Options disclosure document definition

Options disclosure document means a document, including all amendments and supplements thereto, prepared by one or more options markets which has been filed with the Commission or dis- tributed in accordance with paragraph
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Options disclosure document means a document, including all amendments and supplements thereto, prepared by one or more options markets which has been filed with the Commission or dis- tributed in accordance with paragraph(b) of this section. Definitive options dis- closure document or document means an options disclosure document furnished to customers in accordance with para- graph (b) of this section.
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Options disclosure document means a document, including all amendments
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Examples of Options disclosure document in a sentence

  • CFR Table of Popular Names prev | next § 240.9b-1 Options disclosure document.

  • Section 240.9b–1 is amended byrevising paragraphs (a)(3), (b)(2)(i) and (ii), (c)(2), (c)(3), (c)(4), (c)(6), (c)(7),(d)(1) and (d)(2) as follows:§ 240.9b–1 Options disclosure document.

  • Section 240.9b–1 is amended by revising paragraphs (a)(3), (b)(2)(i), (b)(2)(ii), (c), and (d) to read as follows: § 240.9b–1 Options disclosure document.


More Definitions of Options disclosure document

Options disclosure document means a document prepared by one or more options markets which contains the information required by this rule with respect to the options classes covered by the document.
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Options disclosure document means those documents filed with the SEC, prepared by one or more options markets and meeting the requirements of SEC Rule 9b-1 under the Act. They shall contain general explanatory information relating to the mechanics of buying, writing and exercising options; the risks involved, the uses of and market for the options; transaction costs and applicable margin requirements; tax consequences of trading options; identification of the options issuer and the instrument underlying the options class; and the availability of the prospectus and the information in Part II of the registration statement.
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Related to Options disclosure document

  • Disclosure Document means any registration statement (including the Form 10) filed with the SEC by or on behalf of any Party or any member of its Group, and also includes any information statement (including the Information Statement), prospectus, offering memorandum, offering circular, periodic report or similar disclosure document, whether or not filed with the SEC or any other Governmental Authority, in each case that describes the Separation or the Distribution or the SpinCo Group or primarily relates to the transactions contemplated hereby.

  • Disclosure Documents is defined in Section 5.3.

  • Public Disclosure Documents means, collectively, all of the documents which have been filed by or on behalf of the Borrower with the relevant Securities Regulators pursuant to the requirements of Securities Laws, including all documents publicly available on the Borrower’s SEDAR profile.

  • Pricing Disclosure Package means any Issuer General Use Free Writing Prospectus issued at or prior to the Applicable Time, the Pricing Prospectus and the information included on Schedule 2-A hereto, all considered together.

  • information document means the document set out in Annex I or Annex III, or in the corresponding Annex to a separate directive, or regulation, that prescribes the information to be supplied by an applicant, it being permissible to supply the information document in the form of an electronic file;

  • Proxy Statement/Prospectus has the meaning set forth in Section 6.03(a).

  • T E Document means Tender Enquiry Document

  • Continuing Disclosure Agreement means the Continuing Disclosure Agreement, as it may be modified from the form on file with the Clerk of Council and signed by the Mayor and the Fiscal Officer in accordance with Section 6, which shall constitute the continuing disclosure agreement made by the City for the benefit of holders and beneficial owners of the Bonds in accordance with the Rule.

  • Interim Prospectus Supplement means the prospectus supplement relating to the Shares prepared and filed pursuant to Rule 424(b) from time to time as provided by Section 4(x) of this Agreement.

  • SEC Filings has the meaning set forth in Section 4.6.

  • Public Documents As defined in Section 4.02(a) of this Agreement.

  • Final Prospectus Supplement means the prospectus supplement relating to the Securities that was first filed pursuant to Rule 424(b) after the Execution Time, together with the Base Prospectus.

  • Risk Disclosure Statement the risk disclosure statement provided by the Broker to the Client before the opening of the Account and/or from time to time in form prescribed by the SFC from time to time with the current version set out in Part IV;

  • Explanatory Memorandum means this explanatory memorandum.

  • Disclosed Information means the information disclosed by a Party for the purpose of settlement, negotiation, Mediation or Arbitration;