Dealing Regulations definition

Dealing Regulations means any statute, regulation or code adopted by the Company (being or being based on the London Stock Exchange’s Model Code) for security transactions by directors of listed companies or the equivalent in other countries;
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Dealing Regulations means any statute, regulation or code adopted by, or applicable to, the Company (including the Code of Market Conduct issued by the Financial Services Authority);
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Dealing Regulations means any statute, regulation or code adopted by the Principal Company (being or being based on the UK Listing Authority Model Code) for transactions in securities by directors, certain employees and persons connected with them or the equivalent in other countries.
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Examples of Dealing Regulations in a sentence

  • The officer referred to in Section 7 of these Insider Dealing Regulations.

  • SECURITIES TRANSACTIONS BY DIRECTORS, SUPERVISORS AND THE RELATED EMPLOYEESThe Company has adopted the Company Securities Dealing Regulations on Directors, Supervisors and Related Employees (the “Company’s Code”) as its own code regarding securities transactions by Directors and Supervisors on terms no less exacting than the required standard set out in the Model Code.

  • If, under rule 3.1.6, the Committee determines that an Option will be granted to a Participant in respect of Bonus Shares, it will grant an Option to the Participant as soon as practicable, but subject to the Dealing Regulations.

  • ATTACHMENTSAttachment 1Form for notification and public disclosure of Transactions performed by MAR Significant Persons and Persons Closely Associated with MAR Significant Persons 1 Pursuant to the Internal Dealing Regulations of UBI Banca, a MAR Significant Person is a person who discharges managerial responsibilities, as defined in Art.

  • In case of violation of one or more if these Insider Dealing Regulations, the Company or, as it may be, the Company reserves the right to impose any sanctions which it is entitled to impose pursuant to the law and/or the (employment) agreement with the AMG-Employee concerned.

  • Any refusal to provide the requested data would make it impossible for the Company to fulfil its obligations under the Internal Dealing Regulations and may justify the payment of the penalties provided for.

  • The prohibitions mentioned in articles 4.2 through 4.4 of these Insider Dealing Regulations shall not apply in case of the exception as mentioned in article 3.2 of these Insider Dealing Regulations applies.

  • In addition to the prohibitions listed in Section 2 above, every Designated Person and other Insider is prohibited from executing Transactions in Aperam Financial Instruments during a Closed Period, irrespective of whether he or she possesses Inside Information, unless an exception to this prohibition applies as set out in Section 5 of these Insider Dealing Regulations.

  • For the avoidance of doubt, this exception does not apply to the prohibition contained in article 4.1 of these Insider Dealing Regulations.

  • Internal DealingIn compliance with the provisions contained in the Consolidated Law on Finance and the Issuers’ Regulation, Intesa Sanpaolo has adopted specific Internal Dealing Regulations, aimed at implementing regulations on reporting requirements for transactions involving listed financial instruments issued by the Bank (or other related financial instruments) by relevant parties and/or strictly related parties, in order to ensure the necessary transparency and consistency of disclosures to the market.

Related to Dealing Regulations

  • Listing Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015.

  • SEBI Listing Regulations means SEBI (Listing Obligation and Disclosure Requirements) Regulations, 2015, as amended

  • the 2002 Regulations means the Traffic Signs Regulations and General Directions 2002;

  • SEBI Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 together with the circulars issued thereunder, including any statutory modification(s) or re-enactment(s) thereof for the time being in force.

  • Building Regulations means the National Building Regulations made in terms of the National Building Regulations and Building Standards Act, 1977 (Act No. 103 of 1977);

  • Applicable Banking Regulations means at any time the laws, regulations, requirements, guidelines and policies relating to capital adequacy, resolution and/or solvency including, among others, those giving effect to the MREL and the TLAC or any equivalent or successor principles, then applicable to Banco Santander and/or the Group including, without limitation to the generality of the foregoing, the CRD IV, the BRRD, the SRM Regulation and those regulations, requirements, guidelines and policies relating to capital adequacy, resolution and/or solvency of the Regulator and/or the Relevant Resolution Authority then applicable to Banco Santander and/or the Group including, among others, those giving effect to the MREL and the TLAC or any equivalent or successor principles, in each case to the extent then in effect in the Kingdom of Spain (whether or not such regulations, requirements, guidelines or policies have the force of law and whether or not they are applied generally or specifically to Banco Santander and/or the Group).

  • OFAC Regulations means the regulations promulgated by OFAC, as amended from time to time.

  • Implementing Regulation means this Regulation;

  • the 2012 Regulations means the Council Tax Reduction Schemes (Prescribed Requirements) (England) Regulations 2012;

  • Insider Trading Regulations means the Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015, as amended from time to time.

  • ISA Regulations means The Individual Savings Account Regulations 1998, as amended or replaced from time to time.

  • PPPFA Regulations means the Preferential Procurement Regulations, 2017 published in terms of the PPPFA.

  • the 2007 Regulations means the Civil Enforcement of Parking Contraventions (England) General Regulations 2007;

  • the 2001 Regulations means the Water Supply (Water Quality) Regulations 2001[63];

  • EP Regulations means The Environmental Permitting (England and Wales) Regulations SI 2016 No.1154 and words and expressions used in this permit which are also used in the Regulations have the same meanings as in those Regulations.

  • the 2000 Regulations means the Water Supply (Water Quality) Regulations 2000(b); "the 2001 Regulations" means the Water Supply (Water Quality) Regulations 2001(c);

  • the 2010 Regulations means the Occupational and Personal Pension Schemes (Automatic Enrolment) Regulations 2010;

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • National Building Regulations means the National Building Regulations made under section 17(1) of the National Building Regulations and Building Standards Act, 1977 (Act No.103 of 1977), and published under Government Notice No. R.1081 of 10 June 1988, as amended;

  • FCC Regulations means the regulations duly and lawfully promulgated by the FCC, as in effect from time to time.

  • TRADES Regulations means the regulations of the United States Department of the Treasury, published at 31 C.F.R. Part 357, as amended from time to time. Unless otherwise defined herein, all terms defined in the TRADES Regulations are used herein as therein defined.

  • SEBI ICDR Regulations means Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018, as amended;

  • CDM Regulations means the Construction (Design and Management) Regulations 2015;

  • UCITS Regulations means the European Communities (Undertakings for Collective

  • the 1997 Regulations means the Zebra, Pelican and Puffin Pedestrian Crossing Regulations 1997.

  • Central Bank UCITS Regulations means the Central Bank (Supervision and Enforcement)