MFDA definition

MFDA means the Mutual Fund Dealers Association of Canada;

MFDA means the Mutual Fund Dealers Association;

Examples of MFDA in a sentence

This settlement is agreed upon in accordance with section 24.4 of MFDA By-law No. 1 and Rules 14 and 15 of the MFDA Rules of Procedure.
MFDA Settlement Hearings are typically held in the absence of the public pursuant to section 20.5 of MFDA By-law No. 1 and Rule 15.2(2) of the MFDA Rules of Procedure.
Acceptance of this Settlement Agreement shall be sought at a hearing of the Central Regional Council of the MFDA on a date agreed to by counsel for Staff and the Respondent.
If this Settlement Agreement is accepted by the Hearing Panel and, at any subsequent time, the Respondent fails to honour any of the Terms of Settlement set out herein, Staff reserves the right to bring proceedings under section 24.3 of the By-laws of the MFDA against the Respondent based on, but not limited to, the facts set out in Part IV of the Settlement Agreement, as well as the breach of the Settlement Agreement.
The Respondent has not previously been the subject of MFDA disciplinary proceedings.

MFDA means the Mutual Fund Dealers Association of Canada; “Ontario percentage” means, for a fiscal year of a person or company

MFDA means the Mutual Fund Dealers’ Association of Canada; (ACCFM) “MI 11-102” means Multilateral Instrument 11-102 Passport System; (NM 11-102)

MFDA means the Mutual Fund Dealers Association of Canada; “permitted client” means

MFDA means the Mutual Fund Dealers Association of Canada. • “CFIS” means Co-operators Financial Investment Services Inc. • “CAM” means Credential Asset Management Inc. • “Aviso” means Aviso Wealth Inc., parent company of CAM. • “CWT” means Canadian Western Trust. • “I”, “me”, “mine” and “my” refer to the applicant (and any co-applicant if applicable) applying to open the Account or the Account holder who has signed the Application, as the case may be. • “you”, “your” and “yours” mean CFIS. • “Representative” refers to the Mutual Fund Investment Specialist registered with CFIS and assigned to provide services to you in connection with your Account. The above definitions apply to this document except where otherwise indicated (including but not limited to Section 7 and Section 9).

MFDA means the Mutual Fund Dealers Association. “MRRS” means the Mutual Reliance and Review System. “NRD” means the National Registration Database.

MFDA means the Mutual Fund Dealers Association of Canada, a self-regulatory organization for mutual fund dealers2 recognized by the Commission under section 21.1 of the Act.