NZX Advising Firm definition

NZX Advising Firm means a Market Participant that has been accredited and approved by NZX as an NZX Advising Firm for the purpose of providing investment advice and/or Securities recommendations to clients;
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NZX Advising Firm means a Market Participant that has been accredited and approved by NZX as an NZX Advising Firm for the purpose of providing investment advice and/or investment recommendations, with respect to transactions in NZX Quoted Products, to clients;
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Related to NZX Advising Firm

  • Selling Firm has the meaning given to it in Section 2(1);

  • sponsoring firm means the firm registered in a jurisdiction of Canada on whose behalf an individual acts as a dealer, an underwriter, an adviser, a chief compliance officer or an ultimate designated person;

  • Acquiring Firm means a firm –

  • Consulting Firm has the meaning set forth in Section II.A.4.

  • Lobbying firm means any business entity, including an individual contract lobbyist, which meets either of the following criteria: