Client Assets Sourcebook definition

Client Assets Sourcebook means the CASS sourcebook as set out in the FCA Rules.
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Client Assets Sourcebook means the CASS sourcebook as set out in the FCA Rules. “Euroclear” means Euroclear Bank S.A./N.V.;
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Client Assets Sourcebook means the CASS sourcebook as set out in the FCA Rules, Client Money Distribution Rules means the client money distribution rules set out in Chapter 7A of the Client Assets Sourcebook, Client Money Rules means the client money rules set out in Chapter 7 of the Client Assets Sourcebook, FCA means the United Kingdom Financial Conduct Authority (and any successor regulatory authority), FCA Rules means the rules promulgated by the FCA under FSMA as amended or replaced from time to time and FSMA means the Financial Services and Markets Xxx 0000.
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Examples of Client Assets Sourcebook in a sentence

  • We, in the course of carrying on insurance distribution, handle client money in accordance with the FCA Client Assets Sourcebook (CASS) rules, which are designed to protect You.

  • In the course of carrying on insurance distribution activities, We handle client money in accordance with the FCA’s Client Assets Sourcebook (CASS) rules, which are designed to protect You.

  • In this clause 23, ‘Client Money Rules’ means the provisions of the FCA’s Client Assets Sourcebook relating to client money for firms carrying out activities regulated under the Markets in Financial Instruments Directive.

  • This will be handled on Our behalf by UKGlobal Broking Group Limited (‘We’, ‘Our’, ‘Us’ for the remainder of this clause only) in accordance with the FCA’s Client Assets Sourcebook (CASS) rules, which are designed to protect You.

  • If the Custodian fails, the Client Money Distribution Rules set out in Chapter 7A of the Client Assets Sourcebook of the FCA rules will not apply to such cash and the Issuer will not be entitled to share in any distribution under the Client Money Distribution Rules.

  • We, in the course of carrying on insurance mediation, handle client money in accordance with the FCA Client Assets Sourcebook (CASS) rules, which are designed to protect You.

  • Please further note that OakNorth holds monies as banker and not as a trustee under the client money rules, and consequently operates under the exemption given to banks in the rules set out in the Financial Conduct Authority's Client Assets Sourcebook.

  • Where risk Transfer does not apply, client money is held in a Statutory trust in accordance with the FCA Client Assets Sourcebook (CASS), with our nominated bank.

  • In this clause27, “Client Money Rules” means the provisions of the FCA’s Client Assets Sourcebook, as amended and/or updated from time to time.

  • In this clause 6, "Client Money Rules" means the provisions of the FCA's Client Assets Sourcebook relating to client money for firms carrying out MiFID business.


More Definitions of Client Assets Sourcebook

Client Assets Sourcebook means the CASS sourcebook as set out in the FCA Rules, Client Money Distribution Rules means the client money distribution rules set out in Chapter 7A of the Client Assets Sourcebook, Client Money Rules means the client money rules set out in Chapter 7 of the Client Assets Sourcebook, FCA means the United Kingdom Financial Conduct Authority (and any successor regulatory authority), FCA Rules means the rules promulgated by the FCA under FSMA as amended or replaced from time to time and FSMA means the Financial Services and Markets Xxx 0000.
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Related to Client Assets Sourcebook

  • Customer Site means the site owned or leased by the Customer or any other site used to provide the Service, which is directly connected to a PoP managed by Liquid Telecom, as set out in the COF;

  • Customer Group means Customer and any of its Affiliates;

  • Company Software means Software owned or purported to be owned by or developed by or for the Company or any Company Subsidiary.

  • Client Data means personal data of data subjects, such as your employees, associates or partners, that is provided to S&P Global Ratings during the provision by S&P Global Ratings of the Services to you, such as name, job title, name of employer, office email address, office physical address, internet protocol address, office telephone number and language selection (and excludes special categories of personal data);

  • Customer-Funded Upgrade means any Network Upgrade, Local Upgrade, or Merchant Network Upgrade for which cost responsibility (i) is imposed on an Interconnection Customer or an Eligible Customer pursuant to Tariff, Part VI, section 217, or (ii) is voluntarily undertaken by a New Service Customer in fulfillment of an Upgrade Request. No Network Upgrade, Local Upgrade or Merchant Network Upgrade or other transmission expansion or enhancement shall be a Customer-Funded Upgrade if and to the extent that the costs thereof are included in the rate base of a public utility on which a regulated return is earned. Customer Interconnection Facilities:

  • Account Information Service Provider means a payment service provider pursuing business activities as referred to in point (8) of Annex I;

  • Client Account means the unique personalized account of the Client consisting of all Completed Transactions, Open Positions and Orders on the Platform, the Balance of the Client money and deposit/withdrawal transactions of the Client money. It is understood that the Company may use the term Trading Account or Account on its Website or communications, which shall mean your Client Account.