Client Assets Sourcebook definition

Client Assets Sourcebook means the CASS sourcebook as set out in the FCA Rules.
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Client Assets Sourcebook means the CASS sourcebook as set out in the FCA Rules. “Euroclear” means Euroclear Bank S.A./N.V.;
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Client Assets Sourcebook means the CASS sourcebook as set out in the FCA Rules, Client Money Distribution Rules means the client money distribution rules set out in Chapter 7A of the Client Assets Sourcebook, Client Money Rules means the client money rules set out in Chapter 7 of the Client Assets Sourcebook, FCA means the United Kingdom Financial Conduct Authority (and any successor regulatory authority), FCA Rules means the rules promulgated by the FCA under FSMA as amended or replaced from time to time and FSMA means the Financial Services and Markets Xxx 0000.
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Examples of Client Assets Sourcebook in a sentence

  • We, in the course of carrying on insurance distribution, handle client money in accordance with the FCA Client Assets Sourcebook (CASS) rules, which are designed to protect You.

  • In the course of carrying on insurance distribution activities, We handle client money in accordance with the FCA’s Client Assets Sourcebook (CASS) rules, which are designed to protect You.

  • In this clause 23, ‘Client Money Rules’ means the provisions of the FCA’s Client Assets Sourcebook relating to client money for firms carrying out activities regulated under the Markets in Financial Instruments Directive.

  • This will be handled on Our behalf by UKGlobal Broking Group Limited (‘We’, ‘Our’, ‘Us’ for the remainder of this clause only) in accordance with the FCA’s Client Assets Sourcebook (CASS) rules, which are designed to protect You.

  • If the Custodian fails, the Client Money Distribution Rules set out in Chapter 7A of the Client Assets Sourcebook of the FCA rules will not apply to such cash and the Issuer will not be entitled to share in any distribution under the Client Money Distribution Rules.

  • We, in the course of carrying on insurance mediation, handle client money in accordance with the FCA Client Assets Sourcebook (CASS) rules, which are designed to protect You.

  • Please further note that OakNorth holds monies as banker and not as a trustee under the client money rules, and consequently operates under the exemption given to banks in the rules set out in the Financial Conduct Authority's Client Assets Sourcebook.

  • Where risk Transfer does not apply, client money is held in a Statutory trust in accordance with the FCA Client Assets Sourcebook (CASS), with our nominated bank.

  • In this clause27, “Client Money Rules” means the provisions of the FCA’s Client Assets Sourcebook, as amended and/or updated from time to time.

  • In this clause 6, "Client Money Rules" means the provisions of the FCA's Client Assets Sourcebook relating to client money for firms carrying out MiFID business.


More Definitions of Client Assets Sourcebook

Client Assets Sourcebook means the CASS sourcebook as set out in the FCA Rules, Client Money Distribution Rules means the client money distribution rules set out in Chapter 7A of the Client Assets Sourcebook, Client Money Rules means the client money rules set out in Chapter 7 of the Client Assets Sourcebook, FCA means the United Kingdom Financial Conduct Authority (and any successor regulatory authority), FCA Rules means the rules promulgated by the FCA under FSMA as amended or replaced from time to time and FSMA means the Financial Services and Markets Xxx 0000.
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Related to Client Assets Sourcebook

  • Client Assets means assets which a bank has undertaken to hold for a client (whether or not on trust, and whether or not the undertaking has been complied with);

  • Operating Software means those routines, whether or not identified as Program Products, that reside in the Equipment and are required for the Equipment to perform its intended function(s), and which interface the operator, other Contractor-supplied programs, and user programs to the Equipment.

  • Customer Group means Customer and any of its Affiliates;

  • Customer Equipment means hardware, software, systems, cabling and facilities provided by you and used in conjunction with the Equipment that we supply to you in order to receive the Services;

  • Client Software means software that is installed on a Device that allows the Device to access or utilize the Products.

  • Company Software means Software owned or purported to be owned by or developed by or for the Company or any Company Subsidiary.

  • Product Backlog means a list of those Stories that do not form part of the current Sprint Plan at that time and which are to form the subject of a future Sprint, either in the current Release at that time or a subsequent Release;

  • END USER CUSTOMER LOCATION means the physical location of the premises where an End User makes use of the telecommunications services.

  • Company Source Code means, collectively, any software source code or confidential manufacturing specifications or designs, any material portion or aspect of software source code or confidential manufacturing specifications or designs, or any material proprietary information or algorithm contained in or relating to any software source code or confidential manufacturing specifications or designs, of any Company-Owned Intellectual Property or Company Products.

  • Client Data means personal data of data subjects, such as your employees, associates or partners, that is provided to S&P Global Ratings during the provision by S&P Global Ratings of the Services to you, such as name, job title, name of employer, office email address, office physical address, internet protocol address, office telephone number and language selection (and excludes special categories of personal data);

  • Customer-Funded Upgrade means any Network Upgrade, Local Upgrade, or Merchant Network Upgrade for which cost responsibility (i) is imposed on an Interconnection Customer or an Eligible Customer pursuant to Tariff, Part VI, section 217, or (ii) is voluntarily undertaken by a New Service Customer in fulfillment of an Upgrade Request. No Network Upgrade, Local Upgrade or Merchant Network Upgrade or other transmission expansion or enhancement shall be a Customer-Funded Upgrade if and to the extent that the costs thereof are included in the rate base of a public utility on which a regulated return is earned. Customer Interconnection Facilities:

  • Customer Account Information means personally identifiable information including Personal Data and Consumption Data. Customer Account Information also includes information received by the Company from the customer for purposes of participating in regulated utility programs, including, but not limited to bill pay assistance, shutoff protection, renewable energy, demand-side management, load management, or energy efficiency.

  • Account Information Service Provider means a payment service provider pursuing business activities as referred to in point (8) of Annex I;

  • Eligible business means a business located within the counties of Cook, DuPage, Kane, Lake, McHenry or Will in the State of Illinois (the “Six County Region”), and as to which: (1) a majority of the business' fleet is located and used within the Six County Region; and (2) a majority of those vehicles located and used within the Six County Region are alternatively powered vehicles.

  • Client Account means the unique personalized account of the Client consisting of all Completed Transactions, Open Positions and Orders on the Platform, the Balance of the Client money and deposit/withdrawal transactions of the Client money. It is understood that the Company may use the term Trading Account or Account on its Website or communications, which shall mean your Client Account.