Portfolio Transactions and Brokerage definition

Portfolio Transactions and Brokerage. Trade Error Policy”).
Sample 1

Examples of Portfolio Transactions and Brokerage in a sentence

  • Portfolio Transactions and Brokerage The Adviser shall place all orders for the purchase and sale of portfolio securities for the Portfolio's account with issuers, brokers or dealers selected by the Adviser, which may include where permissible under the 1940 Act, brokers or dealers affiliated with the Adviser.

  • See "Portfolio Transactions and Brokerage" in the Statement of Additional Information.

  • Portfolio Transactions and Brokerage Commissions Except as may be required to ensure satisfaction of certain tests applicable to regulated investment companies under the Code, portfolio changes are made without regard to the length of time a security has been held, or whether a sale would result in the recognition of a profit or loss.

  • ARTICLE III Portfolio Transactions and Brokerage The Adviser agrees to determine the securities to be purchased or sold by the Portfolios, subject to the provisions of Article I, and to place orders pursuant to its determinations, either directly with the issuer, with any broker-dealer or underwriter that specialized in the securities for which the order is made, or with any other broker or dealer selected by the Adviser, subject to the following limitations.

  • See Part II "Portfolio Transactions and Brokerage" of this statement of additional information for more information.

  • See "Portfolio Transactions and Brokerage." MANAGEMENT OF THE FUND Directors and Officers The Directors of the Fund consist of eight individuals, seven of whom are not "interested persons" of the Fund as defined in the Investment Company Act (the "non-interested Directors").

  • See the section entitled "Portfolio Transactions and Brokerage" in the Statement of Additional Information.

  • The Staff notes that the Portfolio Transactions and Brokerage section shows high brokerage fees and requests the Registrant to consider the impact of this information in considering whether to include a discussion of the Fund’s portfolio turnover in the Summary of Principal Investment Strategies or the Summary of Principal Risks sections.

  • Portfolio Transactions and Brokerage See Part II "Portfolio Transactions and Brokerage" of this Statement of Additional Information for more information.

  • Risks and Considerations II-1 Management and other Service Arrangements II-32 Purchase of Shares II-34 Redemption of Shares II-42 Shareholder Services II-44 Pricing of Shares II-48 Portfolio Transactions and Brokerage Commissions II-50 Dividends and Taxes II-53 Performance Data II-57 Proxy Voting Policies and Procedures II-59 General Information II-61 Appendix A A-1 Appendix B B-1 PART I: SPECIAL INFORMATION ABOUT MERRILL LYNCH MUNICIPAL BOND FUND, INC.

Related to Portfolio Transactions and Brokerage

  • Online Transaction means any Phone/Electronic Transaction requested through an Electronic Transmission over the Internet.

  • Permitted Securitization Transaction Any financing transaction undertaken by the Seller or an Affiliate of the Seller that is secured, directly or indirectly, by the Collateral or any portion thereof or any interest therein, including any sale, lease, whole loan sale, asset securitization, secured loan or other transfer.

  • Portfolio means any account, trust or other investment vehicle (except "Fund") over which the Firm has investment management discretion.

  • Acquisition Transactions means the transactions contemplated by the Acquisition Agreement.

  • Related Transactions means the initial borrowing under the Revolving Loan on the Closing Date, the Refinancing, the payment of all fees, costs and expenses associated with all of the foregoing and the execution and delivery of all of the Related Transactions Documents.

  • Bundled transaction means the purchase of 2 or more distinct and identifiable products, except real property and services to real property, where the products are sold for a single nonitemized price. A bundled transaction does not include the sale of any products in which the sales price varies, or is negotiable, based on the selection by the purchaser of the products included in the transaction. As used in this subdivision:

  • Excluded Transactions means:

  • Credit transaction means any transaction by the terms of which the repayment of money loaned or loan commitment made, or payment for goods, services, or properties sold or leased, is to be made at a future date or dates.

  • Acquisition Assets With respect to an Acquisition, the aggregate net assets as of the effective date of such Acquisition of all Acquired Funds.

  • Retail transaction means the purchase of prepaid wireless telecommunications service from a seller for any purpose other than resale.

  • repurchase transaction means a transaction governed by an agreement by which a counterparty transfers securities or guaranteed rights relating to title to securities where that guarantee is issued by a recognised exchange which holds the rights to the securities and the agreement does not allow a counterparty to transfer or pledge a particular security to more than one counterparty at a time, subject to a commitment to repurchase them, or substituted securities of the same description at a specified price on a future date specified, or to be specified, by the transferor, being a repurchase agreement for the counterparty selling the securities and a reverse repurchase agreement for the counterparty buying them;

  • Exempt Transactions means the transactions described in the section hereof titled “Exempt Transactions.”

  • portfolio adviser means a person or company that provides investment advice or portfolio management services under a contract with the investment fund or with the manager of the investment fund;

  • Card Transactions means any payment made for goods or services, cash withdrawals from a bank or financial institution (including ATM withdrawals) or transfer of funds made through the use of the Card or the Card number.

  • M&A Transaction means any acquisition, directly or indirectly, by a Project Holdco, whether by purchase, merger or otherwise, of all or substantially all of the assets of, all or a portion of the Equity Interests of, or a business line or unit or a division of, any Person.

  • Company Acquisition Transaction means any transaction or series of transactions involving:

  • Seller Transaction Expenses means all unpaid fees, costs, charges, expenses, obligations, payments and awards that are incurred by the Sellers or their Affiliates in connection with, relating to or arising out of the preparation, negotiation, execution, delivery and performance of this Agreement and the Transaction Documents and the consummation of the transactions contemplated hereby and thereby, including all Taxes.

  • Securitization Transaction means, with respect to any Person, any financing transaction or series of financing transactions (including factoring arrangements) pursuant to which such Person or any Subsidiary of such Person may sell, convey or otherwise transfer, or grant a security interest in, accounts, payments, receivables, rights to future lease payments or residuals or similar rights to payment to a special purpose subsidiary or affiliate of such Person.

  • Formation Transactions means the transactions contemplated by this Agreement and the other Formation Transaction Documentation.

  • Purchase Transaction means a purchase of scrap metal, or the purchase of property described in section 10 if the knowing purchase or offer to purchase that property is not prohibited by that section, by a scrap metal dealer. The term does not include any of the following: