COB Rules definition

COB Rules means the conduct of business rules set out in Part 3 of these QFCA Rules.
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COB Rules means the rules set out in the conduct of business sourcebook of the FCA Handbook;
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COB Rules means the rules in the Conduct of Business Sourcebook; “Company Y” means a wholly owned subsidiary of Company X;
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Examples of COB Rules in a sentence

  • Pursuant to the COB Rules regarding the supplement and abatement of fees, TINTL hereby acknowledges that for the performance of services contemplated by the Subadvisory Agreement, it shall receive only the compensation set out in the Subadvisory Agreement.

  • The COB Rules required statements, disclosures and other provisions set forth in Exhibit C shall be considered an integral part of this agreement.

  • Pursuant to the COB Rules regarding the supplement and abatement of fees, International hereby acknowledges that for the performance of services contemplated by the Investment Advisory Agreement, it shall receive only the compensation set out in the Investment Advisory Agreement.


More Definitions of COB Rules

COB Rules means the rules set out in the conduct of business sourcebook of the FCA Handbook.
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COB Rules has the meaning as set out in clause 1.4 herein;
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COB Rules means the rules set out in the conduct of business sourcebook of the FCA Handbook. “Companies Act” means the Companies Xxx 0000.
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COB Rules. FSA Conduct of Business Rules contained in the FSA Handbook of Rules and Guidance, including any updates or amendments to them;
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COB Rules means the rules set out in the conduct of business sourcebook of the FCA Handbook; "Companies Act" has the meaning given to it in section 2 of the Companies Act 2006;
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COB Rules means the Licensees (Conduct of Business) Rules 2016;
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Related to COB Rules

  • HIPAA Rules means the Privacy, Security, Breach Notification, and Enforcement Rules at 45 CFR Part 160 and Part 164.

  • Hague Rules means the International Convention for the Unification of certain Rules of Law relating to Bills of Lading signed at Brussels on 25 August 1924.

  • Market Rules means the rules, regulations, customs and practices from time to time of any exchange, clearing house or other organization or market involved in the conclusion, execution or settlement of a Contract any exercise by any such exchange, clearing house or other organization or market of any power or authority conferred on it.

  • Hague-Visby Rules means the provisions of the International Convention for the Unification of certain rules Relating to Bills of Lading signed at Brussels on 25th August 1924 as amended by the Visby Protocol of 23rd February 1968 and the SDR Protocol of 21st December 1979;