Delegation Plan definition

Delegation Plan means the "Plan of Allocation and Delegation of Functions by FINRA[NASD] to [Subsidiaries]FINRA Regulation, Inc." as approved by the
Delegation Plan means either one document or an identified set of documents that show the Contractor’s compliance with the Subcontractors clause of this Agreement.
Delegation Plan means the "Plan of Allocation and Delegation of Functions by NASD to Subsidiaries" as approved by the Commission, and as amended from time to time;

Examples of Delegation Plan in a sentence

  • These trading platforms will continue to be facilities of the NASD for CTA Plan Securities that are operated by Nasdaq pursuant to the Delegation Plan.

  • Nasdaq will have delegated responsibility under the Delegation Plan to operate ACT for the NASD for this purpose.

  • Finally, FINRA is proposing to remove references to Section III, the section of the Delegation Plan that pertains to FINRA Dispute Resolution, as that section will no longer exist following the merger.

  • FINRA is proposing to transfer current Section III(C)(1) of the Delegation Plan into Section II(C) of the Delegation Plan.

  • The geotextile shall be free of any chemical treatment or coating which reduces permeability, and shall be inert to chemicals found in the soil and water at the site.

  • In October 2019, at HKSYU Evidence-Based Practice International Conference 2019 held by Hong Kong Shue Yan University, Dr. Liu Jianwen and Dr. Liu Kanglong gave a speech titled “Discovering the Advantage of Using Corpus in Translation Teaching: An Evidence-based Approach”.

  • The proposedrule change will permit the NASD tocontinue to carry out the functions and organize itself in the mannercontemplated by the Delegation Plan, which is intended to enable the NASD to meet its regulatory and businessobligations.

  • Section I of the Delegation Plan provides responsibility for the rules and regulations of the Association and its operation and administration to FINRA, Inc.

  • FINRA is proposing to make conforming amendments throughout the Delegation Plan to remove references to “NASD” and “Rules of the Association” and replace them with references to “FINRA” and “FINRA rules,” respectively.19 In addition, the proposed rule change would change the word “subsidiaries” or “subsidiary” to “FINRA Regulation” to indicate that FINRA Regulation would remain at the conclusion of the merger.

  • Section I of the Delegation Plan provides that FINRA shall have responsibility for the rules and regulations of the Association (defined in the FINRA Manual as FINRA and its Subsidiaries) and its operation and administration.


More Definitions of Delegation Plan

Delegation Plan means the “Plan of Allocation and Delegation of Functions by
Delegation Plan means a document or an identified set of documents that show the Contractor’s compliance with the Subcontracts Section of this Agreement.
Delegation Plan shall have the meaning set forth in the recitals of this Agreement. A copy of the Delegation Plan as amended for the purposes of this transaction is attached hereto at Exhibit 1.m.
Delegation Plan means a document or an identified set of documents that show the Contractor’s 12 compliance with the Subcontracts Section of this Agreement. 13 14 Disaster Outreach is persons contacted in their place of residence or in non-traditional settings for the 15 purpose of:

Related to Delegation Plan

  • Transition Plan means a transition plan, acceptable to the LHIN that indicates how the needs of the HSP’s clients will be met following the termination of this Agreement and how the transition of the clients to new service providers will be effected in a timely manner; and

  • Implementation Plan means the schedule included in the Statement of Work setting forth the sequence of events for the performance of Services under the Statement of Work, including the Milestones and Milestone Dates.

  • Action Plan means an action plan as defined in the AEP Regulations in relation to the Premises;]

  • Compensation Plan means any program, plan or similar arrangement (other than employment contracts for a single individual) relating generally to compensation, pension, employment or similar arrangements with respect to which any Company, any Affiliate of any Company or any ERISA Affiliate of any of them has any obligation or liability, contingent or otherwise, under any Requirement of Law other than that of the United States.

  • Flexi Plan means any individual indemnity hospital insurance plan under the VHIS framework with enhancement(s) to any or all of the protections or terms and benefits that the Standard Plan provides to the Policy Holder and the Insured Person, subject to certification by the Government. Such plan shall not contain terms and benefits which are less favourable than those in the Standard Plan, save for the exception as may be approved by the Government from time to time.

  • Rectification Plan means the rectification plan pursuant to the Rectification Plan Process;

  • BCDR Plan means the plan consisting of general business continuity and disaster recovery principles, the Business Continuity Plan and Disaster Recovery Plan as further described in paragraph 1.2 of Schedule 2- 14.

  • EHC plan means an Education, Health and Care plan made under sections 37(2) of the Children and Families Act 2014.

  • Profit Sharing Plan means a profit-sharing plan that is qualified pursuant to 26 U.S.C. § 401 of the Internal Revenue Code and subject to the Employee Retirement Income Security Act, and which provides for employer contributions in the form of cash, but not in the form of stock or other equity interests in a Medical Marijuana Business.

  • Supplemental Plan means a written plan for a child outlining the agency's plan to locate a permanent placement for the child and which may be developed concurrently with the case plan.

  • RBC plan means a comprehensive financial plan containing the elements specified in K.S.A. 40-2c06, and amendments thereto. If the commissioner rejects the RBC plan, and it is revised by the insurer, with or without the commissioner's recommendation, the plan shall be called the "revised RBC plan."

  • resolution plan means a plan proposed by resolution applicant for insolvency resolution of the corporate debtor as a going concern in accordance with Part II;

  • Compensation Plans shall have the meaning set forth in Section 3.8(b).

  • Compliance Plan means the compliance obligations, program, and procedures described in this Consent Decree at paragraph 13.

  • Non-U.S. Plan means any plan, fund or other similar program that (a) is established or maintained outside the United States of America by the Company or any Subsidiary primarily for the benefit of employees of the Company or one or more Subsidiaries residing outside the United States of America, which plan, fund or other similar program provides, or results in, retirement income, a deferral of income in contemplation of retirement or payments to be made upon termination of employment, and (b) is not subject to ERISA or the Code.

  • Statutory Plan means a plan required in terms of any legislation, including but not limited to, any structure plan, land use plan, zoning scheme, integrated development plan, water services plan, skills development plan and employment equity plan;

  • Option Plan has the meaning ascribed to it in section "4.7" hereinbelow;

  • Separation Plan means the Company’s Separation Plan Amended and Restated Effective August 13, 2006, as may be amended from time to time or any successor plan, program, arrangement or agreement thereto.

  • Stock Plan means any stock incentive, stock option, stock ownership or employee benefits plan of the General Partner.

  • Implementation Grant means payments towards Recurrent Expenditure incurred for the establishment of the Academy prior to it opening.

  • HACCP plan means a written document that delineates the formal procedures for following the hazard analysis and critical control point principles developed by the National Advisory Committee on Microbiological Criteria for Foods.

  • Parenting plan means a written plan describing each parent's rights and responsibilities.

  • State implementation plan or “SIP” means the plan adopted by the state of Iowa and approved by the Administrator which provides for implementation, maintenance, and enforcement of such primary and secondary ambient air quality standards as they are adopted by the Administrator, pursuant to the Act.

  • Project Implementation Plan means the detail plan submitted by the Developer with regard to development of Project Facilities and its operation and management thereof in accordance with this Agreement and to be appended as Schedule 9 to this Agreement.

  • Business Continuity Plan means any plan prepared pursuant to clause H5.6, as may be amended from time to time.

  • Traditional member of the National Guard or federal reserves means an active member of the Selected Reserve subject to mobilization and deployment for which he or she attends monthly and annual training periods.