Compliance Policies means the compliance policies and procedures of Xxxxxxxxx, as in effect from time to time.
Compliance Policies means the compliance policies and procedures of Ellington, as in effect from time to time.
Compliance Policies the askMID Database User Agreement Compliance Procedure together with other compliance procedures stipulated by MIB from time to time;
Examples of Compliance Policies in a sentence
The Manager is authorized to execute Cross Transactions for the Company in accordance with applicable law and the Xxxxxxxxx Compliance Policies; provided however that the Manager shall not cause the Company to enter into any Cross Transaction involving any asset other than a Level One Asset which is being crossed at market price as determined by the Manager without the prior written approval of a majority of the Independent Trustees.
More Definitions of Compliance Policies
Compliance Policies means, collectively, the Company’s policies or business practices in relation to regulatory compliance, risk management, anti-money laundering and environmental, health and safety matters.
Compliance Policies the MIDportal user agreement compliance procedure together with other compliance procedures stipulated by MIB from time to time;
Compliance Policies the askCUE PI Database User Agreement Compliance Procedure together with other compliance procedures stipulated by MIB from time to time; "the Commencement Date" the date upon which the User‟s account was established in accordance with clause 2;
Compliance Policies means, collectively and without duplication, (i) policies, procedures and controls relating to (A) corporate governance, risk management, financial reporting, internal controls, funding, and information security, in each case to measure, monitor and control potential risks arising out of the business of the Company and its subsidiaries, interactions with their customers and/or the confidential information of any of the foregoing, (B) liquidity, asset-liability and interest-rate risk management, in each case to ensure that the Company and its subsidiaries have and maintain an adequate framework to fund their operations, and (C) compliance with the covenants set forth herein and other Applicable Laws (including any Applicable Laws hereinafter adopted or promulgated), (ii) any new compliance policies or procedures relating to changes in business of, or operations in new geographic regions by, the Company and its subsidiaries, or (iii) any amendments to any of the policies or procedures referred to in clauses (i) or (ii) of this definition.
Compliance Policies. As defined in the Servicing Agreement.
Compliance Policies means the policies developed by Company, and approved by Bank, to govern the compliance of the Program with Applicable Laws, including the following policies: Bank Secrecy Act (including all applicable components of that Act, such as a Customer Information Program and suspicious activity monitoring, detection, and reporting, 314(a) compliance as well as OFAC compliance), Red Flags Program, fair lending/Equal Credit Opportunity Act, third-party risk management, eSign Act, Truth in Lending, Servicemembers Civil Relief Act, Unfair, Deceptive, or Abusive Acts or Practices (UDAAP); Fair Credit Reporting Act, Fair Debt Collection Practices Act, business continuity and disaster recovery, complaint handling, collections, CAN-SPAM, the Telephone Consumer Protection Act, Social Media, and record retention.
Compliance Policies has the meaning assigned in Section 10.4(d).