IA Subsidiary definition

IA Subsidiary means Aspen Capital Advisors Inc.
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IA Subsidiary means Alight Financial Advisors, LLC (f/k/a Aon Xxxxxx Financial Advisors LLC) together with its successors and assigns.
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IA Subsidiary means (i) each of National Fund Advisors, LLC, BDCA Adviser, LLC, BDCA Senior Adviser, LLC (formerly known as BDCA Adviser II, LLC) and BDCA Venture Adviser, LLC (each, a “filing adviser”), (ii) any general partner, managing member or other special purpose vehicle formed or established by a filing adviser for the purpose of acting as a general partner, as a managing member or in a similar capacity with respect to any Fund, including those special purpose vehicles who are not required to file a separate Form ADV or registration form in reliance on ABA Subcommittee on Private Investment Entities, SEC Staff No-Action Letter (Dec. 8, 2005), American Bar Association, Business Law Section, SEC Staff No-Action Letter (Jan. 18, 2012) or any other Applicable Law, and (iii) any “relying adviser” of any filing adviser, as such term is defined in American Bar Association, Business Law Section, SEC Staff No-Action Letter (Jan. 18, 2012).
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Examples of IA Subsidiary in a sentence

  • The IA Subsidiary is, and at all times required by applicable Law since January 1, 2017 has been, registered as an investment adviser under the Advisers Act and the rules and regulations thereunder.

  • The IA Subsidiary has filed each Form ADV and all amendments thereto required to be filed with the SEC since January 1, 2017 (“IA Filings”).

  • The Company shall, or shall cause the IA Subsidiary to, use commercially reasonable efforts to obtain the consent (which consent may take the form of negative consent, to the extent written consent is not required by such Client’s Advisory Contract or, if the Client is a Private Fund, the Private Fund’s Organizational Documents) of each Client to the deemed assignment of such Client’s Advisory Contract in connection with the transactions contemplated hereby (the “Advisory Client Consents”).

  • Neither the Company nor any Subsidiary, other than the IA Subsidiary is registered or required to be registered as an investment adviser with the SEC.


More Definitions of IA Subsidiary

IA Subsidiary means Aon Hewitt Financial Advisors LLC.
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IA Subsidiary means, if applicable, Xxxxx Consulting, Inc. and any other Subsidiaries that provide investment management, investment advisory or sub-advisory services to any employer or other person; “IA Subsidiary Advisory Contract” means each contract for such services provided by an IA Subsidiary; “IA Subsidiary Advisory Client” means each party to a IA Subsidiary Contract other than the applicable IA Subsidiary or any other advisory client of the IA Subsidiary for purposes of the Investment Advisers Act, and the rules and regulations promulgated thereunder.
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Related to IA Subsidiary

  • Parent Subsidiary means any Subsidiary of Parent.

  • Subsidiary means an entity in which more than 50 percent of the entity is owned—

  • Controlled Subsidiary means any Subsidiary of the Company, 50% or more of the outstanding equity interests of which are owned by the Company and its direct or indirect Subsidiaries and of which the Company possesses, directly or indirectly, the power to direct or cause the direction of the management or policies, whether through the ownership of voting equity interests, by agreement or otherwise.

  • Consolidated Subsidiary means at any date any Subsidiary or other entity the accounts of which would be consolidated with those of the Borrower in its consolidated financial statements if such statements were prepared as of such date.

  • Material Subsidiary means any Subsidiary other than an Immaterial Subsidiary.

  • Material Domestic Subsidiary means any Domestic Subsidiary that is a Material Subsidiary.

  • Company Subsidiary means any Subsidiary of the Company.

  • Principal Subsidiary means at any relevant time a Subsidiary of the Issuer:

  • U.S. Subsidiary means any Subsidiary that is incorporated or organized under the laws of the United States or a state thereof or the District of Columbia.