Client Assets Sourcebook definition

Client Assets Sourcebook means the CASS sourcebook as set out in the FCA Rules.
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Client Assets Sourcebook means the CASS sourcebook as set out in the FCA Rules;
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Client Assets Sourcebook means the CASS sourcebook as set out in the FCA Rules. “Euroclear” means Euroclear Bank S.A./N.V.;
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Examples of Client Assets Sourcebook in a sentence

  • We, in the course of carrying on insurance distribution, handle client money in accordance with the FCA Client Assets Sourcebook (CASS) rules, which are designed to protect You.

  • In the course of carrying on insurance distribution activities, We handle client money in accordance with the FCA’s Client Assets Sourcebook (CASS) rules, which are designed to protect You.

  • This will be handled on Our behalf by UKGlobal Broking Group Limited (‘We’, ‘Our’, ‘Us’ for the remainder of this clause only) in accordance with the FCA’s Client Assets Sourcebook (CASS) rules, which are designed to protect You.

  • We, in the course of carrying on insurance mediation, handle client money in accordance with the FCA Client Assets Sourcebook (CASS) rules, which are designed to protect You.

  • Where risk Transfer does not apply, client money is held in a Statutory trust in accordance with the FCA Client Assets Sourcebook (CASS), with our nominated bank.

  • In this clause 6, "Client Money Rules" means the provisions of the FCA's Client Assets Sourcebook relating to client money for firms carrying out MiFID business.

  • Money which is held in the designated account falls outside the scope of protection provided by the Client Money Rules as set out in the Financial Conduct Authority's Client Assets Sourcebook.

  • In this Agreement, Client Money Rules means the provisions of the FCA's Client Assets Sourcebook relating to client money.

  • In this clause "Client Money Rules" means the provisions of the FCA's Client Assets Sourcebook relating to client money for firms carrying out MiFID business.

  • Client Money Rules the provisions of the FCA’s Client Assets Sourcebook.


More Definitions of Client Assets Sourcebook

Client Assets Sourcebook means the CASS sourcebook as set out in the FCA Rules, Client Money Distribution Rules means the client money distribution rules set out in Chapter 7A of the Client Assets Sourcebook, Client Money Rules means the client money rules set out in Chapter 7 of the Client Assets Sourcebook, FCA means the United Kingdom Financial Conduct Authority (and any successor regulatory authority), FCA Rules means the rules promulgated by the FCA under FSMA as amended or replaced from time to time and FSMA means the Financial Services and Markets ▇▇▇ ▇▇▇▇.
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