LIMITATIONS ON SERVICES definition

LIMITATIONS ON SERVICES. The parties recognize that certain responsibilities and obligations are imposed by federal and state securities laws and by applicable rules and regulations of stock exchanges, National Association of Securities Dealers, in-house "due diligence" or "compliance" departments of brokerage houses, etc. Accordingly, CONSULTANT agrees: (a) CONSULTANT shall NOT release any financial or other information or data about the COMPANY without the consent and approval of the COMPANY (signatures on press releases are necessary). (b) CONSULTANT shall NOT conduct any meetings with financial analysts without informing the COMPANY in advance of the proposed meeting and format or agenda of such meeting, and the COMPANY may elect to have a representative of the COMPANY attend such meeting. (c) CONSULTANT shall NOT release any information or data about the COMPANY to any selected or limited person(s), entity or group if CONSULTANT is aware that such information or data has not been generally released or promulgated. (d) After notice by the COMPANY of filing for a proposed public offering of securities of the COMPANY and during any period of restriction on publicity CONSULTANT shall not engage in any public relations efforts, not in the normal course without approval of counsel for the COMPANY and of counsel for the underwriter(s), if any.
Sample 1Sample 2Sample 3
LIMITATIONS ON SERVICES. The parties recognize that certain responsibilities and obligations are imposed by Federal and State Securities Laws and by the applicable rules and regulations of Stock Exchanges, The National Association of Securities Dealers, in-house "due diligence" or "compliance" departments of brokerage houses, etc. Accordingly, Consultant agrees:
Sample 1Sample 2
LIMITATIONS ON SERVICES. The parties recognize that certain responsibilities and obligations are imposed by Federal and State Securities Laws and by the applicable rules and regulations of Stock Exchanges, The National Association of Securities Dealers, in-house "due diligence" or "compliance" departments of brokerage houses, etc. Accordingly, Consultant agrees: (a) Consultant shall not communicate with any potential source before receiving approval from the Company. (b) Company acknowledges that the Consultant does not hold any professional licenses, including any NASD license to serve as a broker-dealer; accordingly, the Consultant shall not act as a broker-dealer, and will not solicit the purchase of the Company's equity securities from potential investors. All of Consultant's services rendered pursuant to the terms of this Agreement shall be performed in full compliance with all applicable federal and state securities laws, rules and regulations. (c) Consultant shall not render any legal advice or perform accounting services and is not acting as an investment advisor within the meaning of the applicable state and federal Securities Laws, rules and regulations. (d) Consultant's services shall not be exclusive nor shall Consultant be required to render any specific number of hours or assign specific personnel to the Company or it's projects. (e) Consultant makes no promise that it will be successful in introducing the Company to potential source for any merger or acquisition. (f) Consultant hereby acknowledges that it is not an agent or employee of the Company and agrees to indemnify the Company from and against any liability of any nature whatsoever arising out of or in connection with Consultant's gross negligence or intentional action omitted or taken in connection with this Agreement.
Sample 1Sample 2

Examples of LIMITATIONS ON SERVICES in a sentence

  • EXCLUSIONS AND LIMITATIONS ON SERVICES AVAILABLE FOR RESALE (Note 3)Attachment 1Page 17 Exhibit A Type of Service Version: 4Q04 Resale Agreement 02/04/05 CCCS 41 of 305 Optional Daily Usage File 1.

  • The LIMITATIONS ON SERVICES AND SUPPLIES section is deleted and replaced with the following: LIMITATIONS ON SERVICES AND SUPPLIES Home Health Care Unlimited days, subject to Pre-Approval.


More Definitions of LIMITATIONS ON SERVICES

LIMITATIONS ON SERVICES. The parties recognize that certain responsibilities and obligations are imposed by both U.S. and foreign securities laws as well as by the applicable rules and regulations of the NASD, in-house "due diligence" or "compliance departments of brokerage houses, etc. Accordingly, Consultant agrees: (A) Consultant shall not release any financial or other information or data about the Company without the consent of the Company. (B) Consultant shall not conduct any meetings with shareholders without informing the Company in advance of the proposed meeting and the format or agenda of such meeting giving the Company the option to have a representative present at such meeting. (C) Consultant shall not release any information or data about the Company to any selected or limited person(s), entity, or group. (D) Consultant shall not take any action or advise or knowingly permit the Company to take action, which would violate any securities, laws or rules and regulations issued thereunder.
Sample 1Sample 2
LIMITATIONS ON SERVICES. The parties recognize that certain responsibilities and obligations are imposed by Federal and State Securities Laws and by the applicable rules and regulations of Stock Exchanges, the National Association of Securities Dealers, in-house "due diligence" or "compliance" departments of brokerage houses, etc. Accordingly, Consultant agrees: (a) Consultant shall not conduct any meetings with Financial Analysts without informing the Company in advance of the proposed meeting and the format or agenda of such meeting. (b) Consultant does not hold any professional licenses. Consultant is not acting as a broker-dealer, and will not solicit the purchase of stock from individual investors. All promotion of stock will be performed within the boundaries set forth under the Securities and Exchange Act of 1934. (c) Consultant does not render any legal advice or perform accounting services and is not acting as an investment advisor within the meaning of the applicable State and Federal Securities Laws. (d) Consultant's services shall not be exclusive nor shall Consultant be required to render any specific number of hours or assign personnel to the Company or its projects. (e) Consultant will use its best efforts and does not promise results of funding.
Sample 1
LIMITATIONS ON SERVICES. The parties recognize that certain responsibilities and obligations are imposed by Federal and State Securities Laws and by the applicable rules and regulations of Stock Exchanges, The National Association of Securities Dealers, in-house "due diligence" or "compliance" departments of brokerage houses, etc. Accordingly, Consultant agrees: (a) Company acknowledges that the Consultant does not hold any professional licenses, including any NASD license to serve as a broker-dealer; accordingly, the Consultant shall not act as a broker-dealer, and will not solicit the purchase of the Company's equity securities from potential investors. All of Consultant's services rendered pursuant to the terms of this Agreement shall be performed in full compliance with all applicable federal and state securities laws, rules and regulations. (b) Consultant shall not render any legal advice or perform accounting services and is not acting as an investment advisor within the meaning of the applicable state and federal Securities Laws, rules and regulations. (c) Consultant's services shall not be exclusive nor shall Consultant be required to render any specific number of hours or assign specific personnel to the Company or it's projects. (d) Consultant makes no promise that he will be successful in introducing the Company to potential investors.
Sample 1

Related to LIMITATIONS ON SERVICES

  • Limitation of Liability PrimePay has negotiated preferred terms and conditions with FD as a service to PrimePay Clients. Client understands that FD, and not PrimePay, will be performing those services and that Client will enter its own service agreement(s) with FD for such services under terms and conditions specified by FD and agreed to by Client. Accordingly, Client acknowledges that FD shall be the provider of Payment Processing Services hereunder and that PrimePay shall have no liability whatsoever for or related to the performance of those services, including any and all damages, costs and related expenses (including attorney fees).

  • Exceptions and Limitations means fair use, fair dealing, and/or any other exception or limitation to Copyright and Similar Rights that applies to Your use of the Licensed Material.

  • General Conditions of Contract means the ‘Instructions to Tenderers’ and ‘General Conditions of Contract’ pertaining to the work for which above tenders have been called for.

  • Implementation Services has the meaning set forth in Section 2.1.

  • General Provisions means those portions of the Subscription Agreement headed “General Provisions” and contained on pages 7 to 12;

  • Extra Services means those services set forth in Schedule “B” that are requested by the Municipality for itself or on behalf of its citizens and provided by the Company in accordance with paragraph 7 of this Agreement;

  • Terms-of-service agreement means an agreement that controls the relationship between a user and a custodian.

  • Design Services means architect services, engineer services or landscape architect services.

  • Special Provisions Special Provisions are specific conditions or requirements peculiar to the contract under consideration and are supplemental to the General Provisions. Should the Special Provisions conflict with the General Provisions, the Special Provisions shall prevail.

  • Maintenance and Support Services means the services provided by Contractor under Appendix F.

  • Special Purpose Provisions has the meaning specified in Section 11.02 of the LLC Agreement.

  • Supply of services means any transaction which does not constitute a supply of goods.

  • Monitoring Services shall have the meaning set forth in Section 2(b) of this Agreement.

  • Conditions of Use means these terms and conditions as may be varied by us from time to time.

  • Community support services means services authorized,

  • Education Services means training services performed or delivered by Company.

  • Corporate Services Agreement means the Corporate Services Agreement dated as of the date hereof between the Borrower and the Services Provider, as amended from time to time in accordance with the terms hereof and thereof.

  • Scope of Services or “Scope of Work” means the work to be performed by the Proposer or Consultant as described in Section 2.0 of this RFP, as amended thereto.

  • Limited Resource Constraint means, for the 2017/2018 Delivery Year and for FRR Capacity Plans the 2017/2018 and Delivery Years, for the PJM Region or each LDA for which the Office of the Interconnection is required under Tariff, Attachment DD, section 5.10(a) to establish a separate VRR Curve for a Delivery Year, a limit on the total amount of Unforced Capacity that can be committed as Limited Demand Resources for the 2017/2018 Delivery Year in the PJM Region or in such LDA, calculated as the Limited Demand Resource Reliability Target for the PJM Region or such LDA, respectively, minus the Short Term Resource Procurement Target for the PJM Region or such LDA, respectively.

  • Hosting Services means the provision, administration, and maintenance of servers and related equipment, the provision of bandwidth at the hosting facility, and the operation of the Application for access by Customer Users to be provided by the relevant hosting service provider.

  • Administration Services means the services required for the effective and efficient administration of Bonitas and includes, but are not necessarily limited to, member record management, contribution management, benefit option management, claims processing and management, management of members’ personal, claims and financial information and any other services that are required for the administration of Bonitas;

  • Interconnection Construction Service Agreement means the agreement entered into by an Interconnection Customer, Interconnected Transmission Owner and the Transmission Provider pursuant to Tariff, Part VI, Subpart B and in the form set forth in Tariff, Attachment P, relating to construction of Attachment Facilities, Network Upgrades, and/or Local Upgrades and coordination of the construction and interconnection of an associated Customer Facility. A separate Interconnection Construction Service Agreement will be executed with each Transmission Owner that is responsible for construction of any Attachment Facilities, Network Upgrades, or Local Upgrades associated with interconnection of a Customer Facility.

  • Other Services means the provision to the Fund, by or at the expense of the Manager, of the following:

  • Communications Provisions means the Communications Provisions in [Part 10, Chapter 4] of the General Regulations.

  • Support Services means support in relation to the use of, and the identification and resolution of errors in, the Hosted Services, but shall not include the provision of training services;

  • Collection Services means all of the duties and obligations of the Contractor hereunder.