Alternative Securities definition

Alternative Securities means the shares of preferred stock or common stock which may be issued upon the exercise of this Warrant in accordance with Section l (a)(B).
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Alternative Securities means a new series of Preferred Stock having ---------------------- terms that are structured and priced in the same manner as the terms of the Series A Stock (including, without limitation, date of allowable optional redemption, dividend rate, liquidation value, redemption value, conversion premium and conversion rate), provided, that, all of such terms are determined, -------- ---- if applicable, by reference to the Average Stock Price for the 30 trading days prior to the date of issuance of such Alternative Securities.
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Alternative Securities means asset classes not usually accessed by retail investors, for example, private equity, venture capital and hedge funds. These tend to be asset
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Examples of Alternative Securities in a sentence

  • Furthermore, all members of the Company shall certify at each submission that all of the information supplied to Alternative Securities Markets Group Corporation is accurate and complete, to the best of her or her knowledge.

  • From the Alternative Securities Market’s Early and Development Stage Companies, to Operating Companies of International Stature, each are recognized as sharing these important traits that we hold true.

  • This Agreement contains the entire agreement between Issuer and Alternative Securities Market, LLC regarding the Escrow Account.

  • Company Agrees to furnish Alternative Securities Markets Group a complete set of AUDITED financial statements within 60 days of the close of each business fiscal year.

  • All members of the Company shall promptly submit any additional information which supplements or reflects material changes in any of the information submitted to Alternative Securities Markets Group Corporation members.

  • The Company agrees to continue to acknowledge that members of Alternative Securities Markets Group Corporation shall continue to be relying on the Company and business information when preparing the Company for a ‘Direct Public Offering of Securities’ and listing on the Alternative Securities Market Exchange (the “ASMX”).

  • All must be reported to the Investors and to Alternative Securities Market Exchange (the “ASMX”) no less than TEN CALENDAR DAYS prior to record date.

  • Alternative Securities Market, LLC reserves the right to assume, at its sole expense, the exclusive defense and control of any such claim of action and all negotiations for settlement or compromise, and Issuer agrees to full cooperate with Alternative Securities Market, LLC in the defense of any such claim, action, settlement or compromise negotiations, as requested by Alternative Securities Market, LLC.

  • All fees and charges, if not paid by a representative of the Issuer (e.g. funding platform, lead syndicate broker, etc), may be made via either the Issuers credit card or ACH information on file with Alternative Securities Market, LLC.

  • All members of the Company acknowledge that members of Alternative Securities Markets Group Corporation may provide the information submitted to other necessary parties or its affiliates in the course of preparing the proposed ‘Direct Public Securities Offering’ and listing on the Alternative Securities Market Exchange (the “ASMX”).


More Definitions of Alternative Securities

Alternative Securities means the Payment Ordinary Shares or any other shares or securities issued by the Holding Company which qualify as Tier 1 Capital at the relevant time;
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Alternative Securities means asset classes not usually accessed by retail investors, for example, private equity, venture capital and hedge funds. These tend to be asset classes where valuation and liquidity may be uncertain and returns may be volatile.
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Alternative Securities means one or more of the following types of securities: convertible preferred stock; non- convertible preferred stock; convertible debt securities; non-convertible debt securities; convertible MIPS(TM); or other comparable securities, in each case having terms substantially similar to those which are prevailing in the market at the time of issuance for Alternative Securities of the type(s) issued under Section 2.01(a)(iii). In the event any Alternative Securities are issued under Section 2.01(a)(iii), the following provisions shall apply:
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Related to Alternative Securities

  • Derivative Securities means any securities or rights convertible into, or exercisable or exchangeable for (in each case, directly or indirectly), Common Stock, including options and warrants.

  • Executive Securities means the Class A Common acquired by the Executive and will include units of the Company's Common Interests issued with respect to Executive Securities by way of a split, dividend, combination, exchange, conversion, or other recapitalization, merger, consolidation or reorganization. Executive Securities will cease to be Executive Securities when transferred pursuant to a Qualified Public Offering or Sale of the Company. Executive Securities will continue to be Executive Securities in the hands of any holder other than the Executive, including all transferees of the Executive (except for the Company and the Investor (or its designee)), and except as otherwise provided herein, each such other holder of Executive Securities will succeed to all rights and obligations attributable to the Executive as a holder of Executive Securities hereunder.

  • Definitive Securities means Bearer Securities in definitive form and includes any replacement ETP Security issued pursuant to these Conditions.

  • Derivative Security means any right, option, warrant or other security convertible into or exercisable for Common Stock.

  • Restricted Definitive Security means a Definitive Security bearing the Private Placement Legend.

  • Definitive Security means a certificated Security registered in the name of the Securityholder thereof and issued in accordance with Section 2.05.

  • Unrestricted Definitive Security means Definitive Securities and any other Securities that are not required to bear, or are not subject to, the Restricted Securities Legend.

  • Regulation S Global Securities Appendix A

  • Series B Securities means the 11-1/2% Senior Notes due 2007, Series B, of the Company to be issued pursuant to this Indenture in exchange for the Series A Securities pursuant to the Registered Exchange Offer and the Registration Rights Agreement.

  • Series A Securities means the Company's Series A 9 3/8% Junior Subordinated Deferrable Interest Debentures due May 1, 2028 as authenticated and issued under this Indenture.

  • NIM Securities As defined in the tenth Recital to this Agreement.

  • Investor Securities is defined in Section 2.1.

  • Series A Junior Securities means any class or series of Partnership Interests that, with respect to distributions on such Partnership Interests and distributions upon liquidation of the Partnership, ranks junior to the Series A Preferred Units, including Common Units and Non-Voting Common Units, but excluding any Series A Parity Securities and Series A Senior Securities.

  • Private Securities has the meaning set forth in Annex A hereto.

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Individual Securities shall have the meaning specified in Section 3.01(p).

  • Lock-Up Securities has the meaning set out in Section 5(l).

  • CHESS Approved Securities means securities of the Company for which CHESS approval has been given in accordance with the ASX Settlement Operating Rules;

  • Private Placement Shares shall have the meaning given in the Recitals hereto.

  • Pari Passu Securities means any class or series of capital stock of the Company hereafter created specifically ranking, by its terms, on parity with the Designated Preferred Stock as to distribution of assets upon liquidation, dissolution or winding up of the Company, whether voluntary or involuntary.

  • Definitive Capital Securities means any Capital Securities in definitive form issued by the Trust.

  • Exchangeable Securities means any securities of any trust, limited partnership or corporation other than the Trust that are convertible or exchangeable directly for Units without the payment of additional consideration therefor;

  • Original Securities means all Securities other than Exchange Securities.

  • Approved Securities means securities of any State Government or of the Central Government and such bonds, both the principal whereof and the interest whereon shall have been fully and unconditionally guaranteed by any such Government;

  • Qualified Securities means securities of a reporting issuer that carry the right to participate in voting on the appointment or removal of the reporting issuer’s auditor;

  • BofA Securities means BofA Securities, Inc.