Covered Companies definition
Examples of Covered Companies in a sentence
You shall always place the financial and business interests of the Covered Companies and our clients before your own personal financial and business interests.
The Covered Companies will use reasonable efforts to ensure that the reports you submit to us under this Code are kept confidential.
Inflows that can be included to offset outflows are limited to 75 percent of outflows to ensure that Covered Companies are maintaining sufficient on-balance sheet liquidity and are not overly reliant on inflows, which may not materialize in a period of stress.
The Covered Companies will use reasonable efforts to ensure that the information you submit to us under this Code are kept confidential.
The LCR rule requires certain Covered Companies, including Morgan Stanley (but not the U.S. Bank Subsidiaries), to make quantitative and qualitative disclosures related to their LCR calculations and liquidity management practices on a quarterly basis (“LCR Disclosures”).
EVERGREEN FUNDS: The open and closed-end investment companies advised or administered by the Covered Companies.
These reporting requirements apply to Covered Companies regardless of the geographic origin of the 3TG and regardless of whether or not sales of 3TG fund armed groups in the Democratic Republic of the Congo or an adjoining country (the “DRC” or “Covered Countries”).
Effective December 17, 1999 As an Employee of any of the CMG Covered Companies, you are required to read, understand and abide by this Code of Ethics.
It is difficult to estimate the number of potential Covered Companies that will seek to establish or acquire an industrial bank, as such an estimate depends on considerations that affect Covered Companies’ decisions.
Each of the Covered Companies reserves the right to impose a ban on the short-term trading activities of Investment Personnel if they determine that such activities are being conducted in a manner that may be perceived to be detrimental to a Covered Investment Company.