FCA Glossary definition

FCA Glossary means the glossary giving the meaning of the defined expressions
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FCA Glossary means the Glossary of the FCA Handbook;
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FCA Glossary means the glossary giving the meaning of the defined expressions used in the FCA Handbook
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Examples of FCA Glossary in a sentence

  • Transferable securities are, in general terms, shares, debentures, government and public securities, warrants or certificates representing certain securities (as such terms are defined in the FCA Glossary).

  • The net negative method can only be used as a standard method by a CASS 7 Asset Management Firm or CASS 7 Loan-based Crowdfunding Firm (as defined in the FCA Glossary) and only by a firm that does not undertake any margined transactions for or on behalf of its client.

  • Unless otherwise defined in paragraph 1 (Interpretation) or elsewhere in this Prospectus, words or expressions in this Prospectus shall bear the same meaning as words or expressions defined in the FCA Glossary.

  • Transferable securities are, in general terms, investments in shares, debentures, alternative debentures, government and public securities, warrants or certificates representing certain securities (as such terms as defined in the FCA Glossary).

  • Transferable securities 2.1 Types of transferable security 2.1.1 A transferable security is an investment which is a share, a debenture, an alternative debenture, a government and public security, a warrant, or a certificate representing certain securities (as such terms are defined in the FCA Glossary).

  • Transferable securities are, in general terms, shares, debentures, government and public securities, warrants or certificates representing certain securities (as such terms as defined in the FCA Glossary).

  • Unless otherwise defined in paragraph 1 or elsewhere in this Prospectus, words or expressions in this Prospectus shall bear the same meaning as words or expressions defined in the FCA Glossary.

  • The ACD may not be counted in the quorum for a meeting and neither the ACD nor any associate (as defined in the FCA Glossary) of the ACD is entitled to vote at any meeting of the Company except in respect of Shares which the ACD or associate holds on behalf of or jointly with a person who, if the registered Shareholder, would be entitled to vote and from whom the ACD or associate has received voting instructions.

  • The FCA Glossary defines Relevant Business as business done with consumers only.

  • Up to 20% of the Scheme Property may be held in near cash (as defined in the FCA Glossary).


More Definitions of FCA Glossary

FCA Glossary means the glossary which forms part of the Handbook published by the FCA;
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FCA Glossary means the Glossary of the FCA Handbook;“FCA Handbook”means the handbook of rules and guidance issued by the FCA from time to time;"FMISA"means the product that was sold by the Transferor Group that: a) includes a Policy; and b) is known as the "Flexible Mortgage ISA Plan";“FMISA Insurance Element”means, for each FMISA purchased by a Transferred Policyholder, the parts of the product that relate to the insurance cover provided under the Policy;“FMISA ISAElement”means, for each FMISA, the parts of the product that relate to the individual savings account provided to the Transferred Policyholder;“FMISA Mixed Element”means any Liability that is associated with an FMISA and that: a) partly relates to the FMISA Insurance Element; and b) partly relates to the FMISA ISA Element;“FSMA”means the Financial Services and Markets Act 2000 (as amended);“Fund”means any fund in which the Linked Assets are invested;“Fund Merger”has the meaning given in clause 20.1;“G Trustees”means G Trustees Limited, a company incorporated in England and Wales with registered number 02030135 and whose registered office is at Windsor House, Telford Centre, Telford, Shropshire, TF3 4NB;“Guernsey Business Information and Records”means all Business Information and Business Records relating to or attributable to the Guernsey Policies;"Guernsey Effective Date"means the date when the Guernsey Scheme becomes effective in accordance with its terms;“Guernsey Order”means an order of the Royal Court of Guernsey sanctioning the Guernsey Scheme;“Guernsey Policy”means any Policy issued by the Transferor to a Transferred Policyholder resident in the Bailiwick of Guernsey under whichany liability remains unsatisfied at the Guernsey Effective Date;
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Related to FCA Glossary

  • Glossary means this current section of the Agreement.

