Examples of CRD in a sentence
In particular, this includes Article 98 of the BRRD, Article 88 of the SRM Regulation, Article 53 of the CRD and Article 27 of the SSM Regulation, as well as the requirements of Poland’s national law that provides for professional secrecy for the purposes of Article 84 of the BRRD and Article 53 of the CRD, as applicable.
The above noted regulatory action has been referenced on both Form MA and MA-I due to the information already filed on FINRA’s CRD system and is publicly accessible through BrokerCheck at xxxx://xxxxxxxxxxx.xxxxx.xxx.
For purposes of accessing such BrokerCheck information, the Municipal Advisor’s CRD number is 4457537.
The SEC permits certain items of information required on Form MA and Form MA-I to be provided by reference to such required information already filed on a regulatory system (e.g., FINRA CRD).