Quarterly Certification definition

Quarterly Certification shall have the meaning set forth in Section 5.3.
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Quarterly Certification shall have the meaning ascribed to such term in Section 3.3.
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Quarterly Certification means a certificate signed by a Responsible Officer on behalf of Debtor substantially in the form of Exhibit C.
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Examples of Quarterly Certification in a sentence

  • Quarterly Certification: On a quarterly basis, Covered Persons must also certify to securities transactions outside of a previously reported and approved Brokerage Account.

  • A Quarterly Certification Form must be submitted to the Compliance Officer no later than 30 days after the end of each calendar quarter.

  • As soon as is practicable, but in no event more than ten (10) Business Days following its receipt of the Quarterly Certification, the Beneficiary shall either (i) countersign such certification and forward it to the Trustee or (ii) notify the Grantor that it objects to the Grantor’s calculation of the Required Amount or the Grantor’s valuation of any Asset.

  • All employees are required to submit Quarterly Certification Reports regarding all discretionary accounts in which they or their family members (as defined above) have a beneficial interest via Compliance Alpha.

  • Upon resolution of such dispute, the parties shall forward to the Trustee a copy of the corrected Quarterly Certification setting forth the Required Amount as resolved through such Third Party Appraiser or arbitration.

  • Each Access Person must submit a report through the Quarterly Certification Form (“Quarterly Transaction Report”) containing information about: • Every transaction in a Covered Security during the quarter and in which the Access Person had any direct or indirect beneficial ownership and • Every account established by the Access Person in which any securities were held during the quarter for the direct or indirect benefit of the Access Person.

  • All employees are required to submit Quarterly Certification Reports regarding all discretionary accounts in which they or their family members (as defined above) have a beneficial interest via ComplySci.

  • The Quarterly Certification may be completed electronically on the form found on the Intranet.

  • Borrower must disclose in the Quarterly Certification any failure to achieve the Minimum Occupancy Target and/or the Minimum Unit Improvement Target.

  • As of July 2015 19 APPENDIX B Acknowledgement of Receipt and Compliance Code of Ethics Separate Initial and Quarterly Certification Forms are attached to the Written Supervisory Procedures As of July 2015 20 APPENDIX C Access Persons The Firm will maintain a separate list of Access Persons for the files, which will be updated periodically.


More Definitions of Quarterly Certification

Quarterly Certification means a certification in the form attached to this Loan Agreement as Exhibit L. [NOTE: EXHIBIT L MUST BE ATTACHED TO THE LOAN AGREEMENT]
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Quarterly Certification shall have the meaning ascribed to such term in Section 3.3. “Reinsurance Credit Event” shall mean any event, other than the financial impairment of the Grantor, that results in the Beneficiary being unable to obtain full statutory financial statement credit for the reinsurance provided by the LPT Reinsurance Agreement in any applicable jurisdiction at any point in time during the term of the LPT Reinsurance Agreement.
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Quarterly Certification has the meaning set forth in Section 2(f).
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Quarterly Certification means a quarterly Compliance Certificate in the form attached hereto as Exhibit J, certifying the calculation of the Adjusted Net Investment Income of the Parent and certifying compliance with the Asset Coverage Ratio Test as of the applicable Quarterly Certification Determination Date. “Quarterly Certification Date” means the forty-fifth (45th) day following the most recently ended fiscal quarter; provided, that if any such day is not a Business Day, then such Quarterly Certification Date shall be the next succeeding Business Day. “Quarterly Determination Date” means the last day of the fiscal quarter most recently ended prior to the Quarterly Certification Date. “Register” has the meaning specified in Section 15.06(d). - 31- 34881204v6 110062879
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Quarterly Certification means the Borrower’s Quarterly Certification (Value-Add Transaction), the form of which is attached to this Loan Agreement.
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Related to Quarterly Certification

  • Quarterly Certificate has the meaning provided in Section 2.1(a)(i) of this Commercial Shared-Loss Agreement.

  • Monthly Certificate has the meaning provided in Section 2.1(b) of this Single Family Shared-Loss Agreement.

  • Quarterly Compliance Certificate has the meaning specified in Section 4.1(d) of the Base Indenture.

