Investment Management Firm definition

Investment Management Firm means a taxpayer that satisfies each of the following requirements during the tax year that the credit is sought:
Investment Management Firm means one or more natural persons, corporations, partnerships or other entities, incorporated or unincorporated, that provide investment management services.
Investment Management Firm or “Consultant” shall mean any individual or organization employed by the SNIA to provide advisory services, including advice on investment objectives, asset allocation, manager search, performance monitoring, or other task involved in administration of the investment fund.

Examples of Investment Management Firm in a sentence

  • JOHN HANCOCK FUNDS A Global Investment Management Firm -------------------------------------------------------------------------------- 101 Huntington Avenue Boston, Massachusetts 02199-7603 December 19, 1995 John Hancock Investment Trust 101 Huntington Avenue Boston, MA 02199 RE: John Hancock Investment Trust John Hancock Growth and Income Fund File Nos.

  • EXECUTIVE is also a member of the Board of Directors of TEN Asset Management, a Registered Investment Management Firm (xxx.xxxxxxxx.xxx) , and the COMPANY recognizes that this and other such limited participation in companies unrelated to the Tirecycle Technology will not interfere with his duties to the COMPANY, but are each subject to approval by the BOARD.

  • JOHN HANCOCK FUNDS A Global Investment Management Firm ------------------------------------------------------------------------------- 101 Huntington Avenue Boston, Massachusetts 02199-7603 March 18, 1996 John Hancock Advisers, Inc.

  • Directly or indirectly, for or on behalf of any person, firm, corporation or other entity (other than an Investment Management Firm or any subsidiary of an Investment Management Firm), performing any Prohibited Investment Management Services.

  • Directly or indirectly, for or on behalf of any person, firm, corporation or other entity (other than an Investment Management Firm or any subsidiary of an Investment Management Firm), (A) diverting or taking away any Subsidiary Managed Funds, or (B) soliciting any person or entity for the purpose of diverting or taking away any such Subsidiary Managed Funds.


More Definitions of Investment Management Firm

Investment Management Firm means each of the following subsidiaries of the Partnership: Pacific Investment Management Company, a Delaware general partnership, Columbus Circle Investors, a Delaware general partnership, NFJ Investment Group, a Delaware general partnership, Parametric Portfolio Associates, a Delaware general partnership, Cadence Capital Management, a Delaware general partnership, and Blairlogie Capital Management, a United Kingdom limited partnership.

Related to Investment Management Firm

  • investment firm means any legal person whose regular occupation or business is the provision of one or more investment services to third parties and/or the performance of one or more investment activities on a professional basis;

  • Investment Manager or “Manager” shall mean a party furnishing services to the Trust pursuant to any contract described in Section 4.8 hereof;

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • Investment Management Services means any services which involve: (i) the management of an investment account or Fund (or portions thereof or a group of investment accounts or Funds); (ii) the giving of advice with respect to the investment and/or reinvestment of assets or funds (or any group of assets or funds); or (iii) otherwise acting as an “investment adviser” within the meaning of the Investment Advisers Act of 1940, as amended, including, without limitation, in each of the foregoing cases, performing activities related or incidental thereto.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) replaced by The Companies Act, 2013 (No. 18 of 2013) and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund;

  • Investment Management Agreement means the Investment Management Agreement made

  • Investment Management Fee means each of the Senior Investment Management Fee, the Subordinated Investment Management Fee and the Incentive Investment Management Fee.

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • Investment Advisor means, in relation to a Portfolio, the investment manager or investment advisor of the Portfolio.

  • Investment Adviser or "Adviser" means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • Sub-Investment Manager means for each Fund any sub-investment manager or sub-investment managers indicated in the relevant Supplement and any sub-investment manager that the relevant Investment Manager may appoint in the future to manage the Fund, provided that disclosure of any such sub-investment managers appointed by the Investment Managers will be provided to Shareholders upon request and details thereof will be disclosed in the periodic reports to Shareholders, and provided further that each Sub-Investment Manager may appoint a sub-investment manager/advisor to manage/advise any portion of the assets of any Fund to which it has been appointed Sub-Investment Manager in accordance with the requirements of the Central Bank Rules;

  • Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.

  • Canadian Investment Manager designation means the designation earned through the Canadian investment manager program prepared and administered by CSI Global Education Inc. and so named on the day this Instrument comes into force, and every program that preceded that program, or succeeded that program, that does not have a significantly reduced scope and content when compared to the scope and content of the first-mentioned program;

  • Investment Management Agreement or IMA means the Investment Management Agreement (IMA) dated December 9, 2002, executed between UTI Trustee Company Private Limited and UTI Asset Management Company Limited.

  • Asset Management Plan means a plan created by the department and approved by the state transportation commission or a plan created by a local road agency and approved by the local road agency's governing body that includes provisions for asset inventory, performance goals, risk of failure analysis, anticipated revenues and expenses, performance outcomes, and coordination with other infrastructure owners.

  • Exit Management means the obligations and rights of the Parties to ensure a smooth transition of the Framework from the Contractor to the Authority or any Replacement Contractor as set out in Clause 44 (Exit Management) and Schedule 8 (Exit Management).

  • Asset Manager means the manager of each of the Series Assets as specified in each Series Designation or, its permitted successors or assigns, appointed in accordance with Section 5.10.

  • Exit Manager the person appointed by each Party pursuant to Paragraph 3.3 of this Schedule 8 (Exit Arrangements) for managing the Provider’s obligations under Schedule 8 (Exit Arrangements);

  • Investment Consultant means any individual or organization employed to provide advisory services, including advice on investment objectives and/or asset allocation, manager search, and performance monitoring.

  • Exit Management Date means each of the following:

  • Investment Strategy is the processes and policies implemented by the Investment Manager for pursuing a particular investment objective managed by an Investment Team.

  • Management Group means the group consisting of the directors, executive officers and other management personnel of the Issuer or any direct or indirect parent of the Issuer, as the case may be, on the Issue Date together with (1) any new directors whose election by such boards of directors or whose nomination for election by the shareholders of the Issuer or any direct or indirect parent of the Issuer, as applicable, was approved by a vote of a majority of the directors of the Issuer or any direct or indirect parent of the Issuer, as applicable, then still in office who were either directors on the Issue Date or whose election or nomination was previously so approved and (2) executive officers and other management personnel of the Issuer or any direct or indirect parent of the Issuer, as applicable, hired at a time when the directors on the Issue Date together with the directors so approved constituted a majority of the directors of the Issuer or any direct or indirect parent of the Issuer, as applicable.

  • Asset management means a systematic process of operating and maintaining the state system of

  • Procurement Management means the Director of Lee County’s Procurement Management Department or designee.

  • Independent Financial Adviser means an independent financial institution of international repute appointed by the Company at its own expense.

  • Appraisal management services means one or more of the following: