Guggenheim Funds Investment Advisors definition

Guggenheim Funds Investment Advisors. LLC ("GFIA") and Guggenheim Partners Investment Management, LLC ("GPIM") join this Agreement solely for purposes of Sections 1.2(f), 5.1(a), 5.1(e), 9.2, 14 and 16.
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Guggenheim Funds Investment Advisors. LLC ("GFIA"), hereby grants to the Trust the nonexclusive right and license to use the xxxx "Claymore" (the "Licensed Xxxx") in the Trust's name and in connection with the formation, issuance, marketing, promotion and operations of, or disclosure related to, the Trust. GFIA agrees that it shall receive no -5- compensation for any such use by the Trust. GFIA hereby warrants and represents that it has filed applications and/or owns rights in the Licensed Xxxx sufficient to grant this license. No right, title or interest in the Licensed Xxxx, except the right to use the Licensed Xxxx as provided in this Agreement, is or will be transferred to the Trust by this Agreement. Should this Agreement be terminated, the Trust agrees that it will take reasonably necessary steps to change its name to a name not including the word "Claymore."
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Examples of Guggenheim Funds Investment Advisors in a sentence

  • The policy of Guggenheim Funds Distributors, LLC and Guggenheim Funds Investment Advisors, LLC (collectively, “Guggenheim Funds”) is to avoid any conflict of interest, or the appearance of any conflict of interest, between the interests of its clients and the interests of Guggenheim Funds, its officers, directors and employees.

  • No trustee, executive officer or investment adviser of the Fund beneficially owned Shares as of December 31, 2021, except as set forth below: Name Guggenheim Funds Investment Advisors, LLC Investment Adviser The business address and business telephone number of each of the trustees and officers listed above are in care of the Fund at 227 West Monroe Street, Chicago, Illinois 60606 and (312) 827-0100, respectively.

  • In addition, under the Valuation Procedures, the Valuation Committee and Guggenheim Funds Investment Advisors, LLC (“GFIA” or the “Adviser”) are authorized to use prices and other information supplied by a third party pricing vendor in valuing foreign securities.

  • Xxxxxxx; or if sent to the Adviser, shall be delivered to Guggenheim Funds Investment Advisors, LLC, 0000 Xxxxxxxxx Xxxx Xxxxx, Xxxxx, Xxxxxxxx 00000, fax no.

  • Xxx Title: Senior Vice President and Secretary Guggenheim Partners Investment Management, LLC, solely with respect to 1.2(f), 5.1(a), 5.1(e), 9.2, 14 and 16.3 By: ______/s/ Xxxxx Robinson____________ Name: Xxxxx Xxxxxxxx Title: Attorney-in-Fact Guggenheim Funds Investment Advisors, LLC, solely with respect to 1.2(f), 5.1(a), 5.1(e), 9.2, 14 and 16.3 By: ____/s/ Xxx X.

  • Participants: A total of 60 569 study participants residing nationwide responded to the 2009 follow-up survey; 55% were women and median age was 34 years (range 19–92).

  • See also Guggenheim Funds Investment Advisors, LLC, et al., Investment Company Act Release Nos.

  • By: /s/ Xxxx Xxxxxx Name: Xxxx Xxxxxx Title: Head of Legal - PowerShares Guggenheim Funds Investment Advisors, LLC, solely with respect to 1.2(f), 5.1(a), 5.1(e), 9.2, 14 and 16.3 By: /s/ Xxx X.

  • By: _________/s/ Xxxx Paglia____________ Name: Xxxx Xxxxxx Title: Head of Legal PowerShares Guggenheim Funds Investment Advisors, LLC, solely with respect to 1.2(f), 5.1(a), 5.1(e), 9.2, 14 and 16.3 By: ________/s/ Xxx X.

  • The policy of Guggenheim Funds Distributors, Inc., Guggenheim Funds Investment Advisors, LLC and Guggenheim Funds Investments, Inc.

Related to Guggenheim Funds Investment Advisors

  • Investment Advisor means, in relation to a Portfolio, the investment manager or investment advisor of the Portfolio.

