COB Rules definition

COB Rules means the conduct of business rules set out in Part 3 of these QFCA Rules.
Sample 1Sample 2Sample 3
COB Rules means the rules set out in the conduct of business sourcebook of the FCA Handbook;
Sample 1Sample 2Sample 3
COB Rules. FSA Conduct of Business Rules contained in the FSA Handbook of Rules and Guidance, including any updates or amendments to them;
Sample 1

Examples of COB Rules in a sentence

  • The objective of the COB Rules is to provide a claim-payment procedure to assure You that your Eligible Expenses will be paid, while preventing duplication of benefit payments.

  • Details of these payments will not be set out in the relevant confirmation unless otherwise required under the COB Rules but, instead, will be provided to Clients upon request.

  • The Manager will only aggregate transactions in accordance with the COB Rules.

  • Nothing in these Terms will override its obligations under the Guernsey COB Rules.

  • The Company and its advisers not subject to the COB Rules are responsible for compliance with equivalent conduct of business or point of sale rules in the jurisdiction in which they are based or in which they are marketing the securities concerned (if applicable).

  • The Funds may invest in units in Collective Investment Schemes which, for the purposes of COB Rules, are Unregulated Collective Investment Schemes.

  • The terms and basis upon which any external services are provided to Clients as part of the Manager's services reasonably enables the Manager to rely on such executing party to provide best execution, as required under the COB Rules.

  • The terms and basis upon which any external services are provided to Clients as part of the Advisor's services reasonably enables the Advisor to rely on such executing party to provide best execution, as required under the COB Rules.

  • In all Portfolio transactions so effected by TINTL, TINTL could be deemed by COB Rules either to be effecting a transaction in which TINTL has a direct or indirect material interest, or a transaction which may involve a conflict with TINTL's duty to the Funds.

  • The Advisor will only aggregate transactions in accordance with the COB Rules.


More Definitions of COB Rules

COB Rules has the meaning as set out in clause 1.4 herein;
Sample 1
COB Rules means the Licensees (Conduct of Business) Rules 2016;
Sample 1
COB Rules means the rules in the Conduct of Business Sourcebook; “Company Y” means a wholly owned subsidiary of Company X;
Sample 1
COB Rules means the rules set out in the conduct of business sourcebook of the FCA Handbook. “Companies Act” means the Companies Xxx 0000.
Sample 1
COB Rules means the rules set out in the conduct of business sourcebook of the FCA Handbook; "Companies Act" has the meaning given to it in section 2 of the Companies Act 2006;
Sample 1

Related to COB Rules

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • HIPAA Rules means the Privacy, Security, Breach Notification, and Enforcement Rules at 45 CFR Part 160 and Part 164.

  • AIM Rules means the rules published by the London Stock Exchange governing admission to AIM and the regulation of AIM companies as amended or re-issued from time to time;

  • School Rules means the rules of the School, a copy of the current version of which is provided to each child on entry and is sent to parents with the letter offering a place at the School, as those rules may be amended from time to time for legal, safety or other substantive reasons or in order to assist the proper administration of the School. Parents will be given notice of such amendments;

  • Relevant Rules means, at any time, the laws, regulations, requirements, guidelines and policies relating to capital adequacy (including, without limitation, as to leverage) then in effect in the United Kingdom including, without limitation to the generality of the foregoing, as may be required by CRD IV or BRRD or any applicable successor legislation or any delegated or implementing acts (such as regulatory technical standards) adopted by the European Commission and applicable to the Issuer from time to time and any regulations, requirements, guidelines and policies relating to capital adequacy adopted by the Relevant Regulator from time to time (whether or not such requirements, guidelines or policies are applied generally or specifically to the Issuer or to the Issuer and any of its holding or subsidiary companies or any subsidiary of any such holding company).

  • Market Rules means the rules, regulations, customs and practices from time to time of any exchange, clearing house or other organization or market involved in the conclusion, execution or settlement of a Contract any exercise by any such exchange, clearing house or other organization or market of any power or authority conferred on it.

  • the Rules means the Insolvency Rules 1986 (as amended);

  • Scheme Rules means the applicable SEPA direct debit or credit transfer scheme rules of the European Payments Council as amended from time to time.

  • QFC Stay Rules means the regulations codified at 12 C.F.R. 252.2, 252.81–8, 12 C.F.R. 382.1-7 and 12 C.F.R. 47.1-8, which, subject to limited exceptions, require an express recognition of the stay-and-transfer powers of the FDIC under the Federal Deposit Insurance Act and the Orderly Liquidation Authority under Title II of the Xxxx Xxxxx Wall Street Reform and Consumer Protection Act and the override of default rights related directly or indirectly to the entry of an affiliate into certain insolvency proceedings and any restrictions on the transfer of any covered affiliate credit enhancements.