Examples of Index Shares in a sentence
Xxxxxxx Title: Treasurer SPDR® Index Shares Funds, on behalf of each of its series By: /s/ Xxxx X.
EQ Advisors Trust 1290 Funds SPDR Series Trust SPDR Index Shares Funds SSGA Active Trust By: /s/ Xxxxxxx Xxxxxxxxx By: /s/ Xxx X.
Personal investment in shares of ETF's, including iShares offered by Barclays, NASDAQ 100 Index Shares (QQQ), HOLDRs Trusts and S&P Depository Receipts (SPY), is exempt from pre-clearance requirements as set forth in Part II.B.1 of this Code, but subject to quarterly transaction reporting and annual holdings disclosure as set forth in Part II.B.2.d of this Code (For ETF's not addressed herein, please contact compliance to ascertain reporting status); - Dow Jones Industrial Average (DIA).
Personal investment in municipal bonds is exempt from pre-clearance requirements as set forth in Section II.A. but subject to quarterly transaction reporting and annual holdings disclosure as set forth in Section II.D; o NASDAQ 100 Index Shares (QQQ).
The Board of Trustees (the “Board”) of SPDR Series Trust, SPDR Index Shares Trust, SSGA Active Trust and SSGA Master Trust (each, a “Trust” and, together, the “Trusts”) has adopted this code of ethics (the “Code”) applicable to Trustees who are not “interested persons” of the Trusts (each series of the Trusts, a “Fund” and, collectively, the “Funds”), as defined in Section 2(a)(19) of the Investment Company Act of 1940, as amended (the “1940 Act”) (the “Independent Trustees”).