  • Investment Management Fee means each of the Senior Investment Management Fee, the Subordinated Investment Management Fee and the Incentive Investment Management Fee.

  • Canadian Investment Manager designation means the designation earned through the Canadian investment manager program prepared and administered by CSI Global Education Inc. and so named on the day this Instrument comes into force, and every program that preceded that program, or succeeded that program, that does not have a significantly reduced scope and content when compared to the scope and content of the first-mentioned program;

  • Investment Adviser or "Adviser" means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • Sub-Investment Manager means for each Fund the sub-investment manager or sub-investment managers indicated in the tables on page x, and in addition for each Fund any other sub-investment manager that the Investment Manager may appoint in the future to manage the Fund, provided that disclosure of any such sub-investment managers appointed by the Investment Manager will be provided to Shareholders upon request and details thereof will be disclosed in the periodic reports to Shareholders, and provided further that each Sub-Investment Manager may appoint a sub-investment manager/advisor to manage/advise any portion of the assets of the Fund in accordance with the requirements of the Central Bank Rules;

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.

  • Investment Management Agreement means the Investment Management Agreement, dated as of the date hereof, by and between the Investment Manager and the Borrower.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) replaced by The Companies Act, 2013 (No. 18 of 2013) and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund;

  • Investment Strategy is the processes and policies implemented by the Investment Manager for pursuing a particular investment objective managed by an Investment Team.

  • Investment Advisory Agreement means the investment advisory agreement entered into between the Adviser and the Fund, as from time to time in effect.

  • Investment Client means (i) any investment company registered as such under the Investment Company Act, any series thereof, or any component of such series for which the Adviser acts as investment adviser; or (ii) any private account for which the Adviser acts as investment adviser.

  • Special Purpose Investment Personnel means each SEI Access Person who, in connection with his or her regular functions (including, where appropriate, attendance at Board meetings and other meetings at which the official business of a Trust or any Fund thereof is discussed or carried on), obtains contemporaneous information regarding the purchase or sale of a Security by a Fund. Special Purpose Investment Personnel shall occupy this status only with respect to those Securities as to which he or she obtains such contemporaneous information.

  • Capital investment means an investment in real property, personal property, or both, at a

  • Goldman Sachs means Goldman Sachs & Co. LLC.

  • Blackstone means collectively, The Blackstone Group L.P., a Delaware limited partnership, and any Affiliate thereof (excluding any natural persons and any portfolio companies of any Blackstone-sponsored fund).

  • Investment Management Agreement or IMA means the Investment Management Agreement (IMA) dated December 9, 2002, executed between UTI Trustee Company Private Limited and UTI Asset Management Company Limited.

  • Investment Manager or “Manager” shall mean a party furnishing services to the Trust pursuant to any contract described in Section 4.8 hereof;

  • Asset Management Fee shall have the meaning set forth in Section 8.03.

  • CDO Asset Manager with respect to any Securitization Vehicle that is a CDO, shall mean the entity that is responsible for managing or administering a Note as an underlying asset of such Securitization Vehicle or, if applicable, as an asset of any Intervening Trust Vehicle (including, without limitation, the right to exercise any consent and control rights available to the holder of such Note).

  • Warburg Pincus CS", "CSAM", "Credit Suisse" or "Credit Suisse Warburg Pincus".

  • CLO Asset Manager means, with respect to any Securitization Vehicle that is a CLO, the entity that is responsible for managing or administering the underlying assets of such Securitization Vehicle or, if applicable, the assets of any Intervening Trust Vehicle (including, without limitation, the right to exercise any consent and control rights available to the Directing Holder).

  • Real estate investment trust means any corporation, trust or association qualifying and electing to be taxed as a real estate investment trust under federal law.

  • Independent Investment Bank means one of the Reference Treasury Dealers that the Issuer appoints to act as the Independent Investment Bank from time to time.

  • Asset Management is a principle/practice that includes planning processes, approaches, plans, or related documents that support an integrated lifecycle approach to the effective stewardship of infrastructure assets to maximize benefits and effectively manage risk.