  • Income Certification means a Tenant Income Certification and a Tenant Income Certification Questionnaire in the form attached as Exhibit B hereto or in such other comparable form as may be provided by the Issuer to the Owner, or as otherwise approved by the Issuer.

  • Performance Certification As defined in Section 11.05.

  • Form 10-K Certification As defined in Section 4.03(e).

  • Interim Certification As defined in Section 2.02.

  • Quarterly Statement means the quarterly statutory financial statement of any Insurance Subsidiary required to be filed with the insurance commissioner (or similar authority) of its jurisdiction of incorporation or, if no specific form is so required, in the form of financial statements permitted by such insurance commissioner (or such similar authority) to be used for filing quarterly statutory financial statements and shall contain the type of financial information permitted by such insurance commissioner (or such similar authority) to be disclosed therein, together with all exhibits or schedules filed therewith.

  • Delay Delivery Certification As defined in Section 2.02(a) hereof.

  • Back-Up Certification As defined in Section 13.06.

  • Tax Compliance Certificate as defined in Section 5.9.2(b)(iii).

  • Pick Up Report means the report detailing the number of sleeping rooms per day actually used out of the Program’s room block.

  • GLJ Report means the independent engineering reserves evaluation of certain oil, NGL and natural gas interests of the Company prepared by GLJ dated February 11, 2022 and effective December 31, 2021.

  • Sarbanes-Oxley Certification As defined in Section 11.05.

  • Certification Date means the later of the date on which an order granting certification or authorization of a Proceeding against one or more Non-Settling Defendants is issued by a Court and the time to appeal such certification or authorization has expired without any appeal being taken, or if an appeal is taken the date of the final disposition of such appeal.

  • Performance Certificate means the certificate issued under Sub-Clause 11.9 [Performance Certificate].

  • Reconciliation Report refers to the Reconciliation Report as referenced in s. 1 of Reg 200/21 under Connecting Care Act, 2019.

  • Certification period means the period for which an individual is certified eligible for a program.

  • Monthly Statement The statement delivered to the Certificateholders pursuant to Section 4.06.

  • Servicer Certification As defined in Section 3.22(b) hereof.

  • U.S. Tax Compliance Certificate has the meaning specified in Section 3.01(e)(ii)(B)(III).

  • Responsible Officer Certification means, with respect to the financial statements for which such certification is required, the certification of a Responsible Officer of the Borrower that such financial statements fairly present, in all material respects, in accordance with GAAP, the consolidated financial condition of the Borrower as at the dates indicated and its consolidated income and cash flows for the periods indicated, subject to changes resulting from audit and normal year-end adjustments.

  • MI Report means a report containing Management Information submitted to the Authority in accordance with Framework Schedule 8 (Management Information);

  • Master Servicer Certification A written certification covering servicing of the Mortgage Loans by all Servicers and signed by an officer of the Master Servicer that complies with (i) the Xxxxxxxx-Xxxxx Act of 2002, as amended from time to time, and (ii) the February 21, 2003 Statement by the Staff of the Division of Corporation Finance of the Securities and Exchange Commission Regarding Compliance by Asset-Backed Issuers with Exchange Act Rules 13a-14 and 15d-14, as in effect from time to time; provided that if, after the Closing Date (a) the Xxxxxxxx-Xxxxx Act of 2002 is amended, (b) the Statement referred to in clause (ii) is modified or superceded by any subsequent statement, rule or regulation of the Securities and Exchange Commission or any statement of a division thereof, or (c) any future releases, rules and regulations are published by the Securities and Exchange Commission from time to time pursuant to the Xxxxxxxx-Xxxxx Act of 2002, which in any such case affects the form or substance of the required certification and results in the required certification being, in the reasonable judgment of the Master Servicer, materially more onerous than the form of the required certification as of the Closing Date, the Master Servicer Certification shall be as agreed to by the Master Servicer, the Depositor and the Seller following a negotiation in good faith to determine how to comply with any such new requirements.

  • Distribution Report The meaning specified in Section 10.7(b).

  • Sxxxxxxx-Xxxxx Certification As defined in Section 11.09.