Nomad Rules definition

Nomad Rules means the AIM Rules for Nominated Advisers published by the London Stock Exchange in force from time to time.
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Examples of Nomad Rules in a sentence

  • Xxxxxxx Xxxxxx undertakes to the Company that it has in place appropriate procedures and safe guards to manage any potential conflict in accordance with the rules of the FSA Handbook and the Nomad Rules.

  • The Company acknowledges that if the appointment of Seymour Piece is terminated under clause 10 of this Agreement, Xxxxxxx Xxxxxx shall, in accordance with the Nomad Rules, be required to inform the London Stock Exchange of the reasons for its ceasing to act, and may be required to discuss such reasons with the Company’s new Nominated Adviser.

  • The updates to the Nomad Rules, as referred to in paragraph 2, will become effective from 1 November 2019.

  • For example, the principle in Schedule 3 of the Nomad Rules that a Nomad should gain a sound understanding of a prospective AIM company applies regardless of where the company operates.

  • The Exchange is also making some clarificatory updates to the nominated adviser eligibility provisions in the Nomad Rules to reflect how the Exchange applies the rules in respect of a nominated adviser’s staffing and working arrangements for qualified executives, as explained in Inside AIM – Staffing of Nominated Advisers, 28 May 2019.

  • Rule 39 of the AIM Rules requires the nominated adviser to comply with the AIM Rules for Nominated Advisers ("Nomad Rules") (which sets out the eligibility, ongoing obligations and responsibilities and certain disciplinary matters in relation to nominatedadvisers).

  • At least three business days before the expected date of admission, an applicant must submit to the London Stock Exchange: • an electronic version of its admission document (AR 5); • a completed application form (AR 5); and • a declaration in the prescribed form under Schedule 2 of the Nomad Rules from the nominated adviser (as described in section B above) (AR 5).

  • Whilst the new Nomad Rules provide more detail on what is expected from a Nomad, the significant discretion that a Nomad has (in relation to those companies it brings to AIM, for example) remains a key pillar of the AIM model.

  • The Exchange will upload a clean version of the Nomad Rules on 1 November 2019.

  • The Exchange believes that the new AIM Rules for Companies (“Company Rules”) and Nomad Rules provide an appropriate framework for companies from outside the UK.

Related to Nomad Rules

  • AIM Rules means the rules published by the London Stock Exchange governing admission to AIM and the regulation of AIM companies as amended or re-issued from time to time;

  • HIPAA Rules means the Privacy, Security, Breach Notification, and Enforcement Rules at 45 CFR Part 160 and Part 164.

  • the Rules means the Insolvency Rules 1986 (as amended);

  • Market Rules means the rules, regulations, customs and practices from time to time of any exchange, clearing house or other organization or market involved in the conclusion, execution or settlement of a Contract any exercise by any such exchange, clearing house or other organization or market of any power or authority conferred on it.

  • Board Rules means the administrative rules and regulations promulgated by the

  • Regulatory Rules means all corporate and securities laws, regulations, rules, policies, notices, instruments and other orders of any kind whatsoever which may, from time to time, apply to the implementation, operation or amendment of this Plan or the Options granted from time to time hereunder including, without limitation, those of the applicable Regulatory Authorities.

  • Applicable Rules means Section 10D of the Exchange Act, Rule 10D-1 promulgated thereunder, the listing rules of the national securities exchange or association on which the Company’s securities are listed, and any applicable rules, standards or other guidance adopted by the Securities and Exchange Commission or any national securities exchange or association on which the Company’s securities are listed.