Examples of Immediately Family in a sentence
To the extent the Adviser is a "distribution participant" within the meaning of Regulation M under the Securities Act in connection with the offering of securities, all Access Persons and members of their Immediately Family are prohibited from acquiring in the secondary market any securities offered in any such offering until the end of the "restricted period" within the meaning of Regulation M under the Securities Act.
To the extent permitted under a Participant’s Option Agreement, a NSO, in the discretion of the Committee, a Participant may transfer a NSO to a member of the Participant’s Immediate Family, to a trust solely for the benefit of the Participant and the Participant’s Immediate Family, or to a partnership or limited liability company whose only partners or shareholders are the Participant and members of the Participant’s Immediately Family.
To the extent the Adviser is a “distribution participant” within the meaning of Regulation M under the Securities Act in connection with the offering of securities, all Access Persons and members of their Immediately Family are prohibited from acquiring in the secondary market any securities offered in any such offering until the end of the “restricted period” within the meaning of Regulation M under the Securities Act.
However, a Non-Statutory Option may be assigned in whole or in part during the Optionee's lifetime to one or more members of the Optionee's Immediate Family or to a trust established exclusively for one or more members of such Immediately Family.
Access Persons, their Immediately Family or accounts over which the Access Persons have control and beneficial ownership are prohibited from holding and trading IPOs, mutual funds for which Aperio is the adviser or sub-adviser, stock futures and narrow-based stock index futures, and any other types of securities not listed in the table below.