Active Consideration definition

Active Consideration means the period of time during which an Adviser portfolio manager has a pending order or is considering the purchase or sale of a security for any client account.
Sample 1Sample 2Sample 3
Active Consideration means the period of time during which the portfolio manager is considering the purchase or sale of a security for client accounts.
Sample 1Sample 2Sample 3
Active Consideration means the period of time during which an Adviser portfolio manager is considering the purchase or sale of a security for any client accounts.
Sample 1Sample 2Sample 3

Examples of Active Consideration in a sentence

  • Active Consideration for Purchase or Sale A Security is under Active Consideration for Purchase or Sale once a MAM portfolio manager forms a specific intent to purchase or sell a Security for a MAM Client account.

  • Covered Persons who serve on the board of a publicly traded company or who have a material business relationship involving the issuer of a Covered Security Under Active Consideration must (in addition to complying with the requirements of Section 4(c) below) disclose such board service or business relationship to the Trading Department before recommending the purchase or sale of an affected Covered Security.

  • A Security will be deemed under "Active Consideration" when a recommendation to purchase or sell the Security has been made and communicated to the person or persons ultimately making the decision to buy or sell the Security.

  • If a Client or Firm account trades in a Pre-Clearable Security during the pre-clearance window and a Front-Office Access Person successfully obtained pre-clearance approval of a trade, the Front-Office Access Person may still be required to demonstrate that they did not know that the same or Related Pre-Clearable Security was under Active Consideration for Purchase or Sale for an account at the time of the personal trade.

  • As used in this Code, a Covered Security will be deemed under "Active Consideration" whenever a recommendation to purchase or sell the security has been made and communicated to the person or persons ultimately making the decision to buy or sell the security and whenever an Advisory Person focuses on a specific Covered Security and seriously considers recommending such security to the Fund.

  • A Security will be deemed under "Active Consideration" until the Adviser on behalf of the Advisory Client implements or rejects the recommendation or until the proper Advisory Person decides not to recommend the purchase or sale of the Security for an Advisory Client.

  • Note: the De Minimis and Market Cap exceptions outlined in Section 3.6 are not available for the types of transactions described above in this Section 4.3.All Level 1 Access Persons who are members of an Investment Team must affirmatively assert as part of the pre-clearance trade approval process, that the Same Pre-Clearable Security is not under Active Consideration for Purchase or Sale for a Client account managed by the Level 1 Access Person’s Investment Team.

  • No officer, director or employee of the Firm is permitted to purchase or sell a security in a Personal Account as defined in Section 2 of the Firm's Code of Ethics which is Under Active Consideration (as defined in Section 2 of the Firm's Code of Ethics) for purchase or sale, until a reasonable time has lapsed following the completion of transactions in that security.

  • A Security will also be deemed under "Active Consideration" whenever an Advisory Person focuses on the Security and seriously considers recommending the Security to an Advisory Client.

  • A Covered Security will not be deemed under "Active Consideration" if such security is being reviewed only as part of a general industry survey or other broad monitoring of the securities market.


More Definitions of Active Consideration

Active Consideration means the Moore Theological College Governing Board welcomes and actively seeks appropriately skilled women to join the Council.
Sample 1
Active Consideration means (A) in the case of a sale of Company, the earlier to occur of the execution of a letter of intent (whether binding or non-binding) by Company or the execution of an engagement letter (or similar agreement) with a financial advisor by Company; and (B) in the case of a public offering by Company, the engagement (whether by written agreement or otherwise) by Company of one or more investment banking firms.
Sample 1
Active Consideration means any business activity, the expansion into which has been proposed, and at the time in question is actively and earnestly being considered, by the management or board of directors of Influencers.
Sample 1

Related to Active Consideration

  • Sale Consideration means the value of the H-1 Bid and accepted and approved by BSNL for the Said Land Parcel in its Acceptance Letter.

  • Aggregate Consideration has the meaning set forth in Section 11.6(C).

  • Base Consideration has the meaning set forth in Section 1.2.

  • Designated Noncash Consideration means the Fair Market Value of noncash consideration received by the Company or one of its Restricted Subsidiaries in connection with an Asset Disposition that is so designated as Designated Noncash Consideration pursuant to an Officer’s Certificate, setting forth the basis of such valuation.

  • Contract Consideration has the meaning set forth in the definition of “Excess Cash Flow.”

  • Final Consideration means the entire consideration proposed by a Successful Bidder(s) in the course of the E-Auction, and required to be paid by the Successful Bidder(s) on Consideration Payment Date to acquire the Corporate Debtor as a whole on a going concern.

  • Scheme Consideration means, in respect of:

  • Share Consideration has the meaning given to it in Section 2.2;

  • Total Consideration means the total amount (but without duplication) of (a) cash paid in connection with any Acquisition, plus (b) Indebtedness for borrowed money payable to the seller in connection with such Acquisition, plus (c) the fair market value of any equity securities, including any warrants or options therefor, delivered to the seller in connection with any Acquisition, plus (d) the amount of Indebtedness assumed in connection with any Acquisition.

  • Net Consideration means “net consideration” as defined in Regulation Section 1.848-2(f));

  • Minimum Consideration means the $.01 par value per share or such larger amount determined pursuant to resolution of the Board to be capital within the meaning of Section 154 of the Delaware General Corporation Law.

  • Designated Non-Cash Consideration means the fair market value of non-cash consideration received by the Company or a Restricted Subsidiary in connection with an Asset Sale that is so designated as Designated Non-cash Consideration pursuant to an Officer’s Certificate, setting forth the basis of such valuation, executed by the principal financial officer of the Company, less the amount of cash or Cash Equivalents received in connection with a subsequent sale of or collection on such Designated Non-cash Consideration.

  • Cash Consideration has the meaning set forth in Section 2.2.

  • Closing Consideration shall have the meaning set forth in Section 2.1(b).

  • Deferred Consideration shall have the meaning ascribed to such term in Section 4(d).

  • Purchase Consideration means the aggregate net cash proceeds received by the Company or Specialty Foods Corporation ("SFC") (after deducting all fees and expenses incurred by the Company, SFC and/or their respective affiliates in connection with the Sale). By way of example, if the Purchase Consideration equaled $100,000,000, your Sale Bonus would be $100,000.00. The Sale Bonus shall be paid to you within three (3) months of the completion of the Sale.

  • Earn-Out Consideration has the meaning set forth in Section 2.08(a)(i).

  • Aggregate Stock Consideration has the meaning set forth in Section 3.01(b)(iii).

  • Earnout Consideration has the meaning specified in Section 2.05(a).

  • Additional Consideration has the meaning set forth in Section 3.2.

  • Initial Consideration has meaning ascribed by Clause 4.1;

  • Per Share Consideration means (i) if the consideration paid to holders of the Common Stock consists exclusively of cash, the amount of such cash per share of Common Stock, and (ii) in all other cases, the volume weighted average price of the Common Stock as reported during the ten (10) trading day period ending on the trading day prior to the effective date of the applicable event. If any reclassification or reorganization also results in a change in shares of Common Stock covered by subsection 4.1.1, then such adjustment shall be made pursuant to subsection 4.1.1 or Sections 4.2, 4.3 and this Section 4.4. The provisions of this Section 4.4 shall similarly apply to successive reclassifications, reorganizations, mergers or consolidations, sales or other transfers. In no event will the Warrant Price be reduced to less than the par value per share issuable upon exercise of the Warrant.

  • Stock Consideration has the meaning set forth in Section 2.01(c).

  • Net Consideration Per Share means the amount equal to the total amount of consideration, if any, received by the Company for the issuance of such warrants, options, subscriptions, or other purchase rights or convertible or exchangeable securities, plus the minimum amount of consideration, if any, payable to the Company upon exercise or conversion thereof, divided by the aggregate number of shares of Common Stock that would be issued if all such warrants, options, subscriptions, or other purchase rights or convertible or exchangeable securities were exercised, exchanged or converted.

  • Alternate Consideration shall have the meaning set forth in Section 5(e).

  • Closing Cash Consideration has the meaning set forth in Section 2.6(b).