NZX Advising Firm definition

NZX Advising Firm means a Market Participant that has been accredited and approved by NZX as an NZX Advising Firm for the purpose of providing investment advice and/or Securities recommendations to clients;
Sample 1Sample 2Sample 3
NZX Advising Firm means a Market Participant that has been accredited and approved by NZX as an NZX Advising Firm for the purpose of providing investment advice and/or investment recommendations, with respect to transactions in NZX Quoted Products, to clients;
Sample 1Sample 2Sample 3

Examples of NZX Advising Firm in a sentence

  • The details provided are true and correct to the best of my/our knowledge and I/we have the authority to provide this information.I/we have read, understood and agree to be bound by the Direct Broking Client Agreement which is governed by FNZC’s Client Agreement General Terms and Conditions, as amended from time to time.I/we confirm that none of the applicants or any person associated with this application is a Prescribed Person of an NZX Market Participant or of an NZX Advising Firm.

  • As an NZX Advising Firm and a Market Participant (as those terms are defined in the NZX Participant Rules) and a FMC Derivatives Issuer, OMF is required to ask you for this information.

  • Participants Post Trade Participants NZX Advising Firm NZX Trading and Advising Firm FASTER Registries Distribution and Underwriting Sponsors NZX Sponsors Delivery and Settlement Participants Bank Only Participants Principal Book Only Dealers NZX Firms NZX Market Participants Note: A Trading Participant for the purpose of this schedule means a NZX Trading and Advising Firm, a Principal Book Only Dealer or a Bank Only Participant.

  • As an NZX Advising Firm and a Market Participant (as those terms are defined in the NZX Participant Rules) and a FMC Derivatives Issuer, Jarden is required to ask you for this information.

  • NZX Advising Firm An NZX Advising Firm is able to provide their clients with advice on any of NZX’s markets.

  • The need for further investments is therefore limited to one field:In order to increase the value creation and success of their digitalization strategy, GSF will need to invest further in operations centers in all regions.

  • NZX Advising Firm and Distribution and Underwriting Sponsor must keep a record of the applications for written authority under Rule 10.5.1 (whether approval has been granted or not), and details of allotments of Securities to Employees and Prescribed Persons under Rule 10.5.1(b).

  • Their study indicated that children believe that the older they are the more opportunity they have to influence or participate in decisions about their life (along with their parents).

Related to NZX Advising Firm

  • Accounting Firm means a nationally recognized certified public accounting firm or other professional organization that is a certified public accounting firm recognized as an expert in determinations and calculations for purposes of Section 280G of the Code that is selected by the Company prior to a Change in Control for purposes of making the applicable determinations hereunder and is reasonably acceptable to Executive, which firm shall not, without Executive’s consent, be a firm serving as accountant or auditor for the individual, entity or group effecting the Change in Control.

  • Clearing Firm or “Clearing Member” means an entity or individual meeting the requirements of, and approved for, clearing membership at the Clearing House that is authorized pursuant to the Clearing House Rules to clear trades in any or all of the Contracts and that meets the qualification of the Exchange pursuant to Rule 902. A Clearing Firm is authorized to access Eris Exchange to effect transactions. A Clearing Firm may trade for its own proprietary account or an account on behalf of its Customer (e.g., as a broker). A Clearing Firm may trade on behalf of a Customer with an account at a different Clearing Firm acting as a broker or performing an equivalent agency function. The different Clearing Firm is responsible for approving the Clearing Firm for such Customers pursuant to a Clearing Participant Letter of Guarantee. The term “Clearing Firm” collectively refers to all Authorized Traders of a Clearing Firm authorized to utilize Eris Exchange.

  • Independent Adviser means an independent financial institution of international repute or other independent financial adviser experienced in the international debt capital markets, in each case appointed by the Issuer at its own expense;

  • Independent Advisor means a reputable accounting, appraisal or nationally recognized investment banking, engineering or consulting firm (a) which does not, and whose directors, officers and employees or Affiliates do not, have a direct or indirect material financial interest in the Company and (b) which, in the judgment of the Board of Directors of the Company, is otherwise disinterested, independent and qualified to perform the task for which it is to be engaged.

  • Audit Firm means an audit firm as defined in point (3) of Article 2 of Directive 2006/43/EC;

  • Dispute Board (DB) means the person or persons named as such in the SCC appointed by agreement between the Procuring Entity and the Contractor to make a decision with respect to any dispute or difference between the Procuring Entity and the Contractor referred to him or her by the Parties pursuant to GCC Sub-Clause 46.1 (Dispute Board) hereof.