Notice on the Sale of Investment Products definition

Notice on the Sale of Investment Products means the Notice on the Sale of Investment Products issued by the Authority, as the same may be modified, amended or revised from time to time;
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Notice on the Sale of Investment Products means MAS Notice SFA 04-N12: Notice on the Sale of Investment Products (as may be amended from time to time);
Sample 1

Examples of Notice on the Sale of Investment Products in a sentence

  • This statement is provided to you in accordance with paragraph 29D of the Notice on the Sale of Investment Products [SFA04-N12].

  • Subject to the provisions of the Notice on the Sale of Investment Products and the Notice on Recommendations on Investment Products and the Securities and Futures (Capital Markets Products) Regulations 2018 (for so long as the Units are EIPs), the Manager may in its absolute discretion cause the Fund to use or invest in FDIs for the purpose of hedging and/or efficient portfolio management.

  • The Contractor shall also provide the KO with written notices, via email, of the incident occurrence and a follow-up notice of the incident resolution.

  • In connection with Section 309B of the SFA, the Trustee has determined, and hereby notifies all relevant persons (as defined in Section 309A(1) of the SFA), that the Certificates are prescribed capital markets products (as defined in the Securities and Futures (Capital Markets Products) Regulations 2018) and Excluded Investment Products (as defined in MAS Notice SFA 04-N12: Notice on the Sale of Investment Products and MAS Notice FAA-N16: Notice on Recommendations on Investment Products).

  • Unless otherwise stated in the applicable Final Terms (or Pricing Supplement, in the case of Exempt Notes), all Notes shall be prescribed capital markets products (as defined in the Securities and Futures (Capital Markets Products) Regulations 2018 of Singapore) and Excluded Investment Products (as defined in the Monetary Authority of Singapore (the MAS) Notice SFA 04-N12: Notice on the Sale of Investment Products and MAS Notice FAA-N16: Notice on Recommendations on Investment Products).

  • Subject to the provisions of the Notice on the Sale of Investment Products and the Notice on Recommendations on Investment Products and the Securities and Futures (Capital Markets Products) Regulations 2018 (for so long as the Units are EIPs), the Manager may in its absolute discretion cause the Fund to use or invest in FDIs for the purposes of hedging and/or efficient portfolio management.

  • The Fund is a Singapore authorised umbrella unit trust which presently comprises Phillip US Dollar Money Market Fund.The Units of the Sub-Fund are classified as Excluded Investment Products (as defined under Annex 1 of the MAS Notice on the Sale of Investment Products and MAS Notice on Recommendations on Investment Products, as may be amended from time to time) and prescribed capital markets products (as defined in the Securities and Futures (Capital Markets Products) Regulations 2018).

  • Section 309B(1)(c) Notification — The Notes shall be prescribed capital markets products (as defined in the Securities and Futures (Capital Markets Products) Regulations 2018) and Excluded Investment Products (as defined in MAS Notice SFA 04-N12: Notice on the Sale of Investment Products and MAS Notice FAA-N16: Notice on Recommendations on Investment Products).

  • The main aim of such a structure is to reduce operational costs and provide facilities like inter sub-fund switching.The Units of the Phillip Money Market Fund are classified as Excluded Investment Products (as defined under the MAS Notice on the Sale of Investment Products and MAS Notice on Recommendations on Investment Products, as may be amended from time to time) and prescribed capital markets products (as defined in the Securities and Futures (Capital Markets Products) Regulations 2018).

  • For the avoidance of doubt, CAR means the term “Customer Account Review” and CKA means the term “Customer Knowledge Assessment” under the Notice on the Sale of Investment Products issued by the MAS under SFA.

Related to Notice on the Sale of Investment Products

  • Standard Investment Period means the period beginning with the first day of any purchase or acquisition of Economic Development Property and ending five (5) years after the Commencement Date.

  • Selection Notice means a notice substantially in the form set out in Part II of Schedule 3 (Requests) given in accordance with Clause 9 (Interest Periods).

  • FOIA Notice means a decision notice, enforcement notice and/or an information notice;

  • Special Purpose Investment Personnel means each SEI Access Person who, in connection with his or her regular functions (including, where appropriate, attendance at Board meetings and other meetings at which the official business of a Trust or any Fund thereof is discussed or carried on), obtains contemporaneous information regarding the purchase or sale of a Security by a Fund. Special Purpose Investment Personnel shall occupy this status only with respect to those Securities as to which he or she obtains such contemporaneous information.

  • Collection Notice means a notice, in substantially the form of Annex A to Exhibit VI, from the Agent to a Collection Bank.

  • Publication Notice means the summary notice of proposed Settlement and hearing for publication substantially in the form attached as Exhibit 3 to Exhibit A.

  • Reset Notice has the meaning specified in Section 307(b).

  • Notice of Swing Line Borrowing has the meaning specified in Section 2.02(b).

  • Open Market Sale Agreement is a service mark of Xxxxxxxxx LLC

  • CAFA Notice refers to the notice requirements imposed by 28 U.S.C. § 1715(b).

  • Commercial Purposes means any commercial or profit generating purpose including the sale, lease of other transfer of the Material and includes uses of the Material by any organisation, including Recipient, to perform contract research, to produce or manufacture products for general sale, or to conduct research activities that result in any sale, lease, license, or transfer of the Material.

  • Funding Notice means a notice substantially in the form of Exhibit A-1.

  • Special purpose spray adhesive means an aerosol adhesive that meets any of the following definitions:

  • Borrowing Notice is defined in Section 2.8.

  • Securities Lending Agreement means an agreement under which a local agency agrees to transfer securities to a borrower who, in turn, agrees to provide collateral to the local agency. During the term of the agreement, both the securities and the collateral are held by a third party. At the conclusion of the agreement, the securities are transferred back to the local agency in return for the collateral.

  • Xxxx Xxxxxx Select Equity Trust is replaced by "Xxxxxx Xxxxxxx Xxxx Xxxxxx Select Equity Trust".

  • Related Financial Product means any financial product which references directly or indirectly the Preference Shares.

  • Notice of Swingline Borrowing shall have the meaning set forth in Section 2.4.

  • Reference Notice means a notice given to the Water Services Regulation Authority under paragraph 11 or 14 of Condition B;

  • Notice of Account Designation has the meaning assigned thereto in Section 2.3(b).

  • Investment Request means a letter in substantially the form of Exhibit A hereto executed and delivered by the Seller to the Administrative Agent and the Purchasers pursuant to Section 2.02(a).

  • Swing Line Borrowing Notice is defined in Section 2.4.2.

  • Solicitation” or "Request for Applications (RFA means the document (including all amendments and attachments) issued by the System Agency under which applications for Program funds were requested, which is incorporated by reference for all purposes in its entirety.

  • Expansion to an existing manufactured home park or subdivision means the preparation of additional sites by the construction of facilities for servicing the lots on which the manufactured homes are to be affixed (including the installation of utilities, the construction of streets, and either final site grading or the pouring of concrete pads).

  • Notice of Borrowing has the meaning specified in Section 2.02(a).

  • Servicer Notice As defined in Section 11.17.

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