  • Standard & Poor's Glossary The Standard & Poor's LEVELS(R) Glossary, as may be in effect from time to time.

  • Long-term care means those activities taken by a host state after a compact facility is permanently closed to ensure the protection of air, land, and water resources and the health and safety of all people who may be affected by the compact facility.

  • Defined Terms As used herein:

  • Master Definitions Schedule means the amended and restated schedule of definitions relating to the Programme originally dated the Programme Effective Date and as most recently amended and restated on 18 December 2020 (as further amended, supplemented and/or replaced from time to time).

  • CMSA Financial File means a report substantially in the form of, and containing the information called for in, the downloadable form of the "Financial File" available as of the Closing Date on the CMSA Website, or such other form for the presentation of such information and containing such additional information as may from time to time be approved by the CMSA for commercial mortgage securities transactions generally.

  • Long-term care services means services provided through the department of social and health services either in a hospital or skilled nursing facility, or in another setting under a home and community-based waiver authorized under 42 U.S.C. Sec. 1396n.

  • Proposal Due Date and Time means the date and time specified in the Request for Proposal as the deadline for submitting Proposals.

  • ACMA means the Australian Communications and Media Authority.

  • FCAA means the Federal Clean Air Act, as amended.

  • Closing Date and Time means the deadline for the submission of Proposals as set out herein.

  • Part VI means the Tariff, sections 200 through 237 pertaining to the queuing, study, and agreements relating to New Service Requests, and the rights associated with Customer-Funded Upgrades in conjunction with the applicable Common Service Provisions of Tariff, Part I and appropriate Schedules and Attachments.

  • Long-term contract means a contract with a duration period exceeding one year;

  • National Grid means National Grid Gas plc (Company No.2006000) whose registered office is at 1-3 Strand, London WC2N 5EH.

  • Cover Page means the top page of the original solicitation on which the solicitation is identified by number. Offerors are cautioned that Amendments may modify information provided on the Cover Page.

  • mobility supplement means a supplement to which paragraph 9 of Schedule 4 refers;

  • BPSAA means the Broader Public Sector Accountability Act, 2010 and regulations made under it, as it and they may be amended from time to time;

  • Law relating to a public servant s office or employment” means a law that specifically applies to a person acting in the capacity of a public servant and that directly or indirectly imposes a duty on the public servant or governs the conduct of the public servant. Penal Code 39.01(1)

  • Certain Defined Terms As used in this Agreement, the term "Prospectus" means the applicable Portfolio's prospectus and related statement of additional information, whether in paper format or electronic format, included in the Portfolio's then currently effective registration statement (or post-effective amendment thereto), and any information that we or the Portfolio may issue to you as a supplement to such prospectus or statement of additional information (a "sticker"), all as filed with the Securities and Exchange Commission (the "SEC") pursuant to the Securities Act of 1933.

  • Financial Services means any service of a financial nature, including (but not limited to) —

  • Nursing care means the practice of nursing as governed by ORS chapter 678 and OAR chapter 851.

  • Data qualifier means a specified character (or string of characters) that immediately precedes a data field that defines the general category or intended use of the data that follows.

  • Key Terms means, with respect to a Relevant Transaction and a party, the valuation of such Relevant Transaction and such other details the relevant party deems relevant from time to time which may include the effective date, the scheduled maturity date, any payment or settlement dates, the notional value of the contract and currency of the Relevant Transaction, the underlying instrument, the position of the counterparties, the business day convention and any relevant fixed or floating rates of the Relevant Transaction. For the avoidance of doubt, "Key Terms" does not include details of the calculations or methodologies underlying any term.

  • FBF Definitions means the definitions set out in the June 2013 FBF Master Agreement relating to transactions on forward financial instruments as supplemented by the Technical Schedules (Additifs Techniques) as published by the Fédération Bancaire Française (together the FBF Master Agreement) as may be supplemented or amended as at the Issue Date.

  • 100-year floodplain means any area of land that:

  • Appendix 1 contains the statement of work or “SOW”;