Market Conduct. If the Operator has reasonable grounds to believe that any act or omission of a Member on or in relation to the Exchange breaches the Market Conduct Rules, then the Operator may do any one or more of the following:
(a) raise the matter with the Member concerned and, if it is satisfied with the Member’s response, take no further action, or take no further action subject to the Member complying with conditions agreed between the Operator and the Member;
(b) refer the conduct to the AER.
Market Conduct. 28.1 Notwithstanding any other provision of these Terms, in providing the services, we shall be entitled to take any action we consider necessary, in our reasonable discretion, to ensure compliance with Market Rules, CMA Regulations and the Money Laundering Requirements and all other applicable laws, rules, regulations and regulatory decisions including Selling or closing any or all Transactions that you may have open and withholding any Realised Profits to the extent that we have reasonable grounds for believing that they are related to a regulatory breach.
28.2 We may report to the CMA or any other relevant regulatory authority any Transaction entered into by you or on your behalf in accordance with the CMA Regulations or Market Rules.
28.3 We may hedge our liability to you by opening analogous positions with other institutions or in the Underlying Market. The result of our doing this is that when you open or close a Transaction relating to a share or other Financial Instrument with us, your Transactions may, through our hedging, exert a distorting influence on the Underlying Market for that Financial Instrument, in addition to the impact that it may have on our own prices. For the avoidance of doubt, in such situations, the purpose is not to distort the Underlying Market, but to hedge our liability.
Market Conduct. 22.1 Notwithstanding any other provision of these Terms, in providing the services, we shall be entitled to take any action we consider necessary in our reasonable discretion to ensure compliance with Market Rules, CMA Rules and the Money Laundering Requirements and all other applicable laws, rules, regulations and regulatory decisions including selling or closing any or all Transactions that you may have open.
22.2 We may report to the CMA or any other relevant regulatory authority any Transaction entered into by you or on your behalf in accordance with the CMA Rules or Market Rules.
22.3 We may hedge our liability to you by opening analogous positions with other institutions or in the Underlying Market. The result of our doing this is that when you open or close a Transaction relating to a share or other Instrument with us, your Transactions may, through our hedging, exert a distorting influence on the Underlying Market for that Instrument, in addition to the impact that it may have on our own prices. For the avoidance of doubt, in such situations, the purpose is not to distort the Underlying Market but to hedge our liability.
Market Conduct. 3.1 In handling a request from a Registrant for registration or renewal of a Domain Name, Suppliers must ensure Registrant satisfies or continue to satisfy the registration eligibility requirements of HKIRC in respect of the Domain Name as set out in the Registration Policies and the Acceptable Use Policy.
3.2 Suppliers shall only register or renew a Domain Name in accordance with the Registration Policies and the Acceptable Use Policy, and shall be responsible to ensure that the necessary fees are paid by Registrants. Suppliers shall inform Registrants applying for Domain Name renewal before the relevant Domain Name expires that non-payment of renewal fees will lead to a black-out period and subsequent cancellation of a Domain Name registration.
3.3 Suppliers shall not register or renew Domain Names without a request from a Registrant and for the purpose of preventing a competitor of the Supplier from registering the Domain Name on behalf of the Registrant, or for the purpose of later offering this Domain Name to potential Customers and Registrants.
3.4 Suppliers shall not register Domain Names on their own behalf for the purpose of preventing any other Domain Name registration. A Supplier may however register Domain Names on its own behalf for its own genuine commercial and business use.
3.5 Suppliers shall only register or renew a Domain Name for a period not more than the maximum term allowed by HKIRC.
3.6 Suppliers shall be capable of promptly and accurately entering into its own records all relevant information regarding its Registrants and communicating all information to HKIRC as required.
3.7 Suppliers shall not be dishonest or act in bad faith towards Customers and Registrants or to potential Customers and Registrants.
Market Conduct. 20.1 Except for the appointment of the Stabilizing Manager in connection with the Global Offering, none of the Company and the other members of the Group and their respective directors, officers, or, to the best of the Company’s knowledge after due and careful inquiry, employees, agents, affiliates or controlling persons, nor any person acting on behalf of any of them (other than the International Underwriters and the Hong Kong Underwriters, or any of their respective affiliates or any person acting on its or their behalf, as to whom the Company makes no representation, warranty or undertaking), has, at any time prior to the date of this Agreement, done or engaged in, until the Overall Coordinators have notified the Company of all of the International Placing Shares have been sold by the International Underwriters do or engage in, directly or indirectly, any act or course of conduct (A) which creates a false or misleading impression as to the market in or the value of the H Shares and any associated securities, (B) the purpose of which is to create actual, or apparent, active trading in or to raise the price of the H Shares, or (C) which constitutes non-compliance with the rules, regulations and requirements of the CSRC, the SEHK, the SFC, or any other Authority including those in relation to book-building and placing activities.
