NZX Advising Firm definition

NZX Advising Firm means a Market Participant that has been accredited and approved by NZX as an NZX Advising Firm for the purpose of providing investment advice and/or Securities recommendations to clients;
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NZX Advising Firm means a Market Participant that has been accredited and approved by NZX as an NZX Advising Firm for the purpose of providing investment advice and/or investment recommendations, with respect to transactions in NZX Quoted Products, to clients;
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Examples of NZX Advising Firm in a sentence

  • The details provided are true and correct to the best of my/our knowledge and I/we have the authority to provide this information.I/we have read, understood and agree to be bound by the Direct Broking Client Agreement which is governed by FNZC’s Client Agreement General Terms and Conditions, as amended from time to time.I/we confirm that none of the applicants or any person associated with this application is a Prescribed Person of an NZX Market Participant or of an NZX Advising Firm.

  • As an NZX Advising Firm and a Market Participant (as those terms are defined in the NZX Participant Rules) and a FMC Derivatives Issuer, OMF is required to ask you for this information.

  • Participants Post Trade Participants NZX Advising Firm NZX Trading and Advising Firm FASTER Registries Distribution and Underwriting Sponsors NZX Sponsors Delivery and Settlement Participants Bank Only Participants Principal Book Only Dealers NZX Firms NZX Market Participants Note: A Trading Participant for the purpose of this schedule means a NZX Trading and Advising Firm, a Principal Book Only Dealer or a Bank Only Participant.

  • As an NZX Advising Firm and a Market Participant (as those terms are defined in the NZX Participant Rules) and a FMC Derivatives Issuer, Jarden is required to ask you for this information.

  • NZX Advising Firm An NZX Advising Firm is able to provide their clients with advice on any of NZX’s markets.

  • The need for further investments is therefore limited to one field:In order to increase the value creation and success of their digitalization strategy, GSF will need to invest further in operations centers in all regions.

  • NZX Advising Firm and Distribution and Underwriting Sponsor must keep a record of the applications for written authority under Rule 10.5.1 (whether approval has been granted or not), and details of allotments of Securities to Employees and Prescribed Persons under Rule 10.5.1(b).

  • Their study indicated that children believe that the older they are the more opportunity they have to influence or participate in decisions about their life (along with their parents).

Related to NZX Advising Firm

  • Selling Firm has the meaning given to it in Section 2(1);

  • sponsoring firm means the firm registered in a jurisdiction of Canada on whose behalf an individual acts as a dealer, an underwriter, an adviser, a chief compliance officer or an ultimate designated person;

  • Consulting Firm has the meaning set forth in Section II.A.4.

  • Lobbying firm means any business entity, including an individual contract lobbyist, which meets either of the following criteria:

  • Selling Firms has the meaning specified in section 5.1;

  • Selected Firm means the firm who is selected by the City and to whom the City Council/City Manager awards a contract for the services or commodities requested in this solicitation.

  • CPA Firm has the meaning set forth in Section 4.1(d)(iii).

  • Accounting Firm means a nationally recognized certified public accounting firm or other professional organization that is a certified public accounting firm recognized as an expert in determinations and calculations for purposes of Section 280G of the Code that is selected by the Company prior to a Change in Control for purposes of making the applicable determinations hereunder and is reasonably acceptable to Executive, which firm shall not, without Executive’s consent, be a firm serving as accountant or auditor for the individual, entity or group effecting the Change in Control.

  • Clearing Firm or “Clearing Member” means an entity or individual meeting the requirements of, and approved for, clearing membership at the Clearing House that is authorized pursuant to the Clearing House Rules to clear trades in any or all of the Contracts and that meets the qualification of the Exchange pursuant to Rule 902. A Clearing Firm is authorized to access Eris Exchange to effect transactions. A Clearing Firm may trade for its own proprietary account or an account on behalf of its Customer (e.g., as a broker). A Clearing Firm may trade on behalf of a Customer with an account at a different Clearing Firm acting as a broker or performing an equivalent agency function. The different Clearing Firm is responsible for approving the Clearing Firm for such Customers pursuant to a Clearing Participant Letter of Guarantee. The term “Clearing Firm” collectively refers to all Authorized Traders of a Clearing Firm authorized to utilize Eris Exchange.

  • Independent Accounting Firm has the meaning set forth in Section 2.05(c).

  • Independent Firm has the meaning set forth in Section 10.03 of this Agreement.

  • Tax Advisor means a United States tax counsel or accountant of recognized national standing.

  • Pre-FIRM means construction or other development for which the “start of construction” occurred before the effective date of the initial Flood Insurance Rate Map.

  • Advisory Firm means an accounting firm that is nationally recognized as being expert in Covered Tax matters, selected by the Corporation.

  • Independent Adviser means an independent financial institution of international repute or an independent financial adviser with appropriate expertise appointed by the Issuer under Condition 5(j)(i).

  • Independent Advisor means a reputable accounting, appraisal or nationally recognized investment banking, engineering or consulting firm (a) which does not, and whose directors, officers and employees or Affiliates do not, have a direct or indirect material financial interest in the Company and (b) which, in the judgment of the Board of Directors of the Company, is otherwise disinterested, independent and qualified to perform the task for which it is to be engaged.

  • Audit Firm means a firm which provides audit services;

  • Post-FIRM means construction or other development for which the “start of construction” occurred on or after the effective date of the initial Flood Insurance Rate Map.

  • the Firm s Part 4A permission” means the Part 4A permission granted by the Authority to the Firm;

  • Valuation Firm means a nationally recognized independent investment banking or valuation firm with expertise in the oil and gas sector.

  • Independent Tax Counsel means a lawyer, a certified public accountant with a nationally recognized accounting firm, or a compensation consultant with a nationally recognized actuarial and benefits consulting firm with expertise in the area of executive compensation tax law, who shall be selected by the Board, and whose fees and disbursements shall be paid by the Company.

  • Dispute Date means, with respect to a Dispute, the date on which a Dispute Notice is effectively delivered by one party to the other party save that if, with respect to a Dispute, both parties deliver a Dispute Notice, the date on which the first in time of such notices is effectively delivered will be the Dispute Date. Each Dispute Notice will be effectively delivered if delivered in the manner agreed between the parties for the giving of notices in respect of this Agreement.

  • Dispute Board (DB) means the person or persons named as such in the SCC appointed by agreement between the Procuring Entity and the Contractor to make a decision with respect to any dispute or difference between the Procuring Entity and the Contractor referred to him or her by the Parties pursuant to GCC Sub-Clause 46.1 (Dispute Board) hereof.

  • Certified Firm means a small business certified under ORS 200.055 by the Oregon Certification Office for Business Inclusion and Diversity (COBID) as minority-owned businesses, woman-owned businesses, businesses that service-disabled veterans own, and emerging small businesses.

  • Dispute Period shall have the meaning specified in Section 9.3(a).

  • Independent representative means a person who: