NYSE Rule 303A.08 definition

NYSE Rule 303A.08 means New York Stock Exchange Rule 303A.08, or any successor rule, and all guidance and other interpretative authority thereunder, as such rule, guidance and other authority may be amended from time to time.
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Examples of NYSE Rule 303A.08 in a sentence

  • Specifically, NYSE Rule 303A.08 generally requires stockholder approval for equity-compensation plans adopted by companies whose securities are listed on the New York Stock Exchange that provide for the delivery of equity securities to any employees, directors or other service providers of such companies as compensation for services.

  • Accordingly, pursuant to NYSE Rule 303A.08, the issuance of Awards and the Shares issuable upon exercise or vesting of such Awards pursuant to the Plan is not subject to the approval of the Company’s stockholders.

  • Promptly following the grant of an Award, the Company shall, in accordance with NYSE Rule 303A.08, (a) issue a press release disclosing the material terms of the Award, including the recipient(s) of the Award and the number of Shares involved and (b) provide written notice to the New York Stock Exchange of the grant.

  • NYSE Rule 303A.08 provides an exemption in certain circumstances for “employment inducement awards.” Notwithstanding anything to the contrary herein, in accordance with NYSE Rule 303A.08, Awards may only be granted as material inducements to Eligible Employees being hired or rehired as Employees, as applicable, and must be approved by (a) the Board, acting through a majority of the Company’s Independent Directors or (b) the Compensation Committee of the Board.

  • Specifically, NYSE Rule 303A.08 generally requires stockholder approval for stock option plans or other equity compensation arrangements adopted by companies whose securities are listed on the New York Stock Exchange pursuant to which stock awards or stock may be acquired by officers, directors, employees, or consultants of such companies.

  • Accordingly, pursuant to NYSE Rule 303A.08, the issuance of Awards and the Shares issuable upon exercise or vesting of such Awards pursuant to the Plan are not subject to the approval of the Company’s stockholders.

  • NYSE Rule 303A.08 provides an exception to this requirement for issuances of securities to a person not previously an employee of the issuer, or following a bona fide period of non-employment, as an inducement material to the individual’s entering into employment with the issuer; provided, such issuances are approved by either the issuer’s compensation committee comprised of a majority of independent directors or a majority of the issuer’s independent directors.

  • The Committee may, to the extent permitted by NYSE Rule 303A.08 (or any amendment or replacement thereof), modify, extend or renew outstanding Options and authorize the grant of new Options in substitution therefor, provided that any such action may not, without the written consent of a Participant, impair any of such Participant’s rights under any Option previously granted, unless such action is necessary to comply with applicable law or rule.

  • NYSERule 303A.08 provides an exemption in certain circumstances for “employment inducement awards.” Notwithstanding anything to the contrary herein, in accordance with NYSE Rule 303A.08, Awards may only be granted as material inducements to Eligible Employees being hired or rehired as Employees, as applicable, and must be approved by (a) the Board, acting through a majority of the Company’s Independent Directors or (b) the Compensation Committee of the Board.

  • The Option is intended to constitute an “employment inducement award” under NYSE Rule 303A.08 that is exempt from the requirements of shareholder approval of equity-compensation plans under NYSE Rule 303A.08.

Related to NYSE Rule 303A.08

  • Nasdaq Rules means the rules of NASDAQ;

  • Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • NASDAQ means the Nasdaq National Market.

  • NYSE means the New York Stock Exchange.

  • Rule 3a-7 means Rule 3a-7 under the Investment Company Act.

  • SEC Rule means Rule 15c2-12 adopted by the Securities and Exchange Commission under the Securities Exchange Act of 1934.

  • NYSRC means the New York State Reliability Council.

  • U.S. Exchange Act means the United States Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder;

  • 1934 Exchange Act means the Securities Exchange Act of 1934 of the United States, as amended, and the rules and regulations thereunder as now in effect or as the same may from time to time be amended, re-enacted or replaced;

  • Securities Exchange means, at any time, the registered national securities exchange on which the Corporation’s equity securities are then principally listed or traded, which shall be either the New York Stock Exchange or NASDAQ Global Market (or similar national quotation system of the NASDAQ Stock Market) (“NASDAQ”) or any successor exchange of either the New York Stock Exchange or NASDAQ.

  • Nasdaq Stock Market means The Nasdaq Stock Market, Inc.

  • NASD means the National Association of Securities Dealers, Inc.

  • NYSE MKT means the NYSE MKT LLC.

  • Stock Exchange Rules means the applicable rules of any stock exchange upon which Shares are listed;

  • SEC Rule 145 means Rule 145 promulgated by the SEC under the Securities Act.

  • CySEC Rules means the Rules, Directives, Regulations, Guidance notes, opinions or recommendations of CySEC.

  • Stock Market means a securities market operated by a securities exchange;

  • FINRA means the Financial Industry Regulatory Authority.

  • Rule 15c2-12 means Rule 15c2-12 under the Securities Exchange Act of 1934, as amended through the date of this Undertaking, including any official interpretations thereof.

  • Rule 3a-5 means Rule 3a-5 under the Investment Company Act.

  • (14A) domestic support obligation’ means a

  • Listing Rules the Rules Governing the Listing of Securities on the Stock Exchange

  • Nasdaq National Market means the National Association of Securities Dealers Automated Quotation National Market or any successor national securities exchange or automated over-the-counter trading market in the United States.

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.

  • TSX means the Toronto Stock Exchange.