EU Affected Investor definition

EU Affected Investor means each of EU-regulated credit institutions, EU-regulated investment firms, certain alternative investment fund managers which manage and/or market alternative investment funds in the EU, EU regulated insurers or reinsurers, certain investment companies authorized in accordance with Directive 2009/65/EC, managing companies as defined in Directive 2009/65/EC, institutions for occupational retirement provision falling within the scope of Directive (EU) 2016/2341 (subject to certain exceptions), and certain investment managers and authorised entities appointed by such institutions subject thereto.
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EU Affected Investor means an “institutional investor”, as defined in the EU Securitization Regulation, or a consolidated affiliate of such an institutional investor that is required to comply with the due diligence requirements set out in Article 5 of the EU Securitization Regulation.
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EU Affected Investor means each of CRR firms as defined by Article 4(1)(2A) of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012, certain alternative
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Examples of EU Affected Investor in a sentence

  • If the due diligence requirements under the EU Securitisation Regulation are not satisfied then, depending on the regulatory requirements applicable to such EU Affected Investor, an additional risk weight, regulatory capital charge and/or other regulatory sanction may be applied to such securitisation investment and/or imposed on the EU Affected Investor.

  • The EU Securitisation Regulation Rules and any other changes to the regulation or regulatory treatment of the Notes for some or all investors may negatively impact the regulatory position of an EU Affected Investor and have an adverse impact on the value and liquidity of the Notes offered by this Information Memorandum.

  • If any such EU Affected Investor fails to comply with the EU Investor Requirements with respect to an investment in the Notes, it may be subject (where applicable) to a penalty regulatory capital charge with respect to any securitisation position acquired by it or on its behalf, and it may be subject to other regulatory sanctions by the competent authority of such EU Affected Investor or may be required to take corrective action.


More Definitions of EU Affected Investor

EU Affected Investor means each of EU-regulated credit institutions, EU-regulated investment firms, certain alternative investment fund managers which manage and/or market alternative investment funds in the EU, EU regulated insurers or reinsurers, certain investment companies authorized in accordance with Directive 2009/65/EC, managing companies as defined in Directive 2009/65/EC, institutions for occupational retirement provision falling within the scope of Directive (EU) 2016/2341 (subject to certain exceptions), and certain investment managers and authorised entities appointed by such institutions subject thereto. UK Securitisation Regulation Pursuant to the European Union (Withdrawal) Act 2018 (as amended by the European Union (Withdrawal Agreement) Act 2020, from 11pm (GMT) on 31 December 2020 (the "Implementation Period Completion Day"), EU regulations (including the EU Securitisation Regulation) which previously had direct effect in the UK by virtue of the European Communities Act 1972 were transposed into domestic law. Like the EU Securitisation Regulation, the UK Securitisation Regulation also includes risk retention and transparency requirements (imposed variously on the issuer, originator, sponsor and/or original lender of a securitisation) and due diligence requirements which are imposed, under the UK Securitisation Regulation on UK Affected Investors in a securitisation. If the due diligence requirements under the UK Securitisation Regulation are not satisfied then, depending on the regulatory requirements applicable to such UK Affected Investor, an additional risk weight, regulatory capital charge and/or other regulatory sanction may be applied to such securitisation investment and/or imposed on the UK Affected Investor.
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EU Affected Investor. Each “institutional investor” as defined in the EU Securitization Regulation and each relevant affiliate thereof.
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EU Affected Investor means each of EU-regulated credit institutions, EU-regulated investment firms, certain alternative investment fund managers, EU-regulated insurers or reinsurers, certain investment companies authorised in accordance with Directive 2009/65/EC, managing companies as defined in Directive 2009/65/EC, institutions for occupational retirement provision falling within the scope of Directive (EU) 2016/2341 (subject to certain exceptions), and certain investment managers and authorised entities appointed by such institutions subject thereto. UK STS Series Where specified in the Final Terms or Drawdown Prospectus for a UK STS Series, the Transferor, as originator for the purposes of the UK Securitisation Regulation, will procure that a UK STS Notification is submitted to the FCA, in accordance with Article 27 of the UK Securitisation Regulation, confirming that the relevant UK STS Series meets the UK STS Criteria. The Transferor may also (but is not obligated to), at any time, submit a UK STS Notification in respect of any other Series that it determines, in its discretion, should be recognised as a UK STS Series. The FCA maintains a list of securitisations notified to it as satisfying the UK STS Criteria in accordance with Article 27(5) of the UK Securitisation Regulation. In the case of a Series that is identified in the relevant Final Terms or Drawdown Prospectus as a UK STS Series, the applicable UK STS Notification and accompanying explanation of such transaction's compliance with the UK STS Criteria will be available for inspection at the website of SecRep Limited set out in this section below. Such UK STS Notification will also be available for download on the FCA's website (currently available at https://data.fca.org.uk/#/sts/stssecuritisations). The Transferor may (but is not obliged to) engage an authorised verification agent in order to verify that any UK STS Series meets the requirements of the UK STS Criteria (such verification being a "UK STS Assessment"). It is important to note that the involvement of a particular authorised verification agent is not mandatory and, whether or not such an agent is engaged, the responsibility for compliance with the UK Securitisation Regulation remains with the relevant institutional investors, the Transferor (as originator under the UK Securitisation Regulation) and the Issuer, as applicable. A UK STS Assessment will not absolve such entities from making their own assessments with respect to the UK Securitisation Regu...
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Related to EU Affected Investor

  • Designated Investor means an Investor (a) that has been approved in writing as a Designated Investor by Administrative Agent and the Required Lenders, in their sole discretion, and (b) in respect of which there has been delivered to Administrative Agent:

  • Restricted Investment means an Investment other than a Permitted Investment.

  • Qualified Investor means any person, who invests a minimum amount of R1 million per hedge fund and who:

  • Qualified investment has the meaning set forth in Section 313.021(1) of the TEXAS TAX CODE, as interpreted by the Comptroller’s Rules.

  • Exempt Irish Investor means “Exempt Irish Investor” as defined in the section entitled “TAXATION”.

  • Specified Securities means ‘equity shares’ and ‘convertible securities’ as defined under clause (zj) of sub-regulation (1) of regulation 2 of the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009;

  • Transfer Restricted Securities means securities that bear or are required to bear the legend set forth in Section 2.06 hereof.

  • Disqualifying Disposition means any disposition (including any sale) of Stock acquired upon the exercise of an Incentive Stock Option made within the period that ends either (1) two years after the date on which the Participant was granted the Incentive Stock Option or (2) one year after the date upon which the Participant acquired the Stock.

  • Qualified Securities means securities of a reporting issuer that carry the right to participate in voting on the appointment or removal of the reporting issuer’s auditor;

  • Qualified equity investment means any equity investment in, or long-term debt security issued by, a qualified community development entity that:

  • Qualified Investments means any of the following if and to the extent permitted by law:

  • Released Securities means securities that were Restricted Securities with respect to which all applicable restrictions have expired, lapsed, or been waived.

  • Approved Investor means any institution which has made a Takeout Commitment and has been approved by Buyer and not subsequently disapproved by Buyer.