Prime Broker Transaction definition
Prime Broker Transaction means a transaction in an uncleared Swap where one counterparty is a Prime Broker and the other counterparty is a Participant whom the Prime Broker has authorized to act as such in connection with such transaction.
Prime Broker Transaction means a Permitted Cross Transaction in an Uncleared Swap executed on the SEF pursuant to Rule 4105 where one counterparty is a Prime Broker and the other is a Person (which may also be a Prime Broker) with which the Prime Broker has swap trading relationship documentation in place in accordance with the requirements of Rule 4013.B.
Prime Broker Transaction means a transaction in a Non-Cleared Swap where one counterparty is a Prime Broker and the other counterparty is a Participant or another Prime Broker whom the Prime Broker has Non-Cleared Swaps Agreement and (b) where the Prime Broker has no knowledge of such transaction until after the transaction’s execution.
More Definitions of Prime Broker Transaction
Prime Broker Transaction means a Transaction in a non-cleared swap where one Counterparty is a Prime Broker and the other is a Participant or Customer with which the Prime Broker has Prime Broker Documentation.