Exchanges definition
Examples of Exchanges in a sentence
All necessary notices and filings have been made by the Company with the Exchanges to reasonably ensure that the Placement Shares will be listed and posted for trading on the Exchanges upon their issuance other than the filing of certain standard documents with the Exchanges, which documents shall be filed within any deadline imposed by the Exchanges.
The Designated Agent covenants and the Company acknowledges that the Agents will conduct the sale of Placement Shares in compliance with all applicable Securities Laws, and, if applicable, the rules of the Exchanges, or any other "marketplace" (as such term is defined in NI 21-101) on which the Shares are listed or posted for trading, and that such compliance may result in a delay in commencement of sales efforts after receipt of a Placement Notice.
The Placement Shares shall have either (i) (A) been approved for listing, subject to notice of issuance, on the Canadian Stock Exchange and (B) authorized for listing on the United States Stock Exchange, or (ii) the Company shall have filed an application for listing of the Placement Shares on the Exchanges at or prior to the issuance of the Placement Notice.
Except as provided herein, the Company is in compliance in all material respects with its continuous and timely disclosure obligations under Canadian Securities Laws and the rules and regulations of the Exchanges and has filed all documents required to be filed by it with the Securities Commissions under applicable Canadian Securities Laws, and no document has been filed on a confidential basis with the Securities Commissions that remains confidential at the date hereof.
The Company is in compliance in all material respects with the by-laws, rules and regulations of each of the Exchanges.