Independent Financial Advisors definition

Independent Financial Advisors means those representatives registered with the retail broker-dealer Subsidiaries of the Borrower and the Cetera Entities (other than non-revenue generating home office and administrative or supervisory personnel).
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Independent Financial Advisors means a reputable accounting, appraisal or nationally recognized investment banking or consulting firm that is, in the reasonable judgment of the Board, qualified to perform the task for which such firm has been engaged and disinterested and independent with respect to the Company.
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Independent Financial Advisors means broker dealers of national reputation that trade in the Common Shares or similar securities;
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Examples of Independent Financial Advisors in a sentence

  • For example, Independent Financial Advisors will often have the most in-depth knowledge of the investor and direct access to the customer so will be best placed to obtain self-certifications.

  • Use of Independent Financial Advisors: Any firm serving as financial advisor must be duly registered as a municipal advisor on financings at all times with both the Securities and Exchange Commission (SEC) and the Municipal Securities Rulemaking Board (MSRB) and must also hold any certifications and/or licenses required by the SEC and/or MSRB.

  • Financial planners can be insurance agents working in insurance companies, insurance brokers working in insurance brokerages, or Independent Financial Advisors (“IFAs”).

  • A list of Independent Financial Advisors can be found in the Yellow Pages, Telephone Directory under Financial Advisors or call the Financial Conduct Authority (https://www.fca.org.uk/).

  • Copies of all documents and announcements bearing on an Offer and of advertisements and any material released to the media must, at the time of request, be provided to the Authority, the Independent Financial Advisors and all parties of the Offer.

  • Orders are executed upon the receipt of clear written or verbal instructions from the Independent Financial Advisors on behalf of their clients (Category 2 licence holders) or directly from the private clients.

  • Portfolio Management (Non Discretionary) Execution onlyISL trades on behalf of clients, executing buy/sell orders in the open market and managing those orders to secure best execution for the clients of the Independent Financial Advisors.

  • When the release is outside normal business hours, such Independent Financial Advisors must be informed of the release immediately; special arrangements may need to be made to ensure that the material is delivered directly to them and to the Authority.

  • The Directors of ZHL have considered the terms of the Proposed Transactions and having also considered the fair and reasonable opinions of the Independent Financial Advisors in relation to the Proposed Transactions, are unanimously of the opinion that the Proposed Transactions are in the best interests of ZHL Shareholders.

  • Wealth Managers / Independent Financial Advisors Xxxxxxxxxxxxxxxxxx.xxx Ltd works closely with Trinity Lifetime Partners Ltd, who offer a free no obligation, full financial review, where Xxxxxxxxxxxxxxxxxx.xxx Ltd Yes No have identified a need We would like to keep you up to date with the latest mortgage market news, products and services.

Related to Independent Financial Advisors

  • Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant of nationally recognized standing that is, in the good faith judgment of the Borrower, qualified to perform the task for which it has been engaged and that is independent of the Borrower and its Affiliates.

  • Independent Financial Adviser means an independent financial institution of international repute appointed by the Issuer at its own expense.

  • Financial Advisors has the meaning set forth in Section 4.26.

  • Financial Advisor has the meaning set forth in Section 3.6.

  • Financial Adviser means any:

  • Company Financial Advisor has the meaning set forth in Section 3.10.

  • Independent Financial Consultant means a financial consultant or firm of such consultants generally recognized to be well qualified in the financial consulting field, appointed and paid by the District, who, or each of whom:

  • Independent Financial Expert means a U.S. investment banking firm of national standing in the United States, (i) which does not, and whose directors, officers and employees or affiliates do not have a direct or indirect material financial interest for its proprietary account in the Company or any of its affiliates and (ii) which, in the judgment of the board of directors of the Company, is otherwise independent with respect to the Company and its affiliates and qualified to perform the task for which it is to be engaged.

  • Independent Advisor means a reputable accounting, appraisal or nationally recognized investment banking, engineering or consulting firm (a) which does not, and whose directors, officers and employees or Affiliates do not, have a direct or indirect material financial interest in the Company and (b) which, in the judgment of the Board of Directors of the Company, is otherwise disinterested, independent and qualified to perform the task for which it is to be engaged.

  • Independent Adviser means an independent financial institution of international repute or an independent financial adviser with appropriate expertise appointed by the Issuer under Condition 5(j)(i).

  • Special Committee means a committee of the Board of Managers of the Company comprised of two individuals, each of whom qualifies as an Independent Manager.

  • Independent professional advice means advice of an attorney, certified public accountant, actuary, or other licensed professional adviser.

  • Fairness Opinion has the meaning set forth in Section 4.22.

  • Legal Advisor means the officer responsible for providing legal advice to the Standards Committee. This may be the Monitoring Officer, another legally qualified officer of the authority, or someone appointed for this purpose from outside the authority.

  • Independent Investment Bank means one of the Reference Treasury Dealers that the Issuer appoints to act as the Independent Investment Bank from time to time.

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • Legal Adviser means the properly qualified person appointed by the Trust to provide legal advice.

  • Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.

  • Independent Auditors has the meaning set forth in Section 3.2.

  • Fairness Opinions means the opinions of the Financial Advisors to the effect that, as of the date of such opinion and based upon and subject to the assumptions, procedures, factors, limitations and qualifications set forth therein, the Consideration to be received by the Company Shareholders under the Arrangement is fair, from a financial point of view, to such Company Shareholders.

  • Independent Accounting Firm has the meaning set forth in Section 2.05(c).

  • Advisor or “ADVISORS” means the Person or Persons, if any, appointed, employed or contracted with by the Company pursuant to Section 8.1 hereof and responsible for directing or performing the day-to-day business affairs of the Company, including any Person to whom the Advisor subcontracts all or substantially all of such functions.

  • Independent Accountant has the meaning set forth in Section 2.04(c)(iii).

  • Independent Shareholders means holders of outstanding Voting Shares, excluding (i) any Acquiring Person, (ii) any Offeror, (iii) any Affiliate or Associate of any Acquiring Person or Offeror, (iv) any Person acting jointly or in concert with any Acquiring Person or Offeror, and (v) any employee benefit plan, share purchase plan, deferred profit sharing plan or trust for the benefit of employees of the Corporation or a wholly-owned Subsidiary of the Corporation (unless the beneficiaries of such plan or trust direct the manner in which such Voting Shares are to be voted or direct whether the Voting Shares are to be deposited or tendered to a Take-Over Bid, in which case such plan or trust shall be considered to be an Independent Shareholder).

  • Independent Firm has the meaning set forth in Section 10.03 of this Agreement.

  • Goldman means Xxxxxxx, Sachs & Co.