Approved Broker Dealer means each qualified broker-dealer listed on Schedule 5 or approved by the Administrative Agent in its reasonable discretion.
Approved Broker Dealer. (a) Each broker dealer listed on part I of Schedule II hereto and (b) any other financial institution designated as an “Approved Broker Dealer” by the Collateral Manager and reasonably acceptable to the Administrative Agent.
Approved Broker Dealer means any of Bank of America/Xxxxxxx Xxxxx; Barclays Bank plc; BNP Paribas; Citibank, N.A.; Citizens Bank, N.A.; Credit Suisse; Deutsche Bank AG; Xxxxxxx Sachs & Co.; Jefferies; JPMorgan Chase Bank, N.A.; Xxxxxx Xxxxxxx & Co. LLC; Xxxxxxx Xxxxx Financial; Royal Bank of Canada; PNC Bank; Sun Trust Bank; UBS AG; and Xxxxx Fargo Bank, National Association.
Examples of Approved Broker Dealer in a sentence
All other provisions of this policy will continue to apply to any Personal Securities Account that is not maintained at an Approved Broker- Dealer.
Approved Broker Dealer Process: The Investment Officer may utilize the investment advisor’s approved broker/dealer list in lieu of the County’s approved list.
At the discretion of the CCO, in consultation with Chairman and CEO of Capital Management, Access Persons may be limited to holding accounts only at brokers, dealers, or banks on the Approved Broker, Dealer or Bank Listing.
At the discretion of the CCO, in consultation with Chairman and CEO of the Investment Company Client’s Adviser, Access Persons may be limited to holding accounts only at brokers, dealers, or banks on the Approved Broker, Dealer or Bank Listing.
At the discretion of the CCO, in consultation with Chairman and CEO of the Fund Adviser, Access Persons may be limited to holding accounts only at brokers, dealers, or banks on the Approved Broker, Dealer or Bank Listing.
More Definitions of Approved Broker Dealer
Approved Broker Dealer. Each broker dealer listed on part I of Schedule II hereto.
Approved Broker Dealer means each of ABN Amro, Bank of America Xxxxxxx Xxxxx, The Bank of New York Company, Inc., Barclays, BNP Paribas SA, Citigroup, Inc., Credit Suisse, Deutsche Bank AG, The Xxxxxxx Sachs Group, Inc., HSBC, JPMorgan Chase & Co., Macquarie, Mitsubishi, Xxxxxx Xxxxxxx, Royal Bank of Canada, The Royal Bank of Scotland Group plc, Societe Generale, Suntrust, UBS and Xxxxx Fargo.
Approved Broker Dealer. Bank of America, N.A, The Bank of Montreal, The Bank of New York Mellon, N.A., The Bank of Nova Scotia, Barclays Bank plc, BMO Xxxxxx Bank N.A., BNP Paribas, Citibank, N.A., Credit Agricole S.A., Credit Suisse, Deutsche Bank AG, Xxxxxxx Xxxxx & Co., HSBC Bank, JPMorgan Securities LLC, Lloyds TSB Bank, Xxxxxx Xxxxxxx & Co., Natixis, The Royal Bank of Scotland plc, Société Générale, UBS AG, Xxxxxxxxx LLC, Royal Bank of Canada, Xxxxx Fargo, National Association, or any Affiliate or legal successor of any of the foregoing, or such other Person mutually agreed between the Administrative Agent and the Borrower.
Approved Broker Dealer means (a) each of the following entities: Bank of America, NA, The Bank of Montreal, The Bank of New York Mellon, N.A., The Bank of Nova Scotia, Barclays Bank plc, BNP Paribas, BTIG, LLC, Cantor Xxxxxxxxxx & Co., Citibank, N.A., Credit Suisse, Deutsche Bank AG, Xxxxxxx Xxxxx & Co., HSBC Bank plc, Imperial Capital LLC, Xxxxxxxxx & Co., Inc., JPMorgan Chase Bank, N.A., Key Bank, N.A., Macquarie Bank, Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated, Mizuho Bank, Xxxxxx Xxxxxxx & Co., Natixis, Nomura Securities International, Inc., Xxxxxxxxxxx & Co. Inc., PNC Bank, Royal Bank of Canada, The Royal Bank of Scotland plc, Seaport Securities Corporation, Societe Generale, Xxxxxx, Xxxxxxxx & Co. Inc., SunTrust Bank, The Toronto-Dominion Bank, UBS AG, U.S. Bank, National Association and Xxxxx Fargo Bank, National Association (or, in each case, its principal broker-dealer affiliate); and (b) any other dealer of recognized standing approved by the Facility Agent in its reasonable discretion at the request of the Servicer.
Approved Broker Dealer means any of Bank of America/Xxxxxxx Xxxxx; The Bank of Montreal; the Bank of New York Mellon, N.A.; The Bank of Nova Scotia; Barclays Bank plc; BMO Xxxxxx Bank N.A.; BNP Paribas; Citibank, N.A.; Credit Agricole S.A.; Credit Suisse; Deutsche Bank AG; Xxxxxxx Sachs & Co.; HSBC Bank; JPMorgan Chase Bank, N.A.; Lloyds TSB Bank; Xxxxxx Xxxxxxx & Co. LLC; Natixis; Royal Bank of Canada; The Royal Bank of Scotland plc; Societe Generale; UBS AG; Jefferies LLC; and Xxxxx Fargo Bank, National Association or such other Person mutually agreed between the Administrative Agent and the Borrower, it being understood that any Affiliate or legal successor of any of the foregoing shall be an Approved Broker/Dealer.
Approved Broker Dealer means any of Bank of America/Merrill Lynch; Barclays Bank plc; BNP Paribas; Citibank, N.A.; Citizens Bank, N.A.; Credit Suisse; Deutsche Bank AG; Goldman Sachs & Co.; Jefferies; JPMorgan Chase Bank, N.A.; Morgan Stanley & Co. LLC; Raymond James Financial; Royal Bank of Canada; PNC Bank; Sun Trust Bank; UBS AG; and Wells Fargo Bank, National Association.
Approved Broker Dealer means (a) any of JPMorgan Securities, Deutsche Bank Securities Inc., Citigroup Global Markets Inc., Xxxxxxx Xxxxx & Co., Société Générale Securities Services, Xxxxxx Xxxxxxx Xxxxx Xxxxxx LLC, Bank of America Xxxxxxx Xxxxx, Nomura Securities International, Inc., BNP Paribas Securities Corp, Barclays Capital Inc., Credit Suisse Securities (UA) LLC, UBS Financial Services Inc., Xxxxx Fargo Clearing Services, LLC, Xxxxxxxxx LLC or RBC Capital Markets LLC, (b) any other financial institution designated as an “Approved Broker Dealer” by the Servicer and reasonably acceptable to the Agent or (c) any banking or securities Affiliate of any Person specified in clause (a) or (b).