regulations promulgated thereunder, and thereby preserve the ability to utilize fully such NOLs and NCLs and certain other tax benefits and, in furtherance of such objective, the Company desires to enter into this Agreement; and
EXHIBIT 10.23 MORTGAGE LOAN FLOW PURCHASE, SALE & SERVICING AGREEMENT dated as of November 13, 2003Mortgage Loan Flow Purchase, Sale & Servicing Agreement • March 11th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • New York
] SHARES(1)Underwriting Agreement • March 11th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • New York
EXHIBIT 10.15 PURCHASE AGREEMENT This Purchase Agreement (this "Agreement"), is entered into as of February 19, 2004, by and among SUNSET FINANCIAL RESOURCES, INC., a Maryland corporation, having its principal office at 10245 Centurion Parkway North,...Purchase Agreement • February 27th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • Texas
Number 1 WARRANT toWarrant Agreement • March 25th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • Maryland
Cohen & CoMPANY inc. EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • October 5th, 2023 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • New York
This Confirmation sets forth the terms of the agreement of Northland Capital Markets (the “Manager”) with Cohen & Company Inc. (the “Company”) relating to the sale of shares of the Company’s common stock, par value $0.01 per share, having an aggregate offering price of up to $75,000,000, pursuant to the Equity Distribution Agreement between the Company and the Manager, dated October 5, 2023 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
EMPLOYMENT AGREEMENTEmployment Agreement • June 5th, 2013 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • New York
THIS EMPLOYMENT AGREEMENT (this “Agreement”) is dated as of June 3, 2013, by and among IFMI, LLC (the “Company”), a subsidiary of Institutional Financial Markets, Inc. (“Parent”), Parent, each of which has its principal place of business at Cira Centre, 2929 Arch Street, 17th Floor, Philadelphia, PA 19104, and Lester R. Brafman (the “Executive”).
SUBSCRIPTION AGREEMENTSubscription Agreement • November 30th, 2020 • Cohen & Co Inc. • Security brokers, dealers & flotation companies
This SUBSCRIPTION AGREEMENT (this “Subscription Agreement”) is entered into on November 24, 2020, by and among INSU Acquisition Corp. II, a Delaware corporation (the “Issuer”), and the subscriber party set forth on the signature page hereto (“Subscriber”).
Exhibit 10.8 INDEMNIFICATION AGREEMENT J.P. MORGAN ACCEPTANCE CORPORATION I MORTGAGE PASS-THROUGH CERTIFICATES, SERIES 2004-A3 WHEREAS, pursuant to the Mortgage Loan Sale and Servicing Agreement dated as of September 1, 2003 (the "GreenPoint Purchase...Indemnification Agreement • July 9th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • New York
EXHIBIT 10.1 3/04 SENIOR SECURED CREDIT AGREEMENTSenior Secured Credit Agreement • April 7th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • Texas
ALESCO FINANCIAL INC. Registration Rights AgreementRegistration Rights Agreement • May 21st, 2007 • Alesco Financial Inc • Real estate investment trusts • New York
Alesco Financial Inc., a Maryland corporation (the “Company”), proposes to issue and sell to RBC Capital Markets Corporation (the “Initial Purchaser”) upon the terms set forth in a purchase agreement dated May 9, 2007 (the “Purchase Agreement”), $115,000,000 aggregate principal amount (plus up to an additional $25,000,000 principal amount) of its 7.625% Contingent Convertible Senior Notes due 2027 (the “Securities”). The Securities will be convertible into shares of the Company’s Common Stock, $0.001 par value per share (the “Common Stock”), at the conversion price set forth in the Final Offering Memorandum dated May 9, 2007. The Securities will be issued pursuant to an Indenture, dated as of May 15, 2007 (the “Indenture”), between the Company and U.S. Bank Trust National Association, as trustee (the “Trustee”). As an inducement to the Initial Purchaser to enter into the Purchase Agreement, the Company agrees with the Initial Purchaser, for the benefit of the Holders (as hereinafter de
7.625% CONTINGENT CONVERTIBLE SENIOR NOTES DUE 2027Indenture • May 21st, 2007 • Alesco Financial Inc • Real estate investment trusts • New York
Indenture, dated as of May 15, 2007 between Alesco Financial Inc., a corporation duly organized and existing under the laws of the State of Maryland, having its principal office at 2929 Arch Street, 17th Floor, Philadelphia, Pennsylvania 19104 (herein called the “Company”), and U.S. Bank National Association, a national banking association, as trustee hereunder (herein called the “Trustee”).
SECOND AMENDED AND RESTATED REVOLVING NOTE AND CASH SUBORDINATION AGREEMENTRevolving Note and Cash Subordination Agreement • December 23rd, 2022 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • Illinois
THIS SECOND AMENDED AND RESTATED REVOLVING NOTE AND CASH SUBORDINATION AGREEMENT (this “Agreement”) is entered into this December 21, 2022, between Byline Bank (the “Lender”) and J.V.B. Financial Group, LLC (the “Broker/Dealer”). This Agreement shall not be effective or deemed to constitute a satisfactory subordination agreement under Appendix D to Rule 15c3-1 under the Securities Exchange Act of 1934, as amended (the “Act” or “SEA”), unless and until the Financial Industry Regulatory Authority (“FINRA”) has found the Agreement acceptable as to form and content.
SEPARATION, RELEASE AND REPURCHASE AGREEMENTSeparation, Release and Repurchase Agreement • March 7th, 2013 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • New York
This Separation, Release and Repurchase Agreement (this “Agreement”) is made and entered into as of the 5th day of October, 2012 (the “Effective Date”) by and among PrinceRidge Partners LLC, a Delaware limited liability company (the “Company”), PrinceRidge Holdings LP, a Delaware limited partnership (the “Partnership,” and together with the Company, “PrinceRidge”), IFMI, LLC, a Delaware limited liability company (“IFMI”), Institutional Financial Markets, Inc., a Maryland corporation (“IFMI Parent”), and Matthew G. Johnson (“Executive”).
