Brokerage Agent definition

Brokerage Agent means a person or company as may from time to time be engaged by the Company to perform brokerage services and such other services as may be required pursuant to this Plan, including without limitation the purchase and sale of Shares; “Code”, means the U.S. Internal Revenue Code of 1986, as amended, and the regulations promulgated thereunder;
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Brokerage Agent means a person or company as may from time to time be engaged by the Company to perform brokerage services and such other services as may be required pursuant to this Plan, including without limitation the purchase and sale of Shares;
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Brokerage Agent means such person or company as may, from time to time, be appointed or designated by the Administrative Agent and with whom the Administrative Agent shall enter into an agreement to perform brokerage functions in executing the securities transactions and custodial services in respect of the assets under the Plan;
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Examples of Brokerage Agent in a sentence

  • In consideration of the terms as stated in this Agreement, the Brokerage, Agent and/or Buyer agree to 65 mediate any dispute or claim arising out of this Agreement, before initiating any legal action against the other party.

  • This Agreement sets forth the entire agreement between the Brokerage, Agent and Buyer, and there are no 92 other representations, warranties, statements, or agreements between the Parties herein, except as expressly set forth in this 93 Agreement.

  • For example, do not include any of the following: "If [Listing Brokerage] Agent shows property first to your buyer, there will not be compensation paid to you", “No compensation paid to XYZ Brokerage", or "If [Listing Brokerage] Agent shows property first your total office compensation is y%".

  • Shares purchased or otherwise acquired by the Administrative Agent under the Plan shall be registered in the name of the Brokerage Agent approved by the Administrative Agent and held on behalf of the respective Participants.

  • All rights and privileges with respect to the Shares held in a Participant’s Account, including voting rights, shall be exercised solely by the Participant through the Brokerage Agent.

  • If a duly completed and signed instruction form is received by the Company’s Transfer Agent for the Shares in time for the Shares to be voted, the Brokerage Agent, as the registered holder of the Shares, will cause the Shares to be voted according to the Participant’s instructions.

  • All the Shares purchased by the Brokerage Agent on behalf of a Participant pursuant to the provisions of this Section VI may be registered in the name of the Brokerage Agent or its nominee, on behalf of, and as agent for, such Participant or may, in accordance with Section 7.2, be registered in the name of the Participant.

  • If the holders of Shares are entitled to vote at a meeting of Shareholders of the Company, each Participant shall have the right to vote, in such manner as such Participant shall desire, the whole shares which are held on his behalf by the Brokerage Agent at the record date of the relevant meeting.

  • The price of Shares purchased in respect of a given quarter shall correspond to their market price at the time of purchase, provided however that where the Brokerage Agent has purchased Shares under the Plan at various prices in any given quarter, the purchase price of all such Shares shall correspond to the weighted average price paid for all purchases of Shares that are required to be made under the Plan in respect of such quarter.

  • The Administrative Agent shall direct the Brokerage Agent to purchase Shares on behalf of the Participants with all Participant Contributions and Employer Contributions on the open market, through the facilities of the Stock Exchange, if applicable, bi-monthly on such dates to be designated by the Company from time to time and if any such day is not a Business Day, on the next succeeding Business Day.


More Definitions of Brokerage Agent

Brokerage Agent means the person or entity appointed by the Company from time to time to hold Forfeitable Shares on behalf of Participants;
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Brokerage Agent means the registered broker-dealer selected by the Board to administer the brokerage accounts of Participating Employees.
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Related to Brokerage Agent

  • Exchange Agent has the meaning set forth in Section 3.02(a).

  • Brokerage Account means any account with a broker, dealer or bank that may hold securities.

  • Brokerage means the provision by a third party of services, for a fee, to source Sub-Contractors to provide the Services on behalf of the Provider.

  • Package agent means a person who holds a package agency.

  • Brokerage agreement means a written or oral agreement

  • Escrow Agent means the escrow agent under the Escrow Agreement.

  • Depository Agent is defined in Section 2.6(a) of the Agreement.

  • Broker means any person engaged in the business of effecting transactions in securities for the account of others.

  • Depository Bank means the Institution that issues a specific Depositary Receipt on behalf of the underlying company. The Depository Bank maintains a holding of Stock in the Underlying on which it is able to issue Depositary Receipts;

  • Agent means any Registrar or Paying Agent.

  • Depositary Agent shall have the meaning set forth in Section 7(c) hereof.

  • Exchange Agent Agreement has the meaning set forth in Section 2.5(a).

  • Commodity intermediary means a person that:

  • Brokerage services means those activities identified in sections 543B.3 and 543B.6.

  • Brokers and Finders' Fees............................................ 13 2.14

  • Computershare means Computershare Trust Company of Canada;

  • Payment Agent shall have the meaning set forth in Section 2.8(a).

  • Intermediary means “a person who actively participates in the facilitation of the contract or negotiating the contract, including a broker, adviser, attorney, or representative of or agent for the business entity who:

  • Reinsurance intermediary means a reinsurance intermediary-broker or a reinsurance intermediary-manager.

  • insurance intermediary means any natural or legal person, other than an insurance or reinsurance undertaking or their employees and other than an ancillary insurance intermediary, who, for remuneration, takes up or pursues the activity of insurance distribution;

  • Settlement Agent means, with respect to any Transaction the subject of which is a Wet-Ink Mortgage Loan, the entity approved by Buyer, in its sole good-faith discretion, which may be a title company, escrow company or attorney in accordance with local law and practice in the jurisdiction where the related Wet-Ink Mortgage Loan is being originated. A Settlement Agent is deemed approved unless Buyer notifies Seller otherwise at any time electronically or in writing.

  • Clearing Agent means Clearstream Banking AG, Euroclear Bank S.A., and Clearstream Banking S.A. and such further or alternative clearing agent(s) or clearance system(s) as may be approved by the Issuer from time to time and notified to the Holders in accordance with General Condition 4 (each a “Clearing Agent” and together the “Clearing Agents”);

  • Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.

  • Securities Intermediary The meaning specified in Section 8-102(a)(14) of the UCC.

  • commission agent means a person who acts on behalf of another person for causing sale or purchase of goods or provision or receipt of services, for a consideration, and includes any person who, while acting on behalf of another person, —

  • Transfer Agent and Registrar shall have the meaning set forth in Section 2.5(e) hereof.