Advising Representative definition

Advising Representative means a registered advising representative of the Manager (portfolio management category), who is fully licensed to make discretionary investment decisions on behalf of clients.
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Advising Representative means a person employed by, or acting for, a registrant registered under section 51(1)(a) or (b), who performs the activities of an investment adviser on behalf of his employer;
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Advising Representative means a person employed by, or acting for, a registrant registered under section 51(1)(a) or (b), who performs the activities of an investment adviser on behalf of that registrant registered under section 51(1)(a) or (b);
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Examples of Advising Representative in a sentence

  • To obtain a form for a reimbursement claim, or for more information on your recourse rights, you may contact your financial institution or visit xxx.xxxxxx.xx Investment in the Funds When your Advising Representative decides to invest your money into the Funds, the purchase of units in those Funds is called a Subscription.

  • The assets reflected in your Investment Account may only be used towards investments as decided by the Advising Representative.

  • Under the discretionary advisement of your Advising Representative (acting on behalf of the Manager), your Account Assets are then invested in a one or more Funds managed by the Manager (in its capacity as Investment Fund Manager to each Fund) which are suitable for you based on your risk profile and goals.

  • Under the discretionary advisement of your Advising Representative (acting on behalf of the Manager), your Account Assets are then invested in one or more Funds managed by the Manager (in its capacity as Investment Fund Manager to each Fund) which are suitable for you based on your risk profile and goals.

  • Under the discretionary advisement of your Advising Representative (acting on behalf of the Portfolio Manager), your Account Assets are then invested in a one or more Funds managed by the Portfolio Manager (in its capacity as Investment Fund Manager to each Fund) which are suitable for you based on your risk profile and goals.

  • The Client agrees to indemnify and hold WealthBar, its officers directors, employees (including Advising Representative), or shareholders and their respective affiliates and associates, harmless and to release such parties from any and all damages, actions, causes of action, debits, charges, expenses, or other losses arising out of the operation of the Account provided that such operation of the Account does not involve any act of fraud, willful misconduct or negligence on the part of WealthBar.


More Definitions of Advising Representative

Advising Representative means a person employed by, or acting for, a registrant registered under section 51(1)(a) or (b), who
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Advising Representative means a person employed by, or acting for, a registrant registered under section 51(1)(a) or (b), who
Sample 1

Related to Advising Representative

  • Designated Representative has the meaning set forth in Section 6(j)(v) of this Agreement.

  • Authorised Representatives the persons respectively designated as such by the Authority and the Supplier, the first such persons being set out in Schedule 4. Bribery Act: the Xxxxxxx Xxx 0000 and any subordinate legislation made under that Act from time to time together with any guidance or codes of practice issued by the relevant government department concerning the legislation. Change: any change to this agreement including to any of the Services. Change Control Note: the written record of a Change agreed or to be agreed by the parties pursuant to the Change Control Procedure.

  • Appointed Representative has the meaning set forth in Section 10.1.

  • Independent representative means a person who:

  • Authorised Representative means any natural or legal person established within the Union who has received a written mandate from a manufacturer to act on his behalf in relation to specified tasks;

  • Factory representative means an agent or employee of a manufacturer, distributor, or factory branch retained or employed for the purpose of making or promoting the sale of new motor vehicles or for supervising or contracting with new motor vehicle dealers or proposed motor vehicle dealers.

  • Representative means, with respect to any Person, any and all directors, officers, employees, consultants, financial advisors, counsel, accountants and other agents of such Person.

  • Bargaining representative means a labor organization recognized by an employer or certified by the commission as the sole and exclusive bargaining representative of certain employees of the employer.

  • Principal’s Representative means the person nominated by the Principal or other person from time to time appointed in writing by the Principal to act as the Principal’s Representative for the purposes of the Contract.

  • Supplier Representative means the representative appointed by the Supplier from time to time in relation to this Framework Agreement;

  • Union Representative means a representative from the Union authorized by the Union to act on behalf of an Employee.

  • City Representative means the Representative or appointee engaged by the City to supervise the work.

  • Registered Representative is defined as a duly registered representative of Broker-Dealer, in good standing, with the authority to sell Contracts as required by the Financial Industry Regulatory Authority, Inc. (hereinafter “FINRA”) and who is appointed as a non exclusive agent of the Company and properly licensed and appointed in accordance with applicable laws and regulations and the Company’s Licensing, Appointment and Registration policy, as amended from time to time.