Refusing Underwriter definition

Refusing Underwriter has the meaning given to that term in Section 16;
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Refusing Underwriter has the meaning given to that term in section 19 of this Agreement;
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Refusing Underwriter has the meaning given to that term in Section 16(b) of this Agreement; “SEC” means the United States Securities and Exchange Commission;
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Examples of Refusing Underwriter in a sentence

  • Notwithstanding the foregoing, the Refusing Underwriter shall not be entitled to the benefit of the provisions of Sections 13 and 14 following such termination.

  • Nothing in this Section 15 shall relieve any Refusing Underwriter from liability to the Corporation.

  • Nothing in this Section 24 shall obligate the Company to sell to any or all of the Underwriters less than all of the Offered Shares to be sold at the Closing Time or shall relieve any Refusing Underwriter from liability to the Company or any Continuing Underwriter in respect of its default hereunder.

  • If the number of Defaulted Securities to be purchased by the Refusing Underwriter does not exceed 20% of the Units, the Continuing Underwriter will be obligated to purchase the Defaulted Securities on the terms set out in this Agreement; however, the Continuing Underwriters will not be required to purchase the Defaulted Securities if the Refusing Underwriter, or the Continuing Underwriter exercise or have exercised their termination rights pursuant to Section 13 hereof.

  • Nothing in this Section 24 shall obligate the Company to sell to any or all of the Underwriters less than all of the Offered Securities to be sold at the Closing Time or shall relieve any Refusing Underwriter from liability to the Company or any Continuing Underwriter in respect of its default hereunder.

  • Nothing in this Section shall oblige the Corporation to sell less than all of the Over-Allotment Securities to be sold on the relevant Over-Allotment Closing Date or prejudice or limit any rights which the Corporation may have against an Over-Allotment Refusing Underwriter or the rights any Underwriter may have against any other Underwriter.

  • Any Underwriter which is a Refusing Underwriter will remain liable to the Corporation and the non-defaulting Underwriter in damages for a failure to purchase its several portion of the Purchased Shares, unless the Refusing Underwriter was entitled to terminate its obligation to purchase its portion of the Purchased Shares in accordance with the terms of this Agreement.

  • Notwithstanding the foregoing, the Refusing Underwriter shall not be entitled to the benefit of the provisions of sections 12 and 13 hereof following such termination.

  • Notwithstanding the foregoing, the Refusing Underwriter shall not be entitled to the benefit of the provisions of Section 13, Section 14, and Section 15 and Section 17 of this Underwriting Agreement following such termination.

  • If no such arrangement has been made and the number of Defaulted Securities to be subscribed for by the Refusing Underwriter does not exceed 15% of the aggregate number of Purchased Shares and any Additional Shares, the Continuing Underwriters will be obligated to subscribe for the Defaulted Securities on the terms set out in this Agreement in proportion to their obligations under this Agreement.


More Definitions of Refusing Underwriter

Refusing Underwriter has the meaning specified in Section 19.1.
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Refusing Underwriter has the meaning ascribed thereto in Section 12.2;
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Refusing Underwriter has the meaning given to that term in Section 18;
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Refusing Underwriter has the meaning ascribed thereto in subsection 18(b) hereof;
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Refusing Underwriter has the meaning given to in Section 23.1; “Regulation D” means Regulation D under the 1933 Act; “Regulation S” means Regulation S under the 1933 Act;
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Refusing Underwriter has the meaning given to that term in Section Error! Reference source not found. of this Agreement;
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Related to Refusing Underwriter

  • Participating Underwriter means any of the original underwriters of the Bonds required to comply with the Rule in connection with offering of the Bonds.

  • Managing Underwriter means, with respect to any Underwritten Offering, the book-running lead manager of such Underwritten Offering.

  • Managing Underwriters means the investment banker or investment bankers and manager or managers that administer an underwritten offering, if any, under a Registration Statement.

  • Pending Underwritten Offering means, with respect to any Holder forfeiting its rights pursuant to this Section 4.5(l), any underwritten offering of Registrable Securities in which such Holder has advised the Company of its intent to register its Registrable Securities either pursuant to Section 4.5(a)(ii) or 4.5(a)(iv) prior to the date of such Holder’s forfeiture.

  • Underwritten Takedown means an underwritten public offering of Registrable Securities pursuant to the Resale Shelf Registration Statement, as amended or supplemented.

  • Shelf Underwritten Offering shall have the meaning given in subsection 2.1.3.

  • Company Underwriter has the meaning set forth in Section 4(a).

  • Underwritten Registration or Underwritten Offering A registration in which securities of the Company are sold to an underwriter for reoffering to the public.

  • IPO Underwriter means each Person named as an underwriter in Schedule I to the IPO Underwriting Agreement who purchases Common Units pursuant thereto.

  • Approved Underwriter has the meaning set forth in Section 3(f) of this Agreement.

  • Underwriter means a securities dealer who purchases any Registrable Securities as principal in an Underwritten Offering and not as part of such dealer’s market-making activities.

  • Underwritten Offering Notice has the meaning set forth in Section 2(b).

  • Underwritten Offering means a Registration in which securities of the Company are sold to an Underwriter in a firm commitment underwriting for distribution to the public.

  • Underwritten Shelf Takedown shall have the meaning given in subsection 2.3.3.

  • Piggyback Registration shall have the meaning given in subsection 2.2.1.

  • Marketed Underwritten Offering means any Underwritten Offering (including a Marketed Underwritten Shelf Take-Down, but, for the avoidance of doubt, not including any Shelf Take-Down that is not a Marketed Underwritten Shelf Take-Down) that involves a customary “road show” (including an “electronic road show”) or other substantial marketing effort by the Company and the underwriters over a period of at least 48 hours.

  • Underwriters means the underwriters named in Schedule A to the Underwriting Agreement.

  • ERISA-Qualifying Underwriting A best efforts or firm commitment underwriting or private placement that meets the requirements of an Underwriter’s Exemption.

  • Underwritten Demand shall have the meaning given in subsection 2.1.3 of this Agreement.

  • Underwritten Shelf Take-Down has the meaning set forth in Section 2.4(b).

  • Credit Underwriter means the independent contractor under contract with the Corporation having the responsibility for providing Credit Underwriting services.

  • Initiating Holder has the meaning set forth in Section 2.01(a).

  • Initiating Holders means, collectively, Holders who properly initiate a registration request under this Agreement.

  • Demanding Holder shall have the meaning given in subsection 2.1.1.

  • Underwriters' Securities means the Offered Securities other than Contract Securities.

  • Majority Participating Holders means Participating Holders holding more than 50% of the Registrable Securities proposed to be included in any offering of Registrable Securities by such Participating Holders pursuant to Section 2.1 or Section 2.2.