20.2 None of the Company and the other members of the Group and their respective directors, officers, or, to the best of the Company’s knowledge after due and careful inquiry, employees, agents, affiliates or controlling persons, nor any person acting on behalf of any of them (other than the International Underwriters and the Hong Kong Underwriters, or any of their respective affiliates or any person acting on its or their behalf, as to whom the Company makes no representation, warranty or undertaking),
(A) has taken or facilitated or will take or facilitate, directly or indirectly, any action which is designed to or which has constituted or which might reasonably be expected to cause or result in stabilization (except for the appointment of the Stabilizing Manager in connection with the Global Offering) or manipulation of the price of any security of the Company to facilitate the sale or resale of any security of the Company or otherwise,
(B) has taken or will take, directly or indirectly, any action which would constitute a violation of the market misconduct provisions of Parts XIII and XIV of the Securities and Futures Ordinanc...
Market Conduct.
20.1 Notwithstanding any other provision of this Agreement, in providing the services or otherwise, we shall be entitled to take any action we consider necessary in our reasonable discretion to ensure compliance with Market Rules, and the Money Laundering Requirements and all other applicable laws, rules, regulations and regulatory decisions including selling or closing any or all Transactions that you may have open.
20.2 We may report to the relevant regulatory authority any Transaction entered into by you or on your behalf in accordance with the Market Rules.
20.3 We may hedge our liability to you by opening analogous positions with other institutions or in the Underlying Market. The result of our doing this is that when you open or close a Transaction relating to a share or other Instrument with us, your Transactions may, through our hedging, exert a distorting influence on the Underlying Market for that Instrument, in addition to the impact that it may have on our own prices. This may create a possibility of market abuse and the function of this Term is to prevent such abuse.
Market Conduct. To the Knowledge of Seller, neither Seller, the Insurance Companies nor the Producers have engaged in any Market Conduct Activities which violate Law or otherwise enable any third party to recover damages from the Insurance Companies.
Market Conduct. You shall conduct all Your business activities in full compliance with Our rules, the Corporate Compliance Guide and the Pan-American Producer Compliance Guide, and any applicable laws and regulations.
Market Conduct. The Insurance Companies and, to the Knowledge of Sellers, the Insurance Companies’ agents and representatives, have marketed, sold and issued products of the Insurance Companies in compliance, in all material respects, with applicable Laws in the respective jurisdictions in which such products have been sold, (ii) all advertising, promotional and sales materials and other marketing practices used by the Insurance Companies and, to the Knowledge of Sellers, the Insurance Companies’ representatives, have complied and are currently in compliance, in each case, in all material respects, with applicable Laws and (iii) neither the manner in which the Insurance Companies compensate any Person involved in the sale or servicing of the Insurance Contracts that is not an insurance agent, nor, to the Knowledge of Sellers, the conduct of any such Person, renders such Person an insurance agent under any applicable Laws, and the manner in which the Insurance Companies compensate each Person involved in the sale or servicing of the Insurance Contracts is in compliance in all material respects with all applicable Laws.
Market Conduct. (i) Each of EISI, IAC and the Insurance Subsidiaries has, since January 1, 2007, marketed, sold and issued their Insurance Contracts in compliance, in all material respects, with all consent orders resulting from market conduct or other examinations or audits by Insurance Regulators in the respective jurisdictions in which such products have been marketed, sold or issued; (ii) all advertising, promotional and sales materials and other marketing practices used by EISI, IAC and the Insurance Subsidiaries have, since January 1, 2007, complied and are currently in compliance, in each case, in all material respects, with all consent orders resulting from market conduct or other examinations or audits by Insurance Regulators in the respective jurisdictions in which such products have been marketed, sold or issued; (iii) the manner in which EISI, IAC and the Insurance Subsidiaries compensate any Person that is not an insurance agent who is involved in the sale or servicing of Insurance Contracts does not render such Person an insurance agent under any applicable Laws; and (iv) the manner in which the Insurance Subsidiaries compensate each Person involved in the sale or servicing of Insurance Contracts is in compliance in all material respects with all applicable Laws
(i) The manner in which IAC compensates any Person that is not an insurance agent who is involved in the sale or servicing of Insurance Contracts issued by unaffiliated insurance companies does not render such Person an insurance agent under any applicable Laws and (ii) the manner in which IAC is compensated by unaffiliated insurance companies relating to the sale or servicing of their Insurance Contracts is in compliance in all material respects with all applicable Laws.
