Financial Services Institution definition

Financial Services Institution. Any entity that performs one or more of the following activities (whether directly or indirectly through a subsidiary Controlled by said entity): (i) operation of a state or federally regulated commercial bank, savings bank, savings and loan association, credit union, mutual or thrift association or any other institution that accepts deposits of money, (ii) operation of a stock brokerage firm, (iii) mortgage broker, (iv) finance company, mortgage company or any other institution that lends money, (v) investment banking, (vi) insurance brokerage, and (vii) provision of any other financial services or sale of any products that Tenant is permitted to offer by Law. ​
Financial Services Institution. As defined in Section 5.1.
Financial Services Institution means any entity that performs one or more of the following activities: (i) operation of a commercial bank, savings bank, savings and loan association, credit union, mutual or thrift association or any other institution that accepts deposits of money, (ii) operating of any sort of automated teller machine or cash dispensing machine, (iii) operation of a stock brokerage firm, (iv) mortgage broker, (v) finance company, mortgage company or any other institution that lends money, (vi) investment banking, (vii) insurance brokerage, and (viii) provision of any other financial services or sale of any products that Tenant is permitted to offer by law. Tenant shall use the Premises and all parking and common areas only as provided by and in accordance with all Encumbrances, subject to Landlord’s reservation of rights herein. Tenant shall not use or occupy the Premises, or any part thereof, nor permit or allow the Premises or any part thereof to be used or occupied, for (i) any purpose or in any manner which is in violation of any Law or a violation of the provisions set forth in Section 33 or (ii) in any manner which violates any certificates of occupancy for the Premises or makes void or voidable any insurance then in force with respect thereto as is required pursuant to Section 18 hereof. Tenant’s occupancy of the Premises will be in compliance with all Laws and insurance requirements, and as otherwise provided in this Lease. Tenant shall neither suffer nor permit the Premises or any portion thereof to be used, or otherwise act or fail to act, in such a manner as (I) might reasonably tend to impair Landlord’s title thereto or to any portion thereof, other than a Permitted Encumbrance, (II) may make reasonably possible a claim of adverse use or possession, or an implied dedication of the Premises or any material portion of the Premises, or (III) may subject the Premises or this Lease to any Encumbrances, other than Permitted Encumbrances.

Examples of Financial Services Institution in a sentence

  • The result of the Integrated Governance has reflected that the Bank as the Main Entity and Insurance as the interrelated Financial Services Institution in the Financial Conglomerate have implemented the principles of good governance in accordance with the Integrated Governance Guidelines.

  • The implementation of the Integrated Governance process by the Bank as the Main Entity and the Insurance as the interrelated Financial Services Institution has referred to the Integrated Governance Guidelines.

  • The Board of Directors of the Bank as the Main Entity has submitted to the Guidelines of Integrated Governance to the Board of Insurance Directors as the Interrelated Financial Services Institution in the Financial Conglomerate.

  • Integrated Governance Guidelines has included the framework of integrated governance for the Bank as the Main Entity and Insurance as the Interrelated Financial Services Institution.

  • A Pilot Implementer must be an Issuing Financial Services Institution, Processor, or Payment Brand.

  • Independent Commissioners representing and appointed by Financial Services Institution in the Financial Conglomerates as Committee’s members;c.

  • Note: A Pilot Implementer may also be a Pilot Participant.• Pilot Participant(s) is a party that works directly with the Pilot Implementer(s) under a contract or other appropriate teaming arrangement to implement the Payment Vehicle Account Program and may be either the Payment Brand, Issuing Financial Services Institution, or Processor.

  • In order to improve the integrated internal audit function, Bank as the main entity has conducted integrated risk profile training to related works units at Artarindo Insurance.2. INTEGRATED GOVERNANCE PROCESS IndicatorAnalysis The Integrated Internal Audit Work Unit has monitored the implementation of internal audit in the Financial Services Institution in the Financial Conglomerate.

  • The management of every Financial Services Institution in Resona Bank Group is consisted of the Board of Directors, and the Board of Commissioners, all of whom have clear duties and responsibilities according to each of their functions, pursuant to the Articles of Association and the prevailing laws and regulations.

  • It is managed by the Pilot Implementers through the process outlined in this Notice.• Pilot is the initial and test phase of the Payment Vehicle Account Program.• Pilot Implementer(s) is a party that works directly with FSA by way of a Cooperative Agreement and is responsible for providing a turnkey Payment Vehicle Account Program solution that includes at least the combination of an Issuing Financial Services Institution, Processor, Payment Brand and Product.


