ASIC Policy definition

ASIC Policy means the regulatory policies (including regulatory guides) issued by ASIC as at the date of this agreement setting out its policy in relation to (among other things) the interpretation and enforcement of relevant sections of the Corporations Act. ASX means ASX Limited (ABN 98 008 624 691) or the securities market which it operates, as the context requires.
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ASIC Policy means any current policy or guidance published by ASIC, whether legally binding or not, including regulatory guides and information sheet. Complaint means any expression of dissatisfaction or complaint about the Supplier, Suncorp, or any other entity in connection with any aspect of this Agreement, including any product, service or employee, made by an insured person (or any other person).
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ASIC Policy means the policy and relevant class orders or other ASIC relief or exemption which govern the Fund.
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Examples of ASIC Policy in a sentence

  • In accordance with the requirements of the Corporations Act and ASIC Policy, each Fund has a Compliance Plan.The Compliance Plan sets out the measures we will take to ensure we comply with the Corporations Act and the constitution of a Fund.

  • The Directors have considered the matters set out in ASIC Policy Statement 170 and believe that they do not have a reasonable basis to forecast future earnings on the basis that the operations of the Company are inherently uncertain.

  • The Plan is intended to comply with the provisions of the Corporations Act 2001, ASIC Policy Statement 49 and any ASIC exemption instrument issued pursuant to that Policy Statement.

  • Applicable Law all laws, procedures, standards and codes of practice that apply in relation to Synergy and the Synergy Products, including the Corporations Act, Corporations Regulations, the ASIC Act, ASIC Policy and the Privacy Act (Cth) 1998, and the applicable laws or regulations of any other country, and including all relevant rules of Government Agencies, exchanges, trade and clearing associations and self-regulatory organisations.

  • The Plan is intended to comply with the provisions of the Corporations Law, ASIC Policy Statement 49 and Class Order 00/220 issued pursuant to that Policy Statement.

  • The Constitution, together with this PDS, the Corporations Act, ASIC Policy and the AQUA Rules regulate the Fund and our legal relationship with Investors.The Constitution may be unilaterally amended by the Responsible Entity, provided the amendment is not materially adverse to the rights of Investors.

  • The following words have these meanings in this Schedule unless the contrary intention appears: ASIC Policy means ASIC Regulatory Guide 179 (“Managed Discretionary Account Services”) and ASIC Class Order 04/194, as revised or amended from time to time.

  • AFMA proposes that the linking rule be related to a materiality test similar to that used in ASIC Policy Statement 172 regarding the licensing requirements of markets that have immaterial turnover.

  • Both the ASIC Policy and the Starr Policy are “claims made” policies.4 Dkt.

  • The Directors have considered the matters set out in ASIC Policy Statement 170 and believe that they do not have a reasonable basis to forecast future earnings.


More Definitions of ASIC Policy

ASIC Policy means any published ASIC publication or regulatory guide regarding the minimum requirements or expectations made by ASIC that apply to custodial arrangements such as those contained in this Agreement. Authenticated Communication means any form of communication referred to in clause 5.9. Authorised Person is a person designated as the primary contact to ABE in the ABE CAF or any other person designated in writing by the Client. Bank Account means, in the context either:
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ASIC Policy means any published ASIC publication or regulatory guide regarding the minimum requirements or expectations made by ASIC that apply to custodial arrangements such as those contained in this Agreement, including RG 133.
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ASIC Policy means ASIC Corporations (Managed Discretionary Accounts) Instrument 2016/968 and ASIC Regulatory Guide 179: Managed discretionary account services, as amended from time to time.
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Related to ASIC Policy

  • R&W Policy means those certain buyer-side representations and warranties insurance policies purchased by Buyer in connection with this Agreement.

  • Clawback Policy is defined in Section 14.

  • D&O Policy has the meaning set forth in Section 6.18(b).

  • Tariff Policy means a Tariff Policy adopted by the Council in terms of Section 74 of the Local Government: Municipal Systems Act 32 of 2000.

  • Covered policy means a policy of commercial risk insurance, professional liability insurance or public entity insurance.

  • CSR Policy means the present Corporate Social Responsibility Policy of the Company, which covers the activities to be undertaken by the Company as specified in Schedule VII to the Act and the CSR Expenditure thereon.

  • Viaticated policy means a life insurance policy or certificate that has been acquired by a viatical settlement provider pursuant to a viatical settlement contract.

  • Lapsed Policy means a Policy which has not acquired the Surrender Value and where the due Premium has not been received till the expiry of the Grace Period.

  • Board Policy means any and all policies adopted by the School Board and in effect at the time the RFP is published and as they may be amended from time to time (“Board Policy”). All Board Policies are incorporated by reference into this Solicitation and into all Proposals submitted by a Proposer.

  • D&O Tail Policy has the meaning set forth in Section 5.8(c).

  • Policy means Related Party Transaction Policy.

  • Group Policy /”policy” means the breakdown policy as set out in this document;

  • Blanket insurance policy means a group policy covering a defined class of

  • The Policy means any insurance policy held by the Landlord for the Property or the Fixtures and Fittings.

  • Title IX Sexual Harassment means conduct on the basis of sex that satisfies one or more of the following:

  • Harassment means a pattern of unwelcome verbal or physical conduct relating to another person's constitutionally or statutorily protected status that causes, or reasonably should be expected to cause, substantial interference with the other's performance in the school environment; and

  • Employment Law means any provision of this Act or any of the following Acts:

  • Health insurance policy means a policy that provides specified benefits for hospital and/or general treatment and meets all requirements under section 63-10 of the Private Health Insurance Act 2007.

  • City Policies means any or all (as the context requires) of those procedures, standards and/or standard specifications, requirements, policies and the like listed in Schedule H or notified to the Supplier from time to time, as the same may be updated, modified, expanded, revised, supplemented and/or replaced from time to time by the City (as notified to the Supplier);

  • Workplace Harassment means engaging in a course of vexatious comment or conduct against a worker in a workplace that is known or ought reasonably to be known to be unwelcome”. Ref: Occupational Health and Safety Act, Sec. 1

  • SAP Policies means the operational guidelines and policies applied by SAP to provide and support the Cloud Service as incorporated in an Order Form.

  • R&W Insurance Policy has the meaning set forth in Section 6.15.

  • D&O Insurance has the meaning set forth in Section 5.10(c).

  • Sexual harassment means conduct on the basis of sex that satisfies one or more of the following:

  • Consensus Policies are those policies established (1) pursuant to the procedure set forth in ICANN’s Bylaws and due process, and (2) covering those topics listed in Section 1.2 of this Specification. The Consensus Policy development process and procedure set forth in ICANN’s Bylaws may be revised from time to time in accordance with the process set forth therein.

  • Security Policy means the Authority’s Security Policy annexed to Schedule (Security Requirements and Plan) as updated from time to time.