Prime Brokerage Customer definition

Prime Brokerage Customer means any Person who meets the description of a Prime Brokerage Customer and satisfies the requirements applicable to Prime Brokerage Customers in the United States Securities and Exchange Commission's no-action letter dated January 25, 1994 to the Prime Broker Committee of the Securities Industry Association.
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Examples of Prime Brokerage Customer in a sentence

  • Broker understands and agrees that all Prime Brokerage Accounts shall be conducted in accordance with the requirements of the No-Action Letter and any relevant agreement between Broker and a Prime Brokerage Customer or between Pershing and relevant Prime Broker.

  • Table 1 – Sample Location and MassSample LocationSample Mass (g)1 2 3 4 5SabuwarTasha (ST) 322.8323.6 337.1 328.0 253.4Kachi Village (KV) 324.1Dan Masara (DM) 312.6318.9 310.4 312.3 336.5324.9 338.9 263.7 327.9 All the samples were air-dried to avoid loss of radio nuclides [6].

  • Correspondent shall promptly notify Clearing Broker, but in no event later than 3:00 p.m. Eastern Standard Time of trade date, in a mutually acceptable fashion, of such trades in sufficient detail for Clearing Broker to be able to report and transfer any trade executed by Correspondent on behalf of a Prime Brokerage Customer to the relevant prime broker.

  • Broker understands and agrees that all Prime Brokerage Accounts shall be conducted in accordance with the requirements of the No-Action Letter and any relevant agreement between Broker and a Prime Brokerage Customer, or between Pershing and relevant Prime Broker.

  • Introducing Broker agrees to arrange for execution by the Prime Broker, and the Prime Brokerage Customer, of any contracts prepared by and provided by the Clearing Broker.

  • Correspondent understands and agrees that if the prime broker shall disaffirm or DK any trade executed by Correspondent on behalf of a Prime Brokerage Customer, Correspondent shall, if it has not already done so, open a margin Account for such Prime Brokerage Customer and shall transfer or deliver the trade to such margin Account for the risk and expense of Correspondent to the same extent as for any Account introduced by Correspondent pursuant to this Agreement.

  • Broker understands and agrees xxxx all Prime Brokerage Accounts shall be conducted in accordance with the requirements of the No-Action Letter and any relevant agreement between Broker and a Prime Brokerage Customer or between Pershing and relevant Prime Broker.

  • Broker understands and agrees that all Prime Brokerage Accounts shall be conducted inaccordance with the requirements of the No-Action Letter and any relevant agreement between Broker and a Prime Brokerage Customer or between Pershing and relevant Prime Broker.

  • You shall promptly notify Xxxxxxxxxx Correspondent Services, but in no event later than 5:00 p.m. New York time of trade date, in a mutually acceptable fashion, of such trades in sufficient detail for Xxxxxxxxxx Correspondent Services to be able to report and transfer any trade executed by you on behalf of a Prime Brokerage Customer to the relevant prime broker.

  • The last household budget survey was the base for a poverty impact and incidence analysis of energy subsidy elimination, complemented by the study Coping Strategies in Rural Yemen.23 Relevant poverty insights were also gained from work done by the International Food Policy Research Institute (IFPRI) on Food Security and Policy Implication in Yemen.

Related to Prime Brokerage Customer

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Data Broker means either of the following:

  • Network Customer means an entity receiving transmission service pursuant to the terms of the Transmission Provider’s Network Integration Transmission Service under Tariff, Part III.

  • Brokerage services means those activities identified in sections 543B.3 and 543B.6.

  • Host Customer means a customer under a Customer Agreement.

  • Real estate brokerage activity means any activity that involves offering or providing real estate brokerage services to the public, including:

  • Retail customer means any person that purchases retail electric energy for its own consumption at

  • Customer means the State agency or other entity identified in a contract as the party to receive commodities or contractual services pursuant to a contract or that orders commodities or contractual services via purchase order or other contractual instrument from the Contractor under the Contract. The “Customer” may also be the “Buyer” as defined in the PUR 1001 if it meets the definition of both terms.

  • Salesperson means any person holding an Iowa real estate salesperson license as defined in Iowa Code section 543B.5(19).

  • DMA Customer means a Customer of a Sponsoring Broker where representatives of the Customer that are natural persons are designated by the Sponsoring Broker to have Trading Access to the SEF Platform using the Participant ID of the Sponsoring Broker and where such Customer signs the DMA Customer Documentation.

  • New Customer means a residential customer who

  • wholesale customer means a natural or legal person purchasing electricity for the purpose of resale inside or outside the system where he is established;

  • household customer means a customer purchasing electricity for his own household consumption, excluding commercial or professional activities;

  • Associate broker means a licensed broker who is employed by

  • Merchant means a person who is authorized under a written contract with an acquirer to honor or accept credit cards, or to transmit or process for payment credit card payments, for the purchase of goods or services or a charitable contribution.

  • Existing Customer means an individual who has purchased goods or services from a person, who is the recipient of a voice communication from that person, and who either paid for the goods or services within the 12 months preceding the voice communication or has not paid for the goods and services at the time of the voice communication because of a prior agreement between the person and the individual.

  • End-Use Customer means a person or entity in Delaware that purchases electrical energy at retail prices from a Retail Electricity Supplier.

  • Business Customer means a customer who has registered for and purchased their Covered Equipment through the Apple business online store.

  • Vendor or “Vendors” means any entity submitting a bid in response to the Solicitation, the entity that has been selected as the lowest responsible bidder, or the entity that has been awarded the Contract as context requires.

  • Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.

  • Major Customer shall have the meaning set forth in Section 4.22(a).

  • Commodity Broker means any person who engages in the business of effecting transactions in Commodity Contracts for the account of others or for his or her own account.

  • Company Customer means a person or entity for whom the Company or any of its Subsidiaries was providing services either at the time of, or at any time within the twelve (12) months preceding the Termination Date, and for whom the Participant had direct contact with and/or carried out or oversaw a material business responsibility during said twelve (12) month period or about whom the Participant had exposure to or received Confidential Information as a result of the Participant’s employment with the Company or any of its Subsidiaries.

  • Indigent Customer means the head of an indigent household:-

  • End Customer means an enterprise customer to which Partner markets or sells Products for internal use.

  • TCP Customers We will not impose Credit Management Charges unless the Charges are a reimbursement of our costs and you are advised of their amount or method of calculation.