Flaherty & Crumrine definition

Flaherty & Crumrine means Flaherty & Crumrine Incorporated, or such other sub-advisor appointed from time to time by the Manager on behalf of the Fund to make investment decisions concerning Fund Investments.
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Examples of Flaherty & Crumrine in a sentence

  • Flaherty & Crumrine Incorporated, the Portfolio Manager for the Fund, and Brompton Funds Limited, the Manager of the Fund, are entitled to receive an aggregate advisory fee equal to 0.70% per annum of the Net Asset Value of the Fund, plus applicable taxes.

  • Flaherty & Crumrine Incorporated, the Portfolio Manager for the Fund, and Brompton Capital Advisors Inc.

  • Flaherty & Crumrine Incorporated, the portfolio manager for the Fund, and Brompton Capital Advisors Inc.

  • This Code of Ethics (hereinafter, this “Code”) has been adopted by Flaherty & Crumrine Incorporated (“FCI”) in compliance with Rule 204A-1 under the Investment Advisers Act of 1940 (the “Advisers Act”) and Rule 17j-1 under the Investment Company Act of 1940 (the “Investment Company Act”).

  • Flaherty & Crumrine Incorporated, the Portfolio Manager for the Fund, and Brompton Funds Limited, the Manager of the Fund, are entitled to receive an aggregate advisory fee equal to 0.70% per annum of the Net Asset Value, plus applicable taxes.

  • The name of the Company is Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated.

  • The liability of Flaherty & Crumrine Incorporated, the Registrant’s investment adviser (the “Adviser”), for any loss suffered by the Registrant or its shareholders is set forth in Section 5 of the Investment Advisory Agreement.

  • Multiplier The multiplier (M(i,t)) is applied to the prices of the near and next contracts once the weightings for the near entitlement and next entitlement described above have been applied.

  • All other records so required to be maintained will be maintained at the offices of Flaherty & Crumrine Incorporated, 301 E.

  • Flaherty & Crumrine Incorporated, the Portfolio Manager for the Fund, and Brompton Funds Limited are entitled to receive an aggregate advisory fee equal to 0.70% per annum of the Net Asset Value, plus applicable taxes.

Related to Flaherty & Crumrine

  • Growler means any fillable, sealable container complying with federal law.

  • CFAF means the currency of the Borrower;

  • McDaniel means McDaniel & Associates Consultants Ltd.

  • Sproule means Sproule Associates Limited;

  • WOj means the lowest performance (expressed as a percentage) among the Indices as determined by the Calculation Agent in accordance with the following formula: Mini = 1 to 2 Where:

  • LOCKHEED MARTIN Procurement Representative means a person authorized by LOCKHEED MARTIN's cognizant procurement organization to administer and/or execute this Contract.

  • Provost means the Provost of the University;

  • We/Us/Our means TATA AIG General Insurance Company Limited.

  • Legal Services means fees charged by an attorney:

  • CFA means the Central finance Assistance to be provided by the Ministry of New and Renewable Energy Government of India under the Pradhan Mantri Urja Suraksha xxxx Xxxxxxx Xxxxxxxxxxx (PM-XXXXX) scheme as per the Guidelines for Implementation of Feeder Level Solarisation under Component-C of PM- XXXXX Scheme issued on date 4-12-2020 with subsequent amendment/s, if any. “Changein Law” shallhavethemeaningascribedtheretoinArticle12of thisAgreement; “Commercial Operation Date(COD)” shallmeanthedate certified by the DISCOM’s committee upon successful commissioning (as perprovisionsofthis Agreement)ofthe project when all equipments as per rated capacity have been installed and energy has flown into the grid.

  • Asset Management Agreement means, as the context requires, any agreement entered into between a Series and an Asset Manager pursuant to which such Asset Manager is appointed as manager of the relevant Series Assets, as amended from time to time.

  • SERFF means the system for electronic rate and form filing. SERFF is a proprietary NAIC computer-based application that allows insurers and other entities to create and submit rate, rule and form filings electronically to the commissioner.

  • CSAM or "Credit Suisse" (or any combination thereof).

  • MOH&FW means Ministry of Health & Family Welfare, Government of India

  • Corporate Services Agreement means the Corporate Services Agreement dated as of the date hereof between the Borrower and the Services Provider, as amended from time to time in accordance with the terms hereof and thereof.

  • SITC means the Standard International Trade Classification, Revision 3 (SITC, Rev. 3), published by the United Nations in Statistical Papers, Series M, No. 34/Rev. 3 (1986);

  • FTI means FTI Consulting Canada Inc.;

  • Service Company means any entity employed by the Custodian or the Distributor, including the transfer agent for the Fund(s), to perform various administrative duties of either the Custodian or the Distributor. In any case where there is no Service Company, the duties assigned hereunder to the Service Company will be performed by the Distributor (if any) or by an entity that has a contract to perform management or investment advisory services for the Fund(s).

  • BG means Bank Guarantee

  • MOHLTC means the Minister or the Ministry of Health and Long-Term Care, as the context requires;

  • B-BBEE means broad-based black economic empowerment as defined in section 1 of the Broad-Based Black Economic Empowerment Act;

  • CORA means the Colorado Open Records Act, §§24-72-200.1 et. seq., C.R.S.

  • Brewer means a person engaged in manufacturing:

  • Managing Partner means Geodyne Production Company, a Delaware corporation, and any other Person admitted as additional or Substituted Managing Partner pursuant to Article Six of this Agreement.

  • Asset Management is a principle/practice that includes planning processes, approaches, plans, or related documents that support an integrated lifecycle approach to the effective stewardship of infrastructure assets to maximize benefits and effectively manage risk.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) replaced by The Companies Act, 2013 (No. 18 of 2013) and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund;