Regulated Group definition

Regulated Group means, at any time, the Group Holding Company and its Subsidiaries (for the avoidance of doubt, excluding any Lloyd’s syndicates) which from time to time are required to be included in the calculation of “group solvency” as provided for at Title III Chapter II, Section 1 of the Solvency II Directive (or if the Solvency II Directive is amended, the corresponding (if any) provisions thereto) or, if Solvency II is not part of the Relevant Rules, any other similar or corresponding calculation under the Relevant Rules;
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Regulated Group means, at any time, the group comprising the Issuer and some or all of its subsidiaries which for the time is prudentially regulated on a consolidated basis;
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Regulated Group means the Guarantor and all of its subsidiaries and holding companies, if any, from time to time required to be included in the calculation of “group solvency” as provided for at Title III Chapter II, Section 1 of the Solvency II Directive (or if the Solvency II Directive is amended, the corresponding (if any) provisions thereto) or, if the Solvency II Directive is not part of the Applicable Supervisory Regulations, any other similar or corresponding calculation under the Applicable Supervisory Regulations.
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Examples of Regulated Group in a sentence

  • The acquisition and disposal of Securities by the HLAH Regulated Group are in the ordinary course of business of the HLAH Regulated Group.

  • Among the relevant Community legislation, we must also mention the “Broadband guidelines” [ 16 ], which lay down the conditions for eligibility of State Aids for NGA networks, and the positions expressed by BEREC (Body of European Regulators for Electronic Communications that replaces the former European Regulated Group, ERG) both in terms of geographical markets [ 17 ] and on some implementation aspects of wholesale solutions and on unbundling in fiber optics networks [ 18 ].

  • The UK Regulated Group is exposed to operational risk through its people, processes, systems and external events.

  • We refer to these three examples as: Unregulated Group; Individual; and Regulated Group.

  • At the date of this Insider Trading Code, Fertiglobe does not qualify as a Regulated Group Company.

  • Alongside its EWRMF, the UK Regulated Group operates ICAAP and ILAA processes to ensure it maintains adequate capital and liquidity in line with regulatory expectations.

  • This would also have an adverse impact on the ability to achieve the UK Regulated Group’s business and strategic objectives, or the UK Regulated Group’s reputation as a consequence of the conduct of the Firm and/or its employees.The UK Regulated Group has a conduct risk framework, as well as conduct risk policy and procedures.

  • Members of the Board must notify the Compliance Officer and the AFM immediately of any change in the number of OCI-Shares and Group Company Shares at their disposal, and of any change in the number of votes that they can cast on the issued capital of the Company and Regulated Group Companies.

  • Members of the Board must immediately after a company has become a Regulated Group Company notify the Compliance Officer and the AFM of the number of Group Company Shares at their disposal and the number of votes they can cast on the issued capital of Regulated Group Companies.

  • These are the Data Regulator (Commission), the Regulated Group (Organisation/Institution) and the Consumer (Employee/potential employee).

Related to Regulated Group

  • Regulated Entities means to include the following:

  • Regulated party means a producer or importer of any amount

  • Regulated Entity means any entity referred to in Section I of Article L.613-34 of the French Code monétaire et financier as modified by the 20 August 2015 Decree Law, which includes certain credit institutions, investment firms, and certain of their parent or holding companies established in France.

  • Related Group For Loan Group 1, Group 1 and for Loan Group 2, Group 2.

  • Designated Group means - i) Black designated groups; ii) Black People; iii) Women; iv) people with disabilities or v) Small enterprise, as defined in Section 1 of National Small Enterprise Act, (102 of 1996)

  • Consolidated Group means the Borrower and all Subsidiaries which are consolidated with it for financial reporting purposes under GAAP.

  • Affiliated Group means any affiliated group within the meaning of Section 1504(a) of the Code or any similar group defined under a similar provision of state, local or foreign law.

  • regulated person means a person whose collection activities are confined and are directly related to the operation of a business other than that of a collection agency including any of the following:

  • Regulated Subsidiary means any Subsidiary of the Company so long as such Subsidiary is (a) a Broker-Dealer Subsidiary or (b) otherwise subject to regulation by any Governmental Authority and for which the incurrence of Indebtedness (including Guarantees) or the granting of Liens with respect to its assets would be prohibited or restricted or would result in a negative impact on any minimum capital or similar requirement applicable to it, in any case, as set forth in any rule or regulation of such Governmental Authority.

  • Permitted Group means any group of investors that is deemed to be a "person" (as that term is used in Section 13(d)(3) of the Exchange Act), by virtue of the Stockholders Agreement, as the same may be amended, modified or supplemented from time to time; provided that no single Person (other than the Principals and their Related Parties) Beneficially Owns (together with its Affiliates) more of the Voting Stock of the Company that is Beneficially Owned by such group of investors than is then collectively Beneficially Owned by the Principals and their Related Parties in the aggregate.

  • regulated business means a business which is required to be licensed under one or other of the regulatory laws;

  • Restricted Group Collectively, the following persons and entities: the Trustee; the Underwriters; the Depositor; the Master Servicer; the Special Servicer; any Sub-Servicers; the Sponsors; each Mortgagor, if any, with respect to Mortgage Loans constituting more than 5% of the total unamortized principal balance of all the Mortgage Loans in the Trust Fund as of the Closing Date; and any and all Affiliates of any of the aforementioned Persons.

  • Regulated Funds means the Existing Regulated Fund, the Future Regulated Funds and the BDC Downstream Funds.

  • Exposed group means all employees at a work location, working area, or a common area at work, where an employee COVID-19 case was present at any time during the high-risk exposure period. A common area at work includes bathrooms, walkways, hallways, aisles, break or eating areas, and waiting areas. The following exceptions apply:

  • regulated investment companies (as defined in Section 851 of the Code), all as from time to time in effect (collectively, the "Policies"), and with all applicable provisions of law, including without limitation all applicable provisions of the Investment Company Act of 1940 (the "1940 Act") and the rules and regulations thereunder. Subject to the foregoing, the Sub-Adviser is authorized, in its discretion and without prior consultation with the Manager, to buy, sell, lend and otherwise trade in any stocks, bonds and other securities and investment instruments on behalf of the Series, without regard to the length of time the securities have been held and the resulting rate of portfolio turnover or any tax considerations; and the majority or the whole of the Series may be invested in such proportions of stocks, bonds, other securities or investment instruments, or cash, as the Sub-Adviser shall determine.

  • Combined Group means a group of corporations or other entities that files a Combined Return.

  • regulated financial institution means a state or nationally chartered bank, savings and loan association or savings bank, credit union, trust company, or other state or federally chartered lending institution or a regulated affiliate or regulated subsidiary of any of these entities.

  • Regulated Activity means any generation, treatment, storage, recycling, transportation, disposal or release of any Hazardous Substances.

  • Regulated substance means any substance, material or waste the use, generation, handling, storage, treatment or disposal of which is regulated by any local or state government authority, including any of the same designated by any authority as hazardous, genetic, cloning, fetal, or embryonic.

  • Controlled Group Member means each trade or business (whether or not incorporated) which together with any Loan Party is treated as a single employer under Sections 4001(a)(14) or 4001(b)(1) of ERISA or Sections 414(b), (c), (m) or (o) of the Code.

  • Regulated Substances means any pollutant or contaminant, waste, material, compound, chemical or substance regulated under Environmental Laws, including without limitation, petroleum or petroleum-derived products, asbestos containing material, toxic mold, radon gas or off-specification drywall or wallboard.

  • Regulated Bank means an Approved Commercial Bank that is (i) a U.S. depository institution the deposits of which are insured by the Federal Deposit Insurance Corporation; (ii) a corporation organized under section 25A of the U.S. Federal Reserve Act of 1913; (iii) a branch, agency or commercial lending company of a foreign bank operating pursuant to approval by and under the supervision of the Board of Governors under 12 CFR part 211; (iv) a non-U.S. branch of a foreign bank managed and controlled by a U.S. branch referred to in clause (iii); or (v) any other U.S. or non-U.S. depository institution or any branch, agency or similar office thereof supervised by a bank regulatory authority in any jurisdiction.

  • Retained Group means the Seller, its subsidiaries and subsidiary undertakings from time to time, any holding company of the Seller and all other subsidiaries or subsidiary undertakings of any such holding company (except members of the Group);

  • Regulated investment company has the meaning set forth in Section 851 of the Code.

  • Supervised financial organization means a person, other than an insurance company or other organization primarily engaged in an insurance business:

  • Regulated NSR pollutant means the following: