Examples of CHESS Participant in a sentence
This Part D: Participant Sponsorship Agreement (“Sponsorship Agreement”) is a contract that you (“the Client”) enter into with us (“TPP”), in which you name us as your CHESS sponsor and authorise us to create a CHESS Participant Sponsored Holding in your name and to trade on it as you instruct.
The Terms and Conditions of Participant Sponsorship Agreement below constitute a contract that you enter into with us, under which you name us as your CHESS sponsor and authorise us to create a CHESS Participant Sponsored Holding in your name and to trade on it as you instruct.
Subposition A facility in CHESS by which: • activity in relation to Financial Products in a CHESS Holding may be restricted; and • access to those Financial Products for limited purposes may be given to a CHESS Participant other than the Broker.
The Rules deal with the suspension of a CHESS Participant if a Payment Obligation is not authorised by their Payment Provider (Rule 7.33.1), the requirement that all brokers establish a Payment Facility to facilitate DvP settlement (Rule 9.20) and the power of ASTC’s Board to restrict, suspend or terminate participation in CHESS (Rule 19.2.1).
Send this form to your controlling CHESS participant (usually your stock broker).Controlling CHESS Participant as at 22 August 2014: Holder Identification Number (HIN): Step 1: Box AThis is the number of Shares you can tender.
Credits from sales of securities are not available until the settlement date and all documents and security holder information have been delivered to Commonwealth Securities Limited and verified through CHESS Settlement Facility, if a CHESS Participant Sponsored Holding security has been sold.
The client has the right to have any complaints in relation to their dealings with E TRADE Australia as execution and settlement agent or CHESS Participant, considered in a timely manner.
TERMS AND CONDITIONS OF PARTICIPANT SPONSORSHIP AGREEMENTEXPLANATION OF EFFECT OF PARTICIPANT SPONSORSHIP AGREEMENTThe Terms and Conditions of Participant Sponsorship Agreement below constitute a contract that you enter into with us, under which You name us as Your CHESS sponsor and authorise usto create a CHESS Participant Sponsored Holding in your name and to trade on it as you instruct.
CHESS ParticipantsIf you are an existing CHESS Participant and you would like your RPS2 to be allotted to your CHESS Broker Sponsored HIN, please provide your CHESS HIN in the boxes below.Alternatively, if you wish to hold your RPS2 as a separate holding, disregard this section.
If you are a CHESS Participant, initiate acceptance in accordance with the requirements of the ASTC Settlement Rules before the end of the Offer Period.