Advising Representative definition

Advising Representative means a registered advising representative of the Manager (portfolio management category), who is fully licensed to make discretionary investment decisions on behalf of clients.
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Advising Representative means a person employed by, or acting for, a registrant registered under section 51(1)(a) or (b), who performs the activities of an investment adviser on behalf of his employer;
Sample 1Sample 2
Advising Representative means a registered advising representative of the Portfolio Manager (portfolio management category), who is fully licensed to make discretionary investment decisions on behalf of clients.
Sample 1Sample 2

Examples of Advising Representative in a sentence

  • The assets reflected in your Investment Account may only be used towards investments as decided by the Advising Representative.

  • To obtain a form for a reimbursement claim, or for more information on your recourse rights, you may contact your financial institution or visit xxx.xxxxxx.xx When your Advising Representative decides to invest your money into the Funds, the purchase of units in those Funds is called a Subscription.

  • Under the discretionary advisement of your Advising Representative (acting on behalf of the Portfolio Manager), your Account Assets are then invested in a one or more Funds managed by the Portfolio Manager (in its capacity as Investment Fund Manager to each Fund) which are suitable for you based on your risk profile and goals.

  • For example, Kenneth Mulders is the firm’s Chief Compliance Officer, as well as being registered as an Advising Representative.

  • Under the discretionary advisement of your Advising Representative (acting on behalf of the Manager), your Account Assets are then invested in one or more Funds managed by the Manager (in its capacity as Investment Fund Manager to each Fund) which are suitable for you based on your risk profile and goals.

  • With respect to non-Canadian corporate and municipal bonds, all Access Persons must obtain the prior approval of a Portfolio Manager (i.e. a registered Advising Representative) of Gryphon International; personal trades of a Portfolio Manager of Gryphon International must be approved by a separate Portfolio Manager; i.e. no individual may approve their own personal trades.Access Persons should retain a copy of all trade approvals for their records as evidence of an authorized trade.

  • CIM® - Chartered Investment Manager – Awarded November 2013 The CIM® demonstrates proficiency and adherence to professional standards that enables the advisor to become registered with the provincial securities commission as a Portfolio Manager, Advising Representative or an Associate Advising Representative or to be able to conduct discretionary portfolio management services for clients with an IIROC member firm.

  • To obtain a form for a reimbursement claim, or for more information on your recourse rights, you may contact your financial institution or visit www.cdnpay.ca Investment in the Funds When your Advising Representative decides to invest your money into the Funds, the purchase of units in those Funds is called a Subscription.

  • Jason received his Chartered Investment Manager designation in March 2013 and was registered as an Advising Representative in December 2014.Raj TandonFounding Partner, COO and Head of Business Development, Algonquin CapitalPrior to founding Algonquin Capital, a boutique alternative fixed income Manager based in Toronto, Raj studied mathematics, traded credit derivatives, and volunteered for numerous charitable organizations.

  • To obtain a form for a reimbursement claim, or for more information on your recourse rights, you may contact your financial institution or visit www.cdnpay.cao Investment in the FundsWhen your Advising Representative decides to invest your money into the Funds, the purchase of units in those Funds is called a Subscription.


More Definitions of Advising Representative

Advising Representative means a person employed by, or acting for, a registrant registered under section 51(1)(a) or (b), who
Sample 1
Advising Representative means a person employed by, or acting for, a registrant registered under section 51(1)(a) or (b), who performs the activities of an investment adviser on behalf of that registrant registered under section 51(1)(a) or (b);
Sample 1

Related to Advising Representative

  • Designated Representative has the meaning set forth in Section 6(j)(v) of this Agreement.

  • Designated Representatives means the Subordination Agent Representatives, the Trustee Representatives and the Provider Representatives identified under Section 2.5.

  • Authorised Representative means any natural or legal person established within the Union who has received a written mandate from a manufacturer to act on his behalf in relation to specified tasks;

  • Nominated Representative means, in respect of each party, the person whose details are set out in the Special Conditions (if any).

  • Representative means with respect to a particular Person, any director, officer, manager, employee, agent, consultant, advisor, accountant, financial advisor, legal counsel or other representative of that Person.

  • Bargaining representative means a labor organization recognized by an employer or certified by the commission as the sole and exclusive bargaining representative of certain employees of the employer.

  • Supplier Representative means the representative appointed by the Supplier from time to time in relation to this Framework Agreement;