More Definitions of Financial Services Institution

Financial Services Institution means any stock brokerage or investment banking firm other than Tenant or a Related Entity; it being agreed and understood, however, that a "Financial Services Institution" shall specifically exclude any bank or other like financial services organization, who shall lease, license or occupy (1) any ground floor or retail space in the Building for retail banking or other like retail financial services and use, occupy or lease a non-material portion of such space for retail stock brokerage or investment banking operations provided that stock brokerage or investment banking operations is ancillary to such entity's main business (e.g., a commercial bank); and/or (2) any space in the Building above the ground floor for office use.
Financial Services Institution means a financial services institution (Finanzdienstlei- stungsinstitut) within the meaning of section 1 para 1a KWG established as a Company.

Related to Financial Services Institution

  • Financial Services Provider means any Lender and any other provider of financial services or products;

  • International banking institution means an international financial institution of which the United States is a member and whose securities are exempt from registration under the Securities Act of 1933.

  • Custodial Services means the safekeeping and management of an

  • Commercial Services means any waste management service, relating or connected to accumulating, collecting, managing, recycling, sorting, storing, treating, transporting, disposing, buying or selling of waste or any other manner of handling waste excluding services rendered by the municipality;

  • banking institution means a bank, bank and trust company, trust company, savings bank, private bank, or a national banking association, organized and doing business under the provisions of any law of this state, or of any other state of the United States, or under the provisions of any law of the United States of America.

  • Mobile Banking Service means the EB Services which we enable you to access via the Mobile Banking App or a web browser designed for use on a Mobile Device; and

  • Special Services means all forms of services pertaining

  • Corporate Services Provider means Computershare Trust Company of Canada, a trust company formed under the laws of Canada, as corporate services provider to the Liquidation GP under the Corporate Services Agreement, together with any successor corporate services provider appointed from time to time;

  • Residential services means a complete range of residences

  • Financial Services means any service of a financial nature, including (but not limited to) —

  • your financial institution means the financial institution nominated by you on the DDR at which the account is maintained.

  • Maritime agency services means activities consisting in representing, within a given geographic area, as an agent the business interests of one or more shipping lines or shipping companies, for the following purposes:

  • Relationship Manager means the individual who is appointed by us from time to time and notified to you in writing as your relationship manager in relation to the relevant services provided to you under these Terms and/or provided by our Associate;

  • Legal Services means fees charged by an attorney:

  • Corporate Services Agreement means the Corporate Services Agreement dated as of the date hereof between the Borrower and the Services Provider, as amended from time to time in accordance with the terms hereof and thereof.

  • UK Financial Institution means any BRRD Undertaking (as such term is defined under the PRA Rulebook (as amended from time to time) promulgated by the United Kingdom Prudential Regulation Authority) or any person falling within IFPRU 11.6 of the FCA Handbook (as amended from time to time) promulgated by the United Kingdom Financial Conduct Authority, which includes certain credit institutions and investment firms, and certain affiliates of such credit institutions or investment firms.

  • International Financial Institution means any bank in the top 1,000 (together with their affiliated companies) as measured by "Tier 1" capital or any broker/dealer in the top 100 as measured by capital.

  • Banking Services Provider means any Lender (other than a Defaulting Lender) or Affiliate of a Lender (other than a Defaulting Lender) that provides Banking Services to any Credit Party.

  • Reporting Financial Institution means a Reporting Finnish Financial Institution or a Reporting U.S. Financial Institution, as the context requires.

  • Non-Reporting Financial Institution means any Financial Institution that is:

  • Training Institution means the Grantee.

  • UK Financial Institutions means any BRRD Undertaking (as such term is defined under the PRA Rulebook (as amended from time to time) promulgated by the United Kingdom Prudential Regulation Authority) or any person falling within IFPRU 11.6 of the FCA Handbook (as amended from time to time) promulgated by the United Kingdom Financial Conduct Authority, which includes certain credit institutions and investment firms, and certain affiliates of such credit institutions or investment firms.

  • financial service means any service of a banking, credit, insurance, personal pension, investment or payment nature;

  • Appraisal management services means one or more of the following:

  • Administration Services means the services required for the effective and efficient administration of Bonitas and includes, but are not necessarily limited to, member record management, contribution management, benefit option management, claims processing and management, management of members’ personal, claims and financial information and any other services that are required for the administration of Bonitas;

  • Financial Services Business for purposes of this Unit Agreement shall mean the business of banking, including deposit, credit, trust and investment services, mortgage banking, asset management, and brokerage and investment banking services.