Compliance Group definition

Compliance Group means the Adviser’s compliance committee charged with overseeing the Adviser’s compliance policies and procedures. The committee is comprised of the Chief Compliance Officer and such other persons as may be designated by the Chief Compliance Officer from time to time. A list of the current Compliance Group members is attached as Exhibit B to the Code.
Compliance Group means the Selling Entities and any predecessors to each of the Selling Entities.
Compliance Group refers to the Compliance Group identified and defined in the Indenture.

Examples of Compliance Group in a sentence

  • Any notice required or permitted to be given by either party to the other shall be in writing and shall be deemed to have been given when sent by registered or certified mail, postage prepaid, return receipt requested, as follows: Notice to CCG shall be sent to Chenery Compliance Group, 7▇▇ ▇.


More Definitions of Compliance Group

Compliance Group shall have the meaning ascribed to it in Section 3.6.3(a).

Related to Compliance Group