CAT NMS Plan definition

CAT NMS Plan means the National Market System Plan Governing the Consolidated Audit Trail, as amended from time to time.
Sample 1Sample 2Sample 3
CAT NMS Plan means the plan set forth in this Agreement, as amended from time to time.
Sample 1Sample 2Sample 3
CAT NMS Plan means the plan set forth in this Agreement, as amended from time totime.
Sample 1Sample 2

Examples of CAT NMS Plan in a sentence

  • This is the same definition as set forth in Section 1.1 of the CAT NMS Plan.

  • On December 24, 2015, the Participants submitted an amendment to the CAT NMS Plan.

  • The duties of the Operating Committee are further described in Article IV of the CAT NMS Plan.

  • The CAT NMS Plan also requires the selection of an entity as the Plan Processor to be responsible for performing the processing functions required by Rule 613 and the Plan.

  • In accordance with SEC Rule 613, the CAT NMS Plan requires a Central Repository that will comprehensively track orders throughout their lifecycle and identify the Participants and Industry Members handling them, as well as the account holders and authorized traders for any account that originates an order (Customers1).

  • Fields, Secretary, Commission, dated February 27, 2015.On December 24, 2015, the Participants submitted an amendment to the CAT NMS Plan.

  • CAT Reporting Agents may be third-party firms reporting on behalf of other entities, or may be outside parties that are not required to submit data to the CAT, but from which the CAT may receive data per the CAT NMS Plan, such as the Securities Information Processors (SIPs).

  • Each Industry Member shall transmit data as required under the CAT NMS Plan to the Central Repository utilizing such format(s) as may be provided by the Plan Processor and approved by the Operating Committee.

  • Refer also to CAT NMS Plan, available at: https://www.catnmsplan.com/wp-content/uploads/2018/02/34- 79318-exhibit-a.pdf.

  • Disputes initiated by an Industry Member with respect to CAT Fees charged to such Industry Member, including disputes related to the designated tier and the fee calculated pursuant to such tier, shall be resolved by the Operating Committee, or a Subcommittee designated by the Operating Committee, of the CAT NMS Plan, pursuant to the Fee Dispute Resolution Procedures adopted pursuant to the CAT NMS Plan and set forth in paragraph (c) of this Rule.

Related to CAT NMS Plan

  • Care Plan means a licensee's written description of a resident's needs, preferences, and capabilities, including by whom, when, and how often care and services are to be provided.

  • Implementation Plan means the schedule included in the Statement of Work setting forth the sequence of events for the performance of Services under the Statement of Work, including the Milestones and Milestone Dates.

  • Statutory Plan means a plan required in terms of any legislation, including but not limited to, any structure plan, land use plan, zoning scheme, integrated development plan, water services plan, skills development plan and employment equity plan;

  • Business Continuity Plan means any plan prepared pursuant to clause H5.6, as may be amended from time to time.

  • Network plan means health insurance coverage of a health insurance issuer under which the financing and delivery of medical care including items and services paid for as medical care are provided, in whole or in part, through a defined set of providers under contract with the carrier.

  • National Medical Support Notice or “NMSN” shall mean a notice that contains the following information: