Designated Brokerage Account definition

Designated Brokerage Account means the brokerage account provided by the Investor for the delivery of the applicable Securities.
Designated Brokerage Account means an account with an investment dealer or stock broker established by an Optionee providing Investor Relations Activities through which all trades in securities of the Corporation by such Optionee, and only such trades, must be processed unless such Optionee has undertaken to file insider trade reports as set out in section 5.13 (b) or otherwise agreed to securities trading monitoring procedures acceptable to the Board;
Designated Brokerage Account means the brokerage account provided by the Investor for the delivery of the applicable Purchase Notice Shares following receipt of a Purchase Notice.

Examples of Designated Brokerage Account in a sentence

  • Employees are required to read and comply with the Global Wealth and Investment Management ("Global WIM") Associate Designated Brokerage Account Policy.

  • The Company shall deliver the Purchase Notice Shares as DWAC Shares to the Designated Brokerage Account alongside the delivery of the Rapid Purchase Notice.

  • The Company shall deliver the Purchase Notice Shares as DWAC Shares to the Designated Brokerage Account alongside the delivery of the VWAP Purchase Notice.

  • If the applicable VWAP Purchase Notice Form is received after 9:00 a.m. New York time or the DWAC of the applicable Purchase Notice Shares has not been completed as confirmed by the Investor’s Designated Brokerage Account by 9:00 a.m. New York time, then the next Business Day shall be the VWAP Purchase Notice Date, unless waived by Investor in writing.

  • All Covered Persons who maintain personal investment accounts must comply with the Bank of America Global Wealth and Investment Management Associate Designated Brokerage Account Policy.

  • A VWAP Purchase Notice shall be deemed delivered on the Business Day (i) that an applicable VWAP Purchase Notice Form is received by 9:00 a.m. New York time by email by the Investor and (ii) the DWAC of the applicable Purchase Notice Shares has been initiated and completed as confirmed by the Investor’s Designated Brokerage Account by 9:00 a.m. New York time (the “VWAP Purchase Notice Date”).

  • The Company shall deliver the Purchase Notice Shares as DWAC Shares to the Designated Brokerage Account simultaneously with the delivery of the Rapid Purchase Notice.

  • The Company shall deliver the Purchase Notice Shares as DWAC Shares to the Designated Brokerage Account alongside the delivery of the Purchase Notice.

  • The Company shall deliver the applicable Purchase Notice Shares as DWAC Shares to the Designated Brokerage Account alongside the delivery of the Fixed Purchase Notice.

  • You are required to report shares of mutual funds advised by Wilshire or Wilshire’s affiliates.Personnel with Securities Account(s) not approved by Wilshire are required to either transfer their account to an approved firm within two weeks of their hire date or to request an exception in writing from Compliance by submitting a Designated Brokerage Account Exception through Schwab CT.


More Definitions of Designated Brokerage Account

Designated Brokerage Account means the brokerage account provided by the Investor for the delivery of the applicable Securities. “Disclosure Schedules” means the Disclosure Schedules of the Company delivered concurrently herewith.
Designated Brokerage Account means the Designated Brokerage Account provided by the Investor for the delivery of the applicable Purchase Notice Shares following receipt of a Purchase Notice.
Designated Brokerage Account means the brokerage account provided by the Investor for the delivery of the applicable Securities. “Document Preparation Fee” shall be $25,000 payable by the Company to the Investor deducted from the proceeds of the Closing(s) outlined in Article II.

Related to Designated Brokerage Account

  • Holding Account means an account:

  • Trading Account means the unique personified register of all completed transactions, open positions, orders and nontrading operations on the trading platform.

  • Cash Account has the meaning set forth in Section 2.1(a